| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 06/23/2022 | Ensysce Biosciences, Inc. | LACQ | Grant | | 15k | $0.43 | $6.4k | | 06/23/2022 |
| 02/04/2022 | Ensysce Biosciences, Inc. | LACQ | Grant | | 20k | $3.13 | $62.6k | | 02/04/2022 |
| 06/30/2021 | Ensysce Biosciences, Inc. | LACQ | Grant | | 65.8k | $3.35 | $220.6k | | 06/30/2021 |
| 03/25/2021 | Armata Pharmaceuticals, Inc. | APHB | Grant | Stock Option (Right to Buy) | 56k | $5.14 | $287.8k | | 03/25/2021 |
| 12/08/2020 | Armata Pharmaceuticals, Inc. | APHB | Grant | Stock Option (Right to Buy) | 23k | $3.15 | $72.4k | | 12/08/2020 |
| 05/22/2019 | Armata Pharmaceuticals, Inc. | APHB | Grant | Stock Option (Right to Buy) | 149.4k | $3.15 | $470.5k | | 05/22/2019 |
| 09/07/2017 | Armata Pharmaceuticals, Inc. | APHB | Grant | Stock Option (Right to Buy) | 139k | $0.91 | $126.5k | | 09/07/2017 |
| 04/01/2017 | Armata Pharmaceuticals, Inc. | APHB | Grant | Stock Option (Right to Buy) | 161.3k | $0.43 | $69.4k | | 04/01/2017 |
| 02/20/2014 | SEELOS THERAPEUTICS, INC. | APRI | Grant | Stock Option (right to buy) | 71k | $2.38 | $169k | | 02/20/2014 |
| 02/06/2014 | SEELOS THERAPEUTICS, INC. | APRI | Grant | Stock Option (right to buy) | 75k | $2.36 | $177k | | 02/06/2014 |
| 05/23/2013 | SEELOS THERAPEUTICS, INC. | APRI | Purchase | Common Stock Warrant | 20k | $3.40 | $68k | | 05/23/2013 |
| 05/23/2013 | SEELOS THERAPEUTICS, INC. | APRI | Purchase | Common Stock | 20k | $2.85 | $57k | | 05/23/2013 |
| 03/31/2013 | SEELOS THERAPEUTICS, INC. | APRI | Grant | Stock Option (right to buy) | 1.4k | $2.68 | $3.7k | | 03/31/2013 |
| 03/02/2010 | BAKBONE SOFTWARE INC | BKBO | Grant | Common Stock Option (right to buy) | 225k | $0.35 | $78.8k | | 03/02/2010 |