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Auspex Pharmaceuticals, Inc. (ASPX)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
05/05/2015
Shah Pratik
President and CEO
Disposition
Restricted Stock Units
100k
$0.00
$0
05/05/2015
05/05/2015
Stamler David A
Chief Medical Officer
Disposition
Employee Stock Option (Right to Buy)
26.2k
$0.54
$14.2k
05/05/2015
05/05/2015
Stamler David A
Chief Medical Officer
Disposition
Employee Stock Option (Right to Buy)
60k
$59.66
$3.6M
05/05/2015
05/05/2015
Stamler David A
Chief Medical Officer
Disposition
Restricted Stock Units
30k
$0.00
$0
05/05/2015
05/05/2015
Stamler David A
Chief Medical Officer
Disposition
Employee Stock Option (Right to Buy)
66.7k
$0.86
$57.3k
05/05/2015
05/05/2015
Stamler David A
Chief Medical Officer
Disposition
Employee Stock Option (Right to Buy)
20.6k
$0.90
$18.6k
05/05/2015
05/05/2015
Stamler David A
Chief Medical Officer
Disposition
Employee Stock Option (Right to Buy)
25.3k
$0.90
$22.7k
05/05/2015
05/05/2015
Saks Samuel R
Chief Development Officer
Other
Common Stock
67.3k
$0.00
$0
05/05/2015
05/05/2015
Saks Samuel R
Chief Development Officer
Disposition
Employee Stock Option (Right to Buy)
30k
$59.66
$1.8M
05/05/2015
05/05/2015
Saks Samuel R
Chief Development Officer
Disposition
Restricted Stock Units
15k
$0.00
$0
05/05/2015
05/05/2015
Saks Samuel R
Chief Development Officer
Disposition
Employee Stock Option (Right to Buy)
7.8k
$0.90
$7k
05/05/2015
05/05/2015
Saks Samuel R
Chief Development Officer
Disposition
Employee Stock Option (Right to Buy)
47.8k
$0.86
$41.1k
05/05/2015
05/05/2015
Saks Samuel R
Chief Development Officer
Disposition
Employee Stock Option (Right to Buy)
27.2k
$0.86
$23.4k
05/05/2015
05/05/2015
PROEHL GERALD T
Director
Other
Common Stock
1.5k
$0.00
$0
05/05/2015
05/05/2015
Sarshar Sepehr
Director
Other
Common Stock
242.6k
$0.00
$0
05/05/2015
05/05/2015
Stamler David A
Chief Medical Officer
Other
Common Stock
1.6k
$0.00
$0
05/05/2015
05/05/2015
PROEHL GERALD T
Director
Disposition
Stock Option (Right to Buy)
13.3k
$6.57
$87.6k
05/05/2015
05/05/2015
PROEHL GERALD T
Director
Disposition
Stock Option (Right to Buy)
6.7k
$18.13
$120.9k
05/05/2015
05/05/2015
FERGUSON RODNEY A
Director
Other
Common Stock
2.5M
$0.00
$0
05/05/2015
05/05/2015
Shah Pratik
President and CEO
Other
Common Stock
903k
$0.00
$0
05/05/2015
05/05/2015
Shah Pratik
President and CEO
Disposition
Employee Stock Option (Right to Buy)
215.2k
$6.57
$1.4M
05/05/2015
05/05/2015
Shah Pratik
President and CEO
Disposition
Employee Stock Option (Right to Buy)
200k
$59.66
$11.9M
05/05/2015
05/05/2015
Schmid John P.
CFO
Disposition
Restricted Stock Units
15k
$0.00
$0
05/05/2015
05/05/2015
CHOWRIRA BHARAT M
COO
Other
Common Stock
8.3k
$0.00
$0
05/05/2015
05/05/2015
CHOWRIRA BHARAT M
COO
Disposition
Employee Stock Option (Right to Buy)
297.8k
$0.54
$160.8k
05/05/2015
05/05/2015
CHOWRIRA BHARAT M
COO
Disposition
Employee Stock Option (Right to Buy)
40k
$59.66
$2.4M
05/05/2015
05/05/2015
CHOWRIRA BHARAT M
COO
Disposition
Restricted Stock Units
20k
$0.00
$0
05/05/2015
05/05/2015
Bleil Lynn Dorsey
Director
Disposition
Stock Option (Right to Buy)
20k
$18.13
$362.6k
05/05/2015
05/05/2015
SCHNEIDER PHILLIP M
Director
Disposition
Stock Option (Right to Buy)
13.3k
$12.00
$160k
05/05/2015
05/05/2015
SCHNEIDER PHILLIP M
Director
Disposition
Stock Option (Right to Buy)
6.7k
$18.13
$120.9k
05/05/2015
05/05/2015
Thomas, McNerney & Partners II, LLC
10% Owner
Other
Common Stock
4.8M
$0.00
$0
see footnote
05/05/2015
05/05/2015
Zisson Alex
10% Owner
Other
Common Stock
4.8M
$0.00
$0
See footnote
05/05/2015
05/05/2015
Schmid John P.
CFO
Other
Common Stock
144.4k
$0.00
$0
05/05/2015
05/05/2015
Schmid John P.
CFO
Disposition
Employee Stock Option (Right to Buy)
59k
$6.57
$387.8k
05/05/2015
05/05/2015
Schmid John P.
CFO
Disposition
Employee Stock Option (Right to Buy)
30k
$59.66
$1.8M
05/05/2015
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