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Lowell Farms Inc.
Date
Name
Title
Type
Security
Shares
Price
Value
Ownership
Reported
08/01/2023
Ainsworth Mark L
CEO
Grant
Stock Options (right to buy)
1.8M
$0.05
$78.8k
08/01/2023
08/01/2023
Anton William Conrad
Director
Grant
Stock Options (right to buy)
100k
$0.05
$4.5k
08/01/2023
08/01/2023
Monat Jeffrey
Director
Grant
Stock Options (right to buy)
300k
$0.05
$13.5k
08/01/2023
08/01/2023
Frein Summer
Director
Grant
Stock Options (right to buy)
300k
$0.05
$13.5k
12/23/2022
08/01/2023
Lawrence Ann
Director
Grant
Stock Options (right to buy)
3.2M
$0.05
$144k
08/01/2023
12/23/2022
Lawrence Ann
Director
Grant
Stock Options (right to buy)
75k
$0.09
$6.4k
12/23/2022
12/23/2022
Anton William Conrad
Director
Grant
Stock Options (right to buy)
75k
$0.09
$6.4k
12/23/2022
12/23/2022
Shure Brian
CFO
Exercise
Restricted Stock Units
25k
$0.00
$0
12/23/2022
12/23/2022
Shure Brian
CFO
Grant
Stock Options (right to buy)
75k
$0.09
$6.4k
12/23/2022
12/23/2022
Shure Brian
CFO
Grant
Stock Options (right to buy)
150k
$0.09
$12.8k
12/23/2022
12/23/2022
Gates Bruce A
Director
Grant
Stock Options (right to buy)
50k
$0.09
$4.2k
12/23/2022
12/23/2022
Gates Bruce A
Director
Grant
Stock Options (right to buy)
75k
$0.09
$6.4k
12/23/2022
12/23/2022
Allen George
10% Owner
Grant
Stock Options (right to buy)
75k
$0.09
$6.4k
12/23/2022
12/23/2022
Frein Summer
Director
Grant
Stock Options (right to buy)
50k
$0.09
$4.2k
12/23/2022
12/23/2022
Frein Summer
Director
Grant
Stock Options (right to buy)
75k
$0.09
$6.4k
12/23/2022
12/23/2022
Lawrence Ann
Director
Grant
Stock Options (right to buy)
50k
$0.09
$4.2k
12/23/2022
12/23/2022
Monat Jeffrey
Director
Grant
Stock Options (right to buy)
75k
$0.09
$6.4k
12/23/2022
12/23/2022
Ainsworth Mark L
CEO
Payment of Exercise
Subordinate Voting Shares
33.3k
$0.09
$2.8k
12/23/2022
12/23/2022
Ainsworth Mark L
CEO
Exercise
Restricted Stock Units
33.3k
$0.00
$0
12/23/2022
12/23/2022
Ainsworth Mark L
CEO
Grant
Stock Options (right to buy)
75k
$0.09
$6.4k
12/23/2022
12/23/2022
Ainsworth Mark L
CEO
Grant
Stock Options (right to buy)
150k
$0.09
$12.8k
12/23/2022
09/30/2022
Geronimo CVOF Manager LLC
10% Owner
Other (disposition)
Convertible Debenture of Indus Holding Company
4.1M
$0.20
$828.7k
See footnote
09/30/2022
09/30/2022
Geronimo CVOF Manager LLC
10% Owner
Other (disposition)
Warrants (right to buy)
20.7M
$0.28
$5.8M
See footnote
09/30/2022
09/30/2022
Allen George
10% Owner
Other (disposition)
Convertible Debenture of Indus Holding Company
4.1M
$0.20
$828.7k
See footnote
09/30/2022
09/30/2022
Allen George
10% Owner
Other (disposition)
Warrants (right to buy)
20.7M
$0.28
$5.8M
See footnote
09/30/2022
08/15/2022
Allen George
10% Owner
Purchase
Warrants (right to buy Shares of Indus Holding Company)
4.2M
$0.26
$1.1M
See Footnote
08/15/2022
08/15/2022
Monat Jeffrey
Director
Purchase
Convertible Debenture of Indus Holding Company
216.2k
$0.23
$50k
See footnote
08/15/2022
08/15/2022
Monat Jeffrey
Director
Purchase
Warrants (right to buy)
216.2k
$0.26
$56.5k
See footnote
08/15/2022
08/15/2022
Monat Jeffrey
Director
Purchase
Warrants (right to buy Shares of Indus Holding Company)
324.3k
$0.26
$84.7k
See footnote
08/15/2022
08/15/2022
Anton William Conrad
Director
Purchase
Convertible Debenture of Indus Holding Company
432.3k
$0.23
$100k
See Footnote
08/15/2022
08/15/2022
Anton William Conrad
Director
Purchase
Warrants (right to buy)
432.3k
$0.26
$113k
See Footnote
08/15/2022
08/15/2022
Anton William Conrad
Director
Purchase
Warrants (right to buy Shares of Indus Holding Company)
648.5k
$0.26
$169.5k
See Footnote
08/15/2022
08/15/2022
Shure Brian
CFO
Purchase
Convertible Debenture of Indus Holding Company
2.2M
$0.23
$500k
See footnote
08/15/2022
08/15/2022
Shure Brian
CFO
Purchase
Warrants (right to buy)
2.2M
$0.26
$564.9k
See footnote
08/15/2022
08/15/2022
Shure Brian
CFO
Purchase
Warrants (right to buy Shares of Indus Holding Company
3.2M
$0.26
$847.3k
See footnote
08/15/2022
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