GI DYNAMICS, INC. (GIDYL) [Rocket]

Date	Name	Title	Type	Security	Shares	Price	Value	Ownership	Reported
03/09/2021	Carter Charles Ross	CFO and Secretary	Disposition	Stock Option (right to buy)	385.2k	$1.12	$431.6k		03/09/2021
01/28/2021	VIRGILIO JOSEPH III	President & CEO	Grant	Stock Option (right to buy)	11.1M	$0.06	$664.6k		01/28/2021
01/28/2021	LERDAL MARK D	Director	Grant	Stock Option (right to buy)	1.4M	$0.06	$83.1k		01/28/2021
12/16/2019	Moore Daniel Jeffrey	Director	Grant	Stock Option (right to buy)	30k	$1.34	$40.2k		12/16/2019
12/16/2019	Thompson Juliet	Director	Grant	Stock Option (right to buy)	30k	$1.34	$40.2k		12/16/2019
12/16/2019	BARBERICH TIMOTHY J	Director	Grant	Stock Option (right to buy)	30k	$1.34	$40.2k		12/16/2019
09/19/2019	Schorer Scott	President and CEO	Grant	Stock Option (right to buy)	1.1M	$1.12	$1.2M		09/19/2019
09/19/2019	Carter Charles Ross	CFO and Secretary	Grant	Stock Option (right to buy)	385.2k	$1.12	$431.6k		09/19/2019
11/12/2018	Schorer Scott	President and CEO	Grant	Stock Option (right to buy)	300k	$0.72	$216k		11/12/2018
05/24/2018	Thompson Juliet	Director	Grant	Stock Option (right to buy)	30k	$1.67	$50.1k		05/24/2018
05/22/2017	Stuge Oern	Director	Grant	Stock Option (right to buy)	8k	$2.33	$18.6k		05/22/2017
01/12/2017	Callahan Brian	Chief Compliance Officer	Grant	Stock Option (right to buy)	97.5k	$0.78	$76.1k		01/12/2017
01/12/2017	Schorer Scott	President and CEO	Grant	Stock Option (right to buy)	170.6k	$0.78	$133.1k		01/12/2017
01/04/2017	Stuge Oern	Director	Grant	Stock Option (right to buy)	30k	$0.76	$22.8k		01/04/2017
05/25/2016	Keating Anne	Director	Purchase	Common Stock	9k	$0.74	$6.7k	By Stratford Gem Pty Ltd (Superannuation Fund)	05/25/2016
05/25/2016	Keating Anne	Director	Purchase	Common Stock	15k	$0.72	$10.8k	By Stratford Gem Pty Ltd (Superannuation Fund)	05/25/2016
05/09/2016	Callahan Brian	Chief Compliance Officer	Grant	Stock Option (right to buy)	95.1k	$0.66	$62.8k		05/09/2016
03/23/2016	Meyer Jack Edward	Director	Exercise	Restricted Stock Unit (RSU)	1000	$0.00	$0		03/23/2016
03/23/2016	Moore Daniel Jeffrey	Director	Exercise	Restricted Stock Unit (RSU)	1000	$0.00	$0		03/23/2016
03/23/2016	Bradley Graham J	Director	Exercise	Restricted Stock Unit (RSU)	1000	$0.00	$0		03/23/2016
03/23/2016	Schorer Scott	President and CEO	Grant	Stock Option (right to buy)	250k	$0.80	$200k		03/23/2016
03/23/2016	Carusi Michael A	Director	Exercise	Restricted Stock Unit (RSU)	1000	$0.00	$0		03/23/2016