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ULURU Inc. (ULUR)
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
03/31/2017
Velocitas Partners LLC
10% Owner
Purchase
Series B Convertible Preferred Stock
1.2k
$4,000.00
$5M
See Footnote
03/31/2017
03/31/2017
Velocitas Partners LLC
10% Owner
Purchase
Warrant (Right to Buy)
57.1M
$0.04
$2.3M
03/31/2017
03/31/2017
Velocitas Partners LLC
10% Owner
Purchase
Secured Convertible Promissory Note
500k
$0.04
$20k
03/31/2017
03/31/2017
Velocitas Partners LLC
10% Owner
Purchase
Common Stock
13.4M
$0.00
$0
03/31/2017
02/27/2017
Shah Vaidehi
CEO
Purchase
Secured Convertible Promissory Note
0
$0.04
$0
See footnote.
02/27/2017
03/29/2016
Sacks Bradley J.
Director
Purchase
Common Stock
266.5k
$0.07
$19k
By Centric Capital Ventures LLC
03/29/2016
03/29/2016
Sacks Bradley J.
Director
Purchase
Warrant (right to buy)
266.5k
$0.09
$23.2k
By Centric Capital Ventures LLC
03/29/2016
03/29/2016
Wallberg Terrance K
CFO
Purchase
Common stock, par value $0.001
701.3k
$0.07
$50k
03/29/2016
03/29/2016
Wallberg Terrance K
CFO
Purchase
701.3k
$0.09
$61.1k
03/29/2016
07/29/2015
Sacks Bradley J.
Director
Other (disposition)
2M
$0.25
$500k
By Centric Capital Ventures LLC
03/01/2017
07/29/2015
Sacks Michael Ivan
10% Owner
Other (disposition)
2M
$0.60
$1.2M
03/01/2017
07/29/2015
Sacks Michael Ivan
10% Owner
Other (disposition)
2M
$0.25
$500k
03/01/2017
07/29/2015
Sacks Bradley J.
Director
Other (disposition)
2M
$0.60
$1.2M
By Centric Capital Ventures LLC
03/01/2017
10/24/2013
IPMD GmbH
10% Owner
Purchase
Common stock, par value $0.001
750k
$0.40
$300k
10/24/2013
09/06/2013
IPMD GmbH
10% Owner
Purchase
Common stock, par value $0.001
750k
$0.40
$300k
09/06/2013
05/07/2013
IPMD GmbH
10% Owner
Purchase
Common Stock, par value $0.001
1.2M
$0.40
$500k
05/07/2013
03/20/2013
Wallberg Terrance K
CFO
Grant
Employee Stock Option (Right to Buy)
90k
$0.33
$29.7k
03/20/2013
03/20/2013
Jeffrey B Davis
Director
Grant
Stock Option (Right to Buy)
75k
$0.33
$24.8k
03/20/2013
03/20/2013
Kerschbaumer Helmut
Director
Grant
Stock Option (Right to Buy)
100k
$0.33
$33k
03/20/2013
03/20/2013
Kuehne Klaus
Director
Grant
Stock Option (Right to Buy)
100k
$0.33
$33k
03/20/2013
03/20/2013
GRAY KERRY P
CEO
Grant
Stock Option (Right to Buy)
250k
$0.33
$82.5k
03/20/2013
03/20/2013
Stone Jeffrey A
Director
Grant
Stock Option (Right to Buy)
75k
$0.33
$24.8k
03/20/2013
03/14/2013
Wallberg Terrance K
CFO
Purchase
Common Stock
100k
$0.40
$40k
03/14/2013
03/14/2013
Wallberg Terrance K
CFO
Purchase
60k
$0.60
$36k
03/14/2013
07/28/2011
GRAY KERRY P
CEO
Purchase
115.7k
$1.08
$125k
06/13/2011
07/28/2011
GRAY KERRY P
CEO
Purchase
34.7k
$1.08
$37.5k
06/13/2011
06/13/2011
GRAY KERRY P
CEO
Purchase
116.7k
$1.20
$140k
06/13/2011
06/13/2011
GRAY KERRY P
CEO
Purchase
35k
$1.20
$42k
06/13/2011
06/04/2010
Van den Hooff Renaat
President & CEO
Grant
Stock Option (Right to Buy)
300k
$0.14
$42k
06/04/2010
04/26/2010
Stone Jeffrey A
Director
Grant
Stock Option (Right to Buy)
450k
$0.17
$76.5k
04/26/2010
04/26/2010
CROUSE WILLIAM W
Director
Grant
Stock Option (Right to Buy)
500k
$0.17
$85k
04/26/2010
04/26/2010
Jeffrey B Davis
Director
Grant
Stock Option (Right to Buy)
500k
$0.17
$85k
04/26/2010
04/01/2010
Stone Jeffrey A
Director
Grant
Stock Option (Right to Buy)
50k
$0.17
$8.5k
04/01/2010
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