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AMERICAN POWER GROUP Corp (APGI)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
12/19/2017Spring Mountain Capital, LLC10% OwnerSaleCommon Stock1.9M$0.00$0 12/19/2017
12/19/2017Spring Mountain Capital, LLC10% OwnerSaleCommon Stock4.1M$0.00$0See Footnotes12/19/2017
12/19/2017Spring Mountain Capital, LLC10% OwnerSaleCommon Stock5.1M$0.00$0See Footnotes12/19/2017
12/19/2017Spring Mountain Capital, LLC10% OwnerSaleCommon Stock954.2k$0.00$0 12/19/2017
12/19/2017Spring Mountain Capital, LLC10% OwnerSaleCommon Stock1.7M$0.00$0 12/19/2017
12/19/2017Spring Mountain Capital, LLC10% OwnerSale10% Convertible Preferred Stock133.3333$0.40$53.3 12/19/2017
12/19/2017Spring Mountain Capital, LLC10% OwnerSaleCommon Stock Warrants (right to buy)2.5M$0.50$1.2M 12/19/2017
12/19/2017Spring Mountain Capital, LLC10% OwnerSaleCommon Stock Warrants (right to buy)833.3k$0.50$416.7k 12/19/2017
12/19/2017Spring Mountain Capital, LLC10% OwnerSale10% Convertible Preferred Stock399.9999$0.40$160See Footnotes12/19/2017
12/19/2017Spring Mountain Capital, LLC10% OwnerSaleCommon Stock Warrants (right to buy)7.5M$0.50$3.8MSee Footnotes12/19/2017
12/19/2017Spring Mountain Capital, LLC10% OwnerSaleCommon Stock Warrants (right to buy)2.5M$0.50$1.2MSee Footnotes12/19/2017
12/19/2017Spring Mountain Capital, LLC10% OwnerSale10% Convertible Preferred Stock465.3333$0.40$186.1See Footnotes12/19/2017
12/19/2017Spring Mountain Capital, LLC10% OwnerSaleSeries C Convertible Preferred Stock51.932$0.20$10.4See Footnotes12/19/2017
12/19/2017Spring Mountain Capital, LLC10% OwnerSaleCommon Stock Warrants (right to buy)8.7M$0.50$4.4MSee Footnotes12/19/2017
12/19/2017Spring Mountain Capital, LLC10% OwnerSaleCommon Stock Warrants (right to buy)2.9M$0.50$1.5MSee Footnotes12/19/2017
12/19/2017Spring Mountain Capital, LLC10% OwnerSaleCommon Stock Warrants (right to buy)2.6M$0.20$519.3kSee Footnotes12/19/2017
12/19/2017Spring Mountain Capital, LLC10% OwnerSale10% Convertible Preferred Stock65.3333$0.40$26.1 12/19/2017
12/19/2017Spring Mountain Capital, LLC10% OwnerSaleSeries C Convertible Preferred Stock51.932$0.20$10.4 12/19/2017
12/19/2017Spring Mountain Capital, LLC10% OwnerSaleCommon Stock Warrants (right to buy)1.2M$0.50$612.5k 12/19/2017
12/19/2017Spring Mountain Capital, LLC10% OwnerSaleCommon Stock Warrants (right to buy)408.3k$0.50$204.2k 12/19/2017
12/19/2017Spring Mountain Capital, LLC10% OwnerSaleCommon Stock Warrants (right to buy)2.6M$0.20$519.3k 12/19/2017
12/19/2017Spring Mountain Capital, LLC10% OwnerSale10% Convertible Preferred Stock213.3333$0.40$85.3 12/19/2017
12/19/2017Spring Mountain Capital, LLC10% OwnerSaleCommon Stock Warrants (right to buy)4M$0.50$2M 12/19/2017
12/19/2017Spring Mountain Capital, LLC10% OwnerSaleCommon Stock Warrants (right to buy)1.3M$0.50$666.7k 12/19/2017
03/17/2017JENSEN LYLECEO and PresidentGrantCommon Stock Purchase Option2M$0.11$220k 03/17/2017
03/17/2017MCDERMOTT CHARLES JDirectorGrantCommon Stock Purchase Option300k$0.11$33k 03/17/2017
03/17/2017MCDERMOTT CHARLES JDirectorGrantCommon Stock Purchase Option300k$0.11$33k 03/17/2017
03/17/2017COPPA CHARLESCFOGrantCommon Stock Purchase Option700k$0.11$77k 03/17/2017
03/16/2017BRAVERMAN NEIL K10% OwnerPurchaseCommon Stock500k$0.10$50kMember of Entity01/08/2016
02/03/2017BRAVERMAN NEIL K10% OwnerOther (acquisition)Common Stock1M$0.13$133.4kMember of Entity01/08/2016
01/27/2017Van Steenwyk Matthew10% OwnerPurchaseCommon Stock Warrant (right to buy)1M$0.10$102.6kSee01/27/2017
12/31/2016BRAVERMAN NEIL K10% OwnerOther (acquisition)Common Stock441.6k$0.13$57.4kMember of Entity01/08/2016
12/31/2016BRAVERMAN NEIL K10% OwnerOther (acquisition)Common Stock6.1k$0.13$794.2Member of Entity01/08/2016
10/05/2016Spring Mountain Capital, LLC10% OwnerOther (acquisition)Common Stock81.1k$0.20$16.3k 10/05/2016
10/05/2016Weston JamieDirectorOther (acquisition)Common Stock81.1k$0.20$16.3kSee Footnote10/05/2016
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