| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 05/08/2023 | Tonix Pharmaceuticals Holding Corp. | TNXP | Grant | Stock Option | 60k | $0.51 | $30.5k | | 05/08/2023 |
| 03/03/2023 | ARROWHEAD PHARMACEUTICALS, INC. | ARWR | Sale | Common Stock | 11.4k | $32.65 | $370.6k | | 03/03/2023 |
| 05/09/2022 | Tonix Pharmaceuticals Holding Corp. | TNXP | Grant | Stock Option | 2.1M | $0.13 | $281.4k | | 05/09/2022 |
| 01/07/2022 | ARROWHEAD PHARMACEUTICALS, INC. | ARWR | Grant | Common Stock | 6.4k | $0.00 | $0 | | 01/07/2022 |
| 01/03/2022 | ARROWHEAD PHARMACEUTICALS, INC. | ARWR | Sale | Common Stock | 1.9k | $65.04 | $124.6k | | 01/03/2022 |
| 01/03/2022 | ARROWHEAD PHARMACEUTICALS, INC. | ARWR | Sale | Common Stock | 244 | $66.25 | $16.2k | | 01/03/2022 |
| 01/03/2022 | ARROWHEAD PHARMACEUTICALS, INC. | ARWR | Sale | Common Stock | 1.9k | $64.26 | $121.5k | | 01/03/2022 |
| 09/13/2021 | ARROWHEAD PHARMACEUTICALS, INC. | ARWR | Sale | Common Stock | 2.2k | $63.76 | $143.5k | | 09/13/2021 |
| 09/13/2021 | ARROWHEAD PHARMACEUTICALS, INC. | ARWR | Sale | Common Stock | 2.8k | $63.76 | $175.3k | | 09/13/2021 |
| 05/10/2021 | Tonix Pharmaceuticals Holding Corp. | TNXP | Grant | Stock Option | 270.9k | $1.03 | $279k | | 05/10/2021 |
| 01/01/2021 | ARROWHEAD PHARMACEUTICALS, INC. | ARWR | Grant | Common Stock | 9k | $0.00 | $0 | | 01/01/2021 |
| 08/13/2020 | Tonix Pharmaceuticals Holding Corp. | TNXP | Purchase | Common Stock, par value $0.001 | 5.4k | $0.94 | $5k | | 08/13/2020 |
| 05/04/2020 | Tonix Pharmaceuticals Holding Corp. | TNXP | Grant | Stock Option | 75k | $0.77 | $57.8k | | 05/04/2020 |
| 05/06/2019 | Tonix Pharmaceuticals Holding Corp. | TNXP | Grant | Stock Option | 30k | $2.05 | $61.5k | | 05/06/2019 |
| 09/05/2018 | Tonix Pharmaceuticals Holding Corp. | TNXP | Grant | Stock Option | 15k | $1.03 | $15.4k | | 09/05/2018 |
| 07/31/2013 | Diadexus, Inc. | DDXS | Grant | Stock Option (Right to Buy) | 55k | $1.19 | $65.4k | | 07/31/2013 |
| 05/16/2012 | BIOCLINICA INC | BIOC | Grant | Restricted Stock Units | 12k | $0.00 | $0 | | 05/16/2012 |
| 09/02/2011 | ICAGEN INC | ICGN | Exercise | Director Stock Option (right to buy) | 1.2k | $3.36 | $4.2k | | 09/02/2011 |
| 09/02/2011 | ICAGEN INC | ICGN | Exercise | Director Stock Option (right to buy) | 1.2k | $4.08 | $5.1k | | 09/02/2011 |
| 09/02/2011 | ICAGEN INC | ICGN | Exercise | Director Stock Option (right to buy) | 2k | $2.56 | $5.1k | | 09/02/2011 |
| 05/11/2011 | BIOCLINICA INC | BIOC | Grant | Restricted Stock Units | 10k | $0.00 | $0 | | 05/11/2011 |
| 01/03/2011 | ICAGEN INC | ICGN | Grant | | 7.1k | $0.00 | $0 | | 01/03/2011 |
| 06/04/2010 | ICAGEN INC | ICGN | Grant | Director Stock Option (right to buy) | 10k | $0.51 | $5.1k | | 06/04/2010 |