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Pandion Therapeutics, Inc. (PAND)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
02/08/2021Sundy JohnChief Medical OfficerGrantStock Option (right to buy)73.8k$17.75$1.3M 02/08/2021
02/08/2021Goyal VikasSee RemarksGrantStock Option (right to buy)73.8k$17.75$1.3M 02/08/2021
02/08/2021Viney Joanne L.See RemarksGrantStock Option (right to buy)73.8k$17.75$1.3M 02/08/2021
02/08/2021Freedman Edward D.COOGrantStock Option (right to buy)36.9k$17.75$654.9k 02/08/2021
02/08/2021Kakkar RahulCEOGrantStock Option (right to buy)221.4k$17.75$3.9M 02/08/2021
12/02/2020Dorton KatinaDirectorGrantStock Option (right to buy)28k$16.96$474.8k 12/02/2020
11/19/2020Becker Daniel J.DirectorPurchaseCommon Stock197.7k$15.12$3MSee footnote11/19/2020
11/18/2020Becker Daniel J.DirectorPurchaseCommon Stock14.2k$15.26$216.6kSee footnote11/17/2020
11/17/2020Becker Daniel J.DirectorPurchaseCommon Stock2.2k$14.63$31.7kSee footnote11/17/2020
11/17/2020Becker Daniel J.DirectorPurchaseCommon Stock13k$15.43$201kSee footnote11/17/2020
07/21/2020Stagliano NancyDirectorPurchaseCommon Stock1000$18.00$18k 07/17/2020
07/21/2020Stagliano NancyDirectorConversionCommon Stock15k$0.00$0By The Nancy E. Stagliano Trust07/17/2020
07/21/2020ROCHE HOLDING LTD10% OwnerConversionCommon Stock3M$0.00$0See footnote07/21/2020
07/21/2020ROCHE HOLDING LTD10% OwnerPurchaseCommon Stock36.1k$18.00$650kSee footnote07/21/2020
07/21/2020ROCHE HOLDING LTD10% OwnerConversionSeries A Preferred Stock13.1M$0.00$0See footnote07/21/2020
07/21/2020ROCHE HOLDING LTD10% OwnerConversionSeries B Preferred Stock2.4M$0.00$0See footnote07/21/2020
07/21/2020RA CAPITAL MANAGEMENT, L.P.10% OwnerConversionCommon Stock1.4M$0.00$0See footnote07/21/2020
07/21/2020RA CAPITAL MANAGEMENT, L.P.10% OwnerPurchaseCommon Stock361.1k$18.00$6.5MSee footnote07/21/2020
07/21/2020RA CAPITAL MANAGEMENT, L.P.10% OwnerConversionSeries B Preferred Stock7.2M$0.00$0See footnote07/21/2020
07/21/2020Mutz Mitchell10% OwnerConversionCommon Stock3M$0.00$0See footnote07/21/2020
07/21/2020Mutz Mitchell10% OwnerPurchaseCommon Stock36.1k$18.00$650kSee footnote07/21/2020
07/21/2020Mutz Mitchell10% OwnerPurchaseCommon Stock10k$18.00$180kBy wife07/21/2020
07/21/2020Mutz Mitchell10% OwnerConversionSeries A Preferred Stock13.1M$0.00$0See footnote07/21/2020
07/21/2020Mutz Mitchell10% OwnerConversionSeries B Preferred Stock2.4M$0.00$0See footnote07/21/2020
07/21/2020GSK plc10% OwnerConversionCommon Stock1.5M$0.00$0See Footnote07/17/2020
07/21/2020GSK plc10% OwnerConversionCommon Stock348.5k$0.00$0See Footnote07/17/2020
07/21/2020GSK plc10% OwnerPurchaseCommon Stock361.1k$18.00$6.5MSee Footnote07/17/2020
07/21/2020GSK plc10% OwnerConversionSeries A Preferred Stock7.8M$0.00$0See Footnote07/17/2020
07/21/2020GSK plc10% OwnerConversionSeries B Preferred Stock1.8M$0.00$0See Footnote07/17/2020
07/21/2020Kakkar RahulCEOConversionCommon Stock21.1k$0.00$0By Shah-Kakkar Holdings, LLC07/17/2020
07/21/2020Frail DonaldDirectorConversionSeries B Preferred Stock59.9k$0.00$0 07/17/2020
07/21/2020Frail DonaldDirectorPurchaseCommon Stock10k$18.00$180k 07/17/2020
07/21/2020Frail DonaldDirectorConversionCommon Stock11.7k$0.00$0 07/17/2020
07/21/2020Viney Joanne L.See RemarksConversionSeries B Preferred Stock107.8k$0.00$0 07/17/2020
07/21/2020Kakkar RahulCEOConversionSeries B Preferred Stock107.8k$0.00$0By Shah-Kakkar Holdings, LLC07/17/2020
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