Peak Bio, Inc. [Rocket]

Date	Name	Title	Type	Security	Shares	Price	Value	Reported
09/27/2023	LaMond Stephen J	See Remarks	Purchase	Common Stock	2.6k	$0.00	$0	09/26/2023
09/26/2023	LaMond Stephen J	See Remarks	Purchase	Common Stock	3k	$0.00	$0	09/26/2023
09/18/2023	LaMond Stephen J	See Remarks	Purchase	Common Stock	2.5k	$0.00	$0	09/15/2023
09/15/2023	LaMond Stephen J	See Remarks	Purchase	Common Stock	11.8k	$0.00	$0	09/15/2023
08/14/2023	Huh Hoyoung	10% Owner	Exercise (in-the-money or at-the-money)	Warrant (Right to Purchase)	583.3k	$0.60	$350k	08/14/2023
04/28/2023	Huh Hoyoung	10% Owner	Grant	Warrant (Right to Purchase)	1.9M	$0.60	$1.1M	04/28/2023
04/28/2023	Huh Hoyoung	10% Owner	Grant	Convertible Notes	0	$1,130,775.00	$0	04/28/2023
04/28/2023	Neal James R	Director	Grant	Warrant (Right to Purchase)	33.3k	$0.60	$20k	04/28/2023
04/28/2023	Neal James R	Director	Grant	Convertible Notes	0	$20,004.00	$0	04/28/2023
03/11/2021	Strupp David J.	Co-CEO	Purchase	Common Stock Warrants (right to buy)	2.7k	$11.50	$31k	03/10/2021
03/11/2021	Strupp David J.	Co-CEO	Purchase	Common Stock, par value $0.0001	5.4k	$0.00	$0	03/10/2021
03/10/2021	Strupp David J.	Co-CEO	Purchase	Common Stock, par value $0.0001	4.6k	$0.00	$0	03/10/2021
03/10/2021	Strupp David J.	Co-CEO	Purchase	Common Stock Warrants (right to buy)	2.3k	$11.50	$26.5k	03/10/2021
03/10/2021	Kaplan Steven Neil	CFO	Purchase	Common Stock Warrants (right to buy)	2.5k	$11.50	$28.8k	03/10/2021
03/10/2021	Kaplan Steven Neil	CFO	Purchase	Common Stock, par value $0.0001	5k	$0.00	$0	03/10/2021