Leone John R [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
02/03/2021	WINDTREE THERAPEUTICS INC /DE/	WINT	Grant	Stock Option (Right to Buy)	15k	$5.50	$82.5k	02/03/2021
05/22/2020	WINDTREE THERAPEUTICS INC /DE/	WINT	Purchase	Common Stock	2.1k	$7.25	$15k	05/22/2020
05/22/2020	WINDTREE THERAPEUTICS INC /DE/	WINT	Purchase	Common Stock Warrants	2.1k	$7.98	$16.5k	05/22/2020
06/28/2019	WINDTREE THERAPEUTICS INC /DE/	WINT	Grant	Stock Option (Right to Buy)	40k	$4.60	$184k	06/28/2019
12/24/2018	WINDTREE THERAPEUTICS INC /DE/	WINT	Grant	Stock Option (Right to Buy)	32k	$4.22	$135k	12/24/2018
12/24/2018	WINDTREE THERAPEUTICS INC /DE/	WINT	Grant	Common Stock	15k	$0.00	$0	12/24/2018
11/21/2018	WINDTREE THERAPEUTICS INC /DE/	WINT	Conversion	Common Stock	650	$0.00	$0	11/21/2018
11/21/2018	WINDTREE THERAPEUTICS INC /DE/	WINT	Conversion	Series A Convertible Preferred Stock	13	$0.00	$0	11/21/2018
05/22/2018	PERNIX THERAPEUTICS HOLDINGS, INC.	PTX	Grant	Stock Option (right to buy)	25k	$2.63	$65.8k	05/22/2018
11/15/2017	PERNIX THERAPEUTICS HOLDINGS, INC.	PTX	Grant	Stock Option (right to buy)	50k	$2.97	$148.5k	11/15/2017
02/13/2017	WINDTREE THERAPEUTICS INC /DE/	WINT	Purchase	Series A-1 Warrants (Right to Buy)	13k	$1.37	$17.8k	02/13/2017
02/13/2017	WINDTREE THERAPEUTICS INC /DE/	WINT	Purchase	Series A Convertible Preferred Stock	13	$1.37	$17.8	02/13/2017
06/11/2013	WINDTREE THERAPEUTICS INC /DE/	WINT	Grant	Non-Qualified Stock Option (right to buy)	15k	$1.69	$25.4k	06/11/2013
06/11/2013	WINDTREE THERAPEUTICS INC /DE/	WINT	Grant		4.7k	$0.00	$0	06/11/2013
02/21/2011	VIROPHARMA INC	VPHM	Grant	Restricted Stock Units	4.5k	$0.00	$0	02/21/2011
02/21/2011	VIROPHARMA INC	VPHM	Grant	Stock Option (Right to Buy)	15k	$17.30	$259.5k	02/21/2011
02/22/2010	VIROPHARMA INC	VPHM	Grant	Stock Option (Right to Buy)	15k	$10.76	$161.4k	02/22/2010