News + Filings Transactions Holdings
|
Bleichroeder LP
| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 08/01/2023 | DUOS TECHNOLOGIES GROUP, INC. | DUOT | Purchase | Series F Convertible Preferred Stock | 5k | $1,000.00 | $5M | See footnote | 08/01/2023 |
| 03/23/2023 | INTEVAC INC | IVAC | Purchase | Common Stock | 37.8k | $6.93 | $262.1k | See footnote | 03/23/2023 |
| 03/13/2023 | Identiv, Inc. | INVE | Other (disposition) | Common Stock | 25k | $0.00 | $0 | See footnote | 03/13/2023 |
| 03/13/2023 | DURECT CORP | DRRX | Other (disposition) | Common Stock | 3.5k | $0.00 | $0 | See footnote | 03/13/2023 |
| 03/13/2023 | INTEVAC INC | IVAC | Other (disposition) | Common Stock | 19.8k | $0.00 | $0 | See footnote | 03/13/2023 |
| 01/06/2023 | INTEVAC INC | IVAC | Purchase | Common Stock | 46.9k | $6.58 | $308.6k | See footnote | 01/04/2023 |
| 01/05/2023 | INTEVAC INC | IVAC | Purchase | Common Stock | 2.6k | $6.49 | $17.1k | See footnote | 01/04/2023 |
| 01/04/2023 | INTEVAC INC | IVAC | Purchase | Common Stock | 27.3k | $6.47 | $176.5k | See footnote | 01/04/2023 |
| 12/09/2022 | CompoSecure, Inc. | | Purchase | Common Stock | 13.9k | $4.32 | $60.3k | See footnote | 12/07/2022 |
| 12/09/2022 | CompoSecure, Inc. | | Purchase | Common Stock | 13.9k | $4.32 | $60.3k | See footnote | 12/07/2022 |
| 12/08/2022 | CompoSecure, Inc. | | Purchase | Common Stock | 22.4k | $4.37 | $98k | See footnote | 12/07/2022 |
| 12/08/2022 | CompoSecure, Inc. | | Purchase | Common Stock | 22.4k | $4.37 | $97.9k | See footnote | 12/07/2022 |
| 12/07/2022 | CompoSecure, Inc. | | Purchase | Common Stock | 19.3k | $4.39 | $84.6k | See footnote | 12/07/2022 |
| 12/07/2022 | CompoSecure, Inc. | | Purchase | Common Stock | 19.7k | $4.39 | $86.6k | See footnote | 12/07/2022 |
| 09/30/2022 | DUOS TECHNOLOGIES GROUP, INC. | DUOT | Purchase | Series D Convertible Preferred Stock | 999 | $1,000.00 | $999k | See footnote | 09/30/2022 |
| 09/26/2022 | CompoSecure, Inc. | | Purchase | Common Stock | 4.5k | $4.78 | $21.7k | See footnote | 09/22/2022 |
| 09/23/2022 | CompoSecure, Inc. | | Purchase | Common Stock | 7.4k | $4.78 | $35.1k | See footnote | 09/22/2022 |
| 09/22/2022 | CompoSecure, Inc. | | Purchase | Common Stock | 800 | $4.83 | $3.9k | See footnote | 09/22/2022 |
| 09/20/2022 | CompoSecure, Inc. | | Purchase | Common Stock | 11.7k | $4.99 | $58.5k | See footnote | 09/16/2022 |
| 09/19/2022 | CompoSecure, Inc. | | Purchase | Common Stock | 5.4k | $4.99 | $27.1k | See footnote | 09/16/2022 |
| 09/16/2022 | CompoSecure, Inc. | | Purchase | Common Stock | 32.8k | $4.98 | $163.7k | See footnote | 09/16/2022 |
| 08/25/2022 | CompoSecure, Inc. | | Purchase | Common Stock | 500k | $5.50 | $2.8M | See footnote | 08/25/2022 |
| 07/27/2022 | CompoSecure, Inc. | | Purchase | Common Stock | 3.7k | $4.99 | $18.3k | See footnote | 07/27/2022 |
| 06/15/2022 | INTEVAC INC | IVAC | Sale | Common Stock | 5k | $4.86 | $24.5k | See footnote | 06/14/2022 |
| 06/14/2022 | INTEVAC INC | IVAC | Sale | Common Stock | 200 | $4.81 | $961 | See footnote | 06/14/2022 |
| 06/14/2022 | CompoSecure, Inc. | | Purchase | Common Stock | 30 | $5.40 | $162 | See footnote | 06/10/2022 |
| 06/13/2022 | CompoSecure, Inc. | | Purchase | Common Stock | 10k | $5.87 | $58.7k | See footnote | 06/10/2022 |
| 06/10/2022 | CompoSecure, Inc. | | Purchase | Common Stock | 674 | $6.00 | $4k | See footnote | 06/10/2022 |
| 05/25/2022 | Identiv, Inc. | INVE | Purchase | Common Stock | 5.5k | $11.15 | $61.2k | See footnote | 05/24/2022 |
| 05/24/2022 | Identiv, Inc. | INVE | Purchase | Common Stock | 10k | $11.15 | $111.5k | See footnote | 05/24/2022 |
| 05/12/2022 | CompoSecure, Inc. | | Purchase | Common Stock | 3.3k | $6.00 | $19.5k | See footnote | 05/12/2022 |
| 05/11/2022 | CompoSecure, Inc. | | Purchase | Common Stock | 50k | $6.36 | $318.2k | See footnote | 05/09/2022 |
| 05/10/2022 | CompoSecure, Inc. | | Purchase | Common Stock | 103k | $6.95 | $716.4k | See footnote | 05/09/2022 |
| 05/10/2022 | Identiv, Inc. | INVE | Purchase | Common Stock | 25k | $11.74 | $293.6k | See footnote | 05/06/2022 |
| 05/09/2022 | Identiv, Inc. | INVE | Purchase | Common Stock | 3.3k | $11.75 | $38.8k | See footnote | 05/06/2022 |
|
|