| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 05/15/2023 | 4D Molecular Therapeutics, Inc. | FDMT | Exercise | Stock Option (Right to Buy) | 3k | $9.41 | $28.2k | | 05/15/2023 |
| 02/10/2023 | 4D Molecular Therapeutics, Inc. | FDMT | Grant | Stock Option (Right to Buy) | 50k | $20.24 | $1M | | 02/10/2023 |
| 09/01/2022 | 4D Molecular Therapeutics, Inc. | FDMT | Grant | Stock Option (Right to Buy) | 60k | $8.04 | $482.4k | | 09/01/2022 |
| 04/12/2021 | 4D Molecular Therapeutics, Inc. | FDMT | Exercise | Stock Option (Right to Buy) | 1000 | $9.41 | $9.4k | | 04/12/2021 |
| 03/08/2021 | 4D Molecular Therapeutics, Inc. | FDMT | Grant | Stock Option (Right to Buy) | 70k | $41.66 | $2.9M | | 03/08/2021 |
| 03/31/2018 | Assertio Therapeutics, Inc | ASRT | Payment of Exercise | Common stock | 7k | $6.59 | $46k | | 03/31/2018 |
| 12/18/2017 | Assertio Therapeutics, Inc | ASRT | Disposition | Stock Options | 55k | $17.61 | $968.6k | | 12/18/2017 |
| 12/18/2017 | Assertio Therapeutics, Inc | ASRT | Disposition | Stock Options | 92.5k | $16.07 | $1.5M | | 12/18/2017 |
| 12/18/2017 | Assertio Therapeutics, Inc | ASRT | Disposition | Stock Options | 54.2k | $17.09 | $926.3k | | 12/18/2017 |
| 12/01/2017 | Assertio Therapeutics, Inc | ASRT | Payment of Exercise | Common stock | 10.3k | $7.11 | $73.5k | | 12/01/2017 |
| 04/02/2017 | Assertio Therapeutics, Inc | ASRT | Payment of Exercise | Common stock | 940 | $12.55 | $11.8k | | 03/31/2017 |
| 03/31/2017 | Assertio Therapeutics, Inc | ASRT | Grant | Restricted Stock Units | 40k | $0.00 | $0 | | 03/31/2017 |
| 02/08/2017 | Assertio Therapeutics, Inc | ASRT | Grant | Restricted Stock Units | 23k | $0.00 | $0 | | 02/08/2017 |
| 02/08/2017 | Assertio Therapeutics, Inc | ASRT | Grant | Stock Options | 54.2k | $17.09 | $926.3k | | 02/08/2017 |
| 11/14/2016 | Assertio Therapeutics, Inc | ASRT | Exercise | Common Stock | 5k | $12.69 | $63.4k | | 11/14/2016 |
| 11/14/2016 | Assertio Therapeutics, Inc | ASRT | Sale | Common Stock | 5k | $20.84 | $104.2k | | 11/14/2016 |
| 08/10/2016 | Assertio Therapeutics, Inc | ASRT | Exercise | Common Stock | 3.3k | $12.69 | $41.8k | | 08/10/2016 |
| 08/10/2016 | Assertio Therapeutics, Inc | ASRT | Sale | Common Stock | 3.3k | $21.40 | $70.6k | | 08/10/2016 |
| 08/10/2016 | Assertio Therapeutics, Inc | ASRT | Sale | Common stock | 1.7k | $21.40 | $36.4k | | 08/10/2016 |