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Holdings
KIPHART RICHARD P
Date
Name
Symbol
Type
Security
Shares
Price
Value
Ownership
Reported
06/23/2016
LIME ENERGY CO.
LIME
Grant
Common Stock
4.6k
$0.00
$0
06/23/2016
01/11/2016
LIME ENERGY CO.
LIME
Grant
Common Stock
6.9k
$0.00
$0
01/11/2016
06/22/2015
LIME ENERGY CO.
LIME
Grant
Common Stock
2.9k
$0.00
$0
06/22/2015
02/12/2015
LIME ENERGY CO.
LIME
Grant
Common Stock
7.8k
$0.00
$0
02/12/2015
12/22/2014
LIME ENERGY CO.
LIME
Exercise
Series A Preferred Stock
558.6k
$3.51
$2M
12/22/2014
12/22/2014
LIME ENERGY CO.
LIME
Exercise
Series B Preferred Stock
225.9k
$2.83
$639.3k
12/22/2014
12/22/2014
LIME ENERGY CO.
LIME
Exercise
2014 Subordinated Secured Convertible Pay-In-Kind Note
0
$4.91
$0
12/22/2014
12/22/2014
LIME ENERGY CO.
LIME
Exercise
Common Stock
1.6M
$0.00
$0
12/22/2014
12/22/2014
LIME ENERGY CO.
LIME
Exercise
Common Stock
798.2k
$0.00
$0
12/22/2014
12/22/2014
LIME ENERGY CO.
LIME
Exercise
Common Stock
160.1k
$0.00
$0
12/22/2014
08/13/2014
LIME ENERGY CO.
LIME
Grant
Warrant
50k
$4.04
$202k
08/13/2014
07/02/2014
LIME ENERGY CO.
LIME
Grant
Common Stock
4.8k
$0.00
$0
07/02/2014
07/02/2014
LIME ENERGY CO.
LIME
Grant
Common Stock
4.8k
$0.00
$0
07/02/2014
06/30/2014
LIME ENERGY CO.
LIME
Other (acquisition)
Series A preferred stock
30.7k
$10.00
$307.5k
06/30/2014
06/30/2014
LIME ENERGY CO.
LIME
Other (acquisition)
Series B preferred stock
12.4k
$10.00
$124.4k
06/30/2014
01/02/2014
LIME ENERGY CO.
LIME
Grant
Common Stock
6.8k
$0.00
$0
01/02/2014
12/31/2013
LIME ENERGY CO.
LIME
Other (acquisition)
Series B Preferred Stock
616
$2.83
$1.7k
12/30/2013
12/31/2013
LIME ENERGY CO.
LIME
Other (acquisition)
Series A Preferred Stock
16.3k
$10.00
$162.7k
12/31/2013
12/30/2013
LIME ENERGY CO.
LIME
Purchase
Series B Preferred Stock
200k
$10.00
$2M
12/30/2013
12/30/2013
LIME ENERGY CO.
LIME
Purchase
Warrant to Purchase Shares of Common Stock
282.7k
$2.83
$800k
09/23/2013
12/12/2013
LIME ENERGY CO.
LIME
Grant
Common Stock
897
$0.00
$0
12/12/2013
12/09/2013
LIME ENERGY CO.
LIME
Grant
Common Stock
4k
$0.00
$0
12/09/2013
09/23/2013
LIME ENERGY CO.
LIME
Purchase
Warrant to Purchase Shares of Common Stock
1.5M
$0.00
$0
09/23/2013
09/23/2013
LIME ENERGY CO.
LIME
Other (acquisition)
Series A Preferred Stock
279.8k
$2,797,740.00
$782734.9M
09/23/2013
09/23/2013
LIME ENERGY CO.
LIME
Purchase
Series A Preferred Stock
200k
$10.00
$2M
09/23/2013
01/03/2013
LIME ENERGY CO.
LIME
Grant
Common Stock
26.5k
$0.00
$0
01/03/2013
06/15/2012
LIME ENERGY CO.
LIME
Grant
Common Stock
5.6k
$0.00
$0
06/15/2012
05/15/2012
LIME ENERGY CO.
LIME
Purchase
Common Stock
1000k
$2.55
$2.6M
05/15/2012
03/15/2012
LIME ENERGY CO.
LIME
Purchase
Common Stock
175k
$2.80
$490k
03/15/2012
01/03/2012
LIME ENERGY CO.
LIME
Grant
Common Stock
6.3k
$0.00
$0
01/03/2012
12/05/2011
LIME ENERGY CO.
LIME
Purchase
Common Stock
800
$3.20
$2.6k
12/05/2011
12/01/2011
LIME ENERGY CO.
LIME
Purchase
Common Stock
2k
$3.10
$6.3k
12/01/2011
11/30/2011
LIME ENERGY CO.
LIME
Purchase
Common Stock
1.2k
$3.10
$3.8k
11/30/2011
06/16/2011
LIME ENERGY CO.
LIME
Purchase
Common Stock
9k
$4.48
$40.3k
06/16/2011
06/16/2011
LIME ENERGY CO.
LIME
Purchase
Common Stock
5k
$4.48
$22.4k
06/16/2011
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