KURLAND FRED [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
06/05/2023	Aridis Pharmaceuticals, Inc.	ARDS	Exercise	Restricted Stock Units	4k	$0.00	$0	05/04/2023
05/04/2023	Aridis Pharmaceuticals, Inc.	ARDS	Grant	Stock Options	10k	$0.16	$1.6k	05/04/2023
12/05/2022	Aridis Pharmaceuticals, Inc.	ARDS	Grant	Restricted Stock Units	8k	$0.00	$0	12/05/2022
10/04/2021	Aridis Pharmaceuticals, Inc.	ARDS	Grant	Stock Options	20k	$3.60	$72k	10/04/2021
06/05/2019	Aridis Pharmaceuticals, Inc.	ARDS	Grant	Stock Options	15k	$9.03	$135.4k	06/05/2019
12/05/2018	Aridis Pharmaceuticals, Inc.	ARDS	Grant	Stock Options	17k	$8.50	$144.5k	12/05/2018
12/05/2018	Aridis Pharmaceuticals, Inc.	ARDS	Grant	Stock Options	17k	$8.50	$144.5k	12/05/2018
12/05/2018	Aridis Pharmaceuticals, Inc.	ARDS	Grant	Stock Options	17k	$8.50	$144.5k	12/05/2018
03/18/2015	XOMA Corp	XOMA	Exercise	Restricted Stock Units	10.9k	$0.00	$0	03/18/2015
03/18/2015	XOMA Corp	XOMA	Disposition	Common Shares	3.9k	$4.01	$15.8k	03/18/2015
03/18/2015	XOMA Corp	XOMA	Disposition	Common Shares	5.2k	$4.01	$21k	03/18/2015
02/26/2015	XOMA Corp	XOMA	Grant	Common Shares	10k	$0.00	$0	02/26/2015
02/03/2015	XOMA Corp	XOMA	Gift	Common Shares	16k	$0.00	$0	02/03/2015
02/03/2015	XOMA Corp	XOMA	Gift	Common Shares	16k	$0.00	$0	02/03/2015
11/13/2014	XOMA Corp	XOMA	Exercise	Restricted Stock Units	22.6k	$0.00	$0	11/13/2014
11/13/2014	XOMA Corp	XOMA	Sale	Common Shares	8.8k	$3.89	$34.1k	11/13/2014
08/15/2014	XOMA Corp	XOMA	Sale	Common Shares	10.4k	$4.31	$44.8k	08/14/2014
08/14/2014	XOMA Corp	XOMA	Exercise	Restricted Stock Units	19.1k	$0.00	$0	08/14/2014
03/18/2014	XOMA Corp	XOMA	Exercise	Restricted Stock Units	10.9k	$0.00	$0	03/18/2014
03/18/2014	XOMA Corp	XOMA	Sale	Common Shares	5.9k	$6.32	$37.4k	03/18/2014
02/27/2014	XOMA Corp	XOMA	Grant	Non-Qualified Share Option (right to buy)	60k	$8.91	$534.6k	02/27/2014
02/27/2014	XOMA Corp	XOMA	Grant	Common Shares	43.4k	$0.00	$0	02/27/2014
02/07/2014	XOMA Corp	XOMA	Gift	Common Shares	7.6k	$0.00	$0	02/07/2014
11/13/2013	XOMA Corp	XOMA	Exercise	Restricted Stock Units	22.6k	$0.00	$0	11/13/2013
11/13/2013	XOMA Corp	XOMA	Sale	Common Shares	12.3k	$3.91	$48.2k	11/13/2013
08/15/2013	XOMA Corp	XOMA	Gift	Common Shares	13.2k	$0.00	$0	08/14/2013
08/14/2013	XOMA Corp	XOMA	Sale	Common Shares	7.5k	$3.86	$29k	08/14/2013
08/14/2013	XOMA Corp	XOMA	Exercise	Restricted Stock Units	19.1k	$0.00	$0	08/14/2013
02/28/2013	XOMA Corp	XOMA	Grant	Non-Qualified Share Option (right to buy)	45.1k	$2.72	$122.3k	02/28/2013
02/28/2013	XOMA Corp	XOMA	Grant	Restricted Stock Units	32.6k	$0.00	$0	02/28/2013
01/07/2011	XOMA Corp	XOMA	Grant	Incentive Share Option (right to buy)	1.9k	$5.83	$11.1k	01/07/2011
01/07/2011	XOMA Corp	XOMA	Grant	Non-Qualified Share Option (right to buy)	89.1k	$5.83	$519.5k	01/07/2011