| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 02/24/2022 | PhenixFIN Corp | MCC | Purchase | Common Stock, $0.001 par value | 350 | $40.08 | $14k | | 02/24/2022 |
| 02/14/2022 | PhenixFIN Corp | MCC | Purchase | Common Stock, $0.001 par value | 500 | $39.75 | $19.9k | | 02/14/2022 |
| 09/24/2021 | Barnes & Noble Education, Inc. | BNED | Grant | Common Stock | 11.8k | $0.00 | $0 | | 09/24/2021 |
| 07/29/2021 | Cyxtera Technologies, Inc. | | Exercise | Class B Common Stock | 30k | $0.00 | $0 | | 07/29/2021 |
| 05/24/2021 | PhenixFIN Corp | MCC | Purchase | Common Stock, $0.001 par value | 75 | $40.35 | $3k | | 05/24/2021 |
| 05/17/2021 | PhenixFIN Corp | MCC | Purchase | Common Stock, $0.001 par value | 75 | $38.01 | $2.9k | | 05/17/2021 |
| 10/23/2020 | Barnes & Noble Education, Inc. | BNED | Grant | Common Stock | 48.8k | $0.00 | $0 | | 10/23/2020 |
| 07/18/2019 | ARATANA THERAPEUTICS, INC. | PETX | Disposition | Stock Option (Right to Buy) | 7.5k | $4.80 | $36k | | 07/18/2019 |
| 07/18/2019 | ARATANA THERAPEUTICS, INC. | PETX | Disposition | Stock Option (Right to Buy) | 30k | $5.34 | $160.2k | | 07/18/2019 |
| 07/18/2019 | ARATANA THERAPEUTICS, INC. | PETX | Disposition | Common Stock | 4.5k | $0.00 | $0 | | 07/18/2019 |
| 06/06/2019 | ARATANA THERAPEUTICS, INC. | PETX | Grant | Stock Option (Right to Buy) | 7.5k | $4.80 | $36k | | 06/06/2019 |
| 06/06/2019 | ARATANA THERAPEUTICS, INC. | PETX | Grant | Common Stock | 4.5k | $0.00 | $0 | | 06/06/2019 |
| 05/18/2018 | ARATANA THERAPEUTICS, INC. | PETX | Grant | Stock Option (Right to Buy) | 30k | $5.34 | $160.2k | | 05/18/2018 |
| 06/28/2017 | iMedia Brands, Inc. | EVLV | Purchase | Common Stock | 7k | $1.02 | $7.1k | | 06/28/2017 |
| 06/14/2017 | iMedia Brands, Inc. | EVLV | Grant | Common Stock | 59.1k | $1.10 | $65k | | 06/14/2017 |
| 08/04/2016 | Higher One Holdings, Inc. | ONE | Disposition | Common Stock | 66.5k | $5.15 | $342.3k | | 08/04/2016 |
| 08/04/2016 | Higher One Holdings, Inc. | ONE | Disposition | Common Stock (right to buy) | 26.6k | $3.64 | $97k | | 08/04/2016 |
| 08/04/2016 | Higher One Holdings, Inc. | ONE | Disposition | Common Stock (right to buy) | 21.3k | $3.42 | $72.8k | | 08/04/2016 |
| 08/04/2016 | Higher One Holdings, Inc. | ONE | Disposition | Restricted Stock Units | 27.7k | $0.00 | $0 | | 08/04/2016 |
| 01/04/2010 | JONES GROUP INC | JNY | Grant | Common Stock | 6.1k | $0.00 | $0 | | 01/04/2010 |