| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 07/01/2019 | DYNASIL CORP OF AMERICA | DYSL | Grant | Common Stock | 12.5k | $1.00 | $12.5k | | 07/01/2019 |
| 06/18/2019 | ABRDN EMERGING MARKETS EQUITY INCOME FUND, INC. | AEF | Sale | Common Stock | 18.4k | $7.86 | $144.5k | | 06/18/2019 |
| 04/01/2019 | DYNASIL CORP OF AMERICA | DYSL | Grant | Common Stock | 12.3k | $1.02 | $12.5k | | 04/01/2019 |
| 01/02/2019 | DYNASIL CORP OF AMERICA | DYSL | Grant | Common Stock | 14k | $0.89 | $12.5k | | 01/02/2019 |
| 10/01/2018 | DYNASIL CORP OF AMERICA | DYSL | Grant | Common Stock | 9.7k | $1.29 | $12.5k | | 10/01/2018 |
| 07/02/2018 | DYNASIL CORP OF AMERICA | DYSL | Grant | Common Stock | 8.7k | $1.43 | $12.5k | | 07/02/2018 |
| 04/27/2018 | ABRDN EMERGING MARKETS EQUITY INCOME FUND, INC. | AEF | Other (acquisition) | Common Stock | 19.5k | $0.00 | $0 | | 04/27/2018 |
| 04/27/2018 | ABRDN EMERGING MARKETS EQUITY INCOME FUND, INC. | AEF | Other (acquisition) | Common Stock | 18.1k | $0.00 | $0 | | 04/27/2018 |
| 04/27/2018 | ABERDEEN ISRAEL FUND, INC. | ISL | Other (disposition) | Common Stock | 9.4k | $0.00 | $0 | | 04/27/2018 |
| 04/27/2018 | ABRDN EMERGING MARKETS EQUITY INCOME FUND, INC. | AEF | Other (acquisition) | Common Stock | 17.1k | $0.00 | $0 | | 04/27/2018 |
| 04/27/2018 | ABERDEEN LATIN AMERICA EQUITY FUND, INC. | LAQ | Other (disposition) | Common Stock | 6.2k | $0.00 | $0 | | 04/27/2018 |
| 04/02/2018 | DYNASIL CORP OF AMERICA | DYSL | Grant | Common Stock | 9.6k | $1.30 | $12.5k | | 04/02/2018 |
| 01/02/2018 | DYNASIL CORP OF AMERICA | DYSL | Grant | Common Stock | 7.1k | $1.18 | $8.3k | | 01/02/2018 |
| 12/26/2017 | CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC | CIK | Purchase | common stock | 2.5k | $3.58 | $9k | | 12/26/2017 |
| 12/26/2017 | CREDIT SUISSE HIGH YIELD BOND FUND | DHY | Purchase | common shares | 3.2k | $2.77 | $9k | | 12/26/2017 |
| 11/08/2017 | ABERDEEN ISRAEL FUND, INC. | ISL | Purchase | Common Stock | 397.7199 | $20.08 | $8k | | 11/08/2017 |
| 11/08/2017 | ABERDEEN LATIN AMERICA EQUITY FUND, INC. | LAQ | Purchase | Common Stock | 301.4319 | $26.50 | $8k | | 11/08/2017 |
| 11/08/2017 | ABRDN EMERGING MARKETS EQUITY INCOME FUND, INC. | AEF | Purchase | Common Stock | 899.5681 | $8.87 | $8k | | 11/08/2017 |
| 07/25/2017 | CREDIT SUISSE HIGH YIELD BOND FUND | DHY | Purchase | common shares | 3.2k | $2.79 | $9k | | 07/25/2017 |
| 04/12/2017 | ABERDEEN ISRAEL FUND, INC. | ISL | Purchase | Common Stock | 447.8915 | $17.83 | $8k | | 04/12/2017 |
| 04/12/2017 | ABRDN EMERGING MARKETS EQUITY INCOME FUND, INC. | AEF | Purchase | Common Stock | 1.1k | $7.27 | $8k | | 04/12/2017 |
| 02/01/2017 | DYNASIL CORP OF AMERICA | DYSL | Grant | Stock Options | 95.6k | $1.80 | $172.1k | | 01/31/2017 |
| 01/31/2017 | DYNASIL CORP OF AMERICA | DYSL | Other | Stock Options | 22k | $3.03 | $66.6k | | 01/31/2017 |
| 07/25/2016 | CREDIT SUISSE HIGH YIELD BOND FUND | DHY | Purchase | common shares | 3.6k | $2.53 | $9k | | 07/25/2016 |
| 04/13/2016 | ABERDEEN ISRAEL FUND, INC. | ISL | Purchase | Common Stock | 464.4907 | $17.19 | $8k | | 04/13/2016 |
| 08/01/2013 | DYNASIL CORP OF AMERICA | DYSL | Grant | Common Stock | 17.4k | $0.72 | $12.5k | | 08/01/2013 |
| 07/25/2013 | CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC | CIK | Purchase | common stock | 2.1k | $3.81 | $7.9k | | 07/25/2013 |
| 07/25/2013 | CREDIT SUISSE HIGH YIELD BOND FUND | DHY | Purchase | common shares | 2.6k | $3.08 | $7.9k | | 07/25/2013 |
| 07/25/2012 | CREDIT SUISSE ASSET MANAGEMENT INCOME FUND INC | CIK | Purchase | common stock | 2.1k | $3.70 | $7.9k | | 07/25/2012 |
| 12/27/2011 | ABRDN EMERGING MARKETS EQUITY INCOME FUND, INC. | AEF | Purchase | Common Stock | 400.229 | $15.58 | $6.2k | | 12/27/2011 |
| 03/01/2011 | DYNASIL CORP OF AMERICA | DYSL | Grant | Common Stock | 12.4k | $4.75 | $58.9k | | 03/01/2011 |
| 12/27/2010 | CREDIT SUISSE HIGH YIELD BOND FUND | DHY | Purchase | common shares | 2.4k | $2.92 | $7.1k | | 12/27/2010 |
| 10/15/2010 | CREDIT SUISSE HIGH YIELD BOND FUND | DHY | Other (acquisition) | common shares | 4.9k | $2.72 | $13.4k | | 10/15/2010 |
| 07/26/2010 | ABERDEEN INDONESIA FUND, INC. | IF | Purchase | Common Stock | 242.336 | $12.12 | $2.9k | | 07/28/2010 |