| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 01/03/2023 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 19k | $3.85 | $73.2k | | 01/03/2023 |
| 01/03/2023 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 11.9k | $3.85 | $45.7k | | 01/03/2023 |
| 01/03/2023 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 37.8k | $3.85 | $145.4k | | 01/03/2023 |
| 03/08/2022 | CAPRICOR THERAPEUTICS, INC. | CAPR | Exercise | Common Stock | 15.5k | $1.39 | $21.5k | | 03/08/2022 |
| 03/08/2022 | CAPRICOR THERAPEUTICS, INC. | CAPR | Exercise | Stock Option (Right to Buy) | 15.5k | $0.00 | $0 | | 03/08/2022 |
| 01/03/2022 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 63.1k | $3.18 | $200.5k | | 01/03/2022 |
| 01/04/2021 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 72k | $3.74 | $269.1k | | 01/04/2021 |
| 06/05/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 83k | $1.39 | $115.4k | | 06/05/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 750 | $57.80 | $43.4k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 1.4k | $3.70 | $5.2k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 4.8k | $1.39 | $6.6k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 3k | $1.39 | $4.2k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 2.9k | $1.39 | $4k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 2.4k | $1.39 | $3.4k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 750 | $1.39 | $1k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 1.4k | $1.39 | $1.9k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (Right to Buy) | 15.5k | $1.39 | $21.5k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 4.8k | $3.25 | $15.4k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 3k | $15.70 | $47.9k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 2.9k | $25.50 | $72.8k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 2.4k | $31.20 | $76k | | 02/12/2020 |
| 02/12/2020 | CAPRICOR THERAPEUTICS, INC. | CAPR | Disposition | Stock Option (Right to Buy) | 15.5k | $3.70 | $57.2k | | 02/12/2020 |
| 08/08/2019 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (right to buy) | 4.8k | $3.25 | $15.4k | | 08/08/2019 |
| 01/22/2019 | TESARO, Inc. | TSRO | Disposition | Director Nonqualified Stock Option (right to buy) | 7.2k | $46.89 | $338k | | 01/22/2019 |
| 01/22/2019 | TESARO, Inc. | TSRO | Disposition | Director Nonqualified Stock Option (right to buy) | 12k | $149.22 | $1.8M | | 01/22/2019 |
| 01/22/2019 | TESARO, Inc. | TSRO | Disposition | Director Nonqualified Stock Option (right to buy) | 12k | $47.27 | $567.2k | | 01/22/2019 |
| 01/22/2019 | TESARO, Inc. | TSRO | Disposition | Director Nonqualified Stock Option (right to buy) | 10k | $60.77 | $607.7k | | 01/22/2019 |
| 01/22/2019 | TESARO, Inc. | TSRO | Disposition | Director Nonqualified Stock Option (right to buy) | 25k | $26.36 | $659k | | 01/22/2019 |
| 01/22/2019 | TESARO, Inc. | TSRO | Disposition | Director Restricted Stock Units | 4.1k | $0.00 | $0 | | 01/22/2019 |
| 01/22/2019 | TESARO, Inc. | TSRO | Other | Common Stock | 2.1k | $75.00 | $156.8k | | 01/22/2019 |
| 06/01/2018 | TESARO, Inc. | TSRO | Grant | Director Nonqualified Stock Option (right to buy) | 7.2k | $46.89 | $338k | | 06/01/2018 |
| 06/01/2018 | TESARO, Inc. | TSRO | Grant | Director Restricted Stock Units | 4.1k | $0.00 | $0 | | 06/01/2018 |
| 06/01/2018 | TESARO, Inc. | TSRO | Grant | Common Stock | 1.6k | $0.00 | $0 | | 06/01/2018 |
| 01/02/2018 | CAPRICOR THERAPEUTICS, INC. | CAPR | Grant | Stock Option (right to buy) | 30.5k | $1.57 | $47.9k | | 01/02/2018 |
| 06/01/2017 | TESARO, Inc. | TSRO | Grant | Director Nonqualified Stock Option (right to buy) | 12k | $149.22 | $1.8M | | 06/01/2017 |
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