Williams Leslie J. [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
08/23/2023	WINDTREE THERAPEUTICS INC /DE/	WINT	Grant	Stock Option (Right to Buy)	3k	$1.21	$3.7k	08/23/2023
08/23/2023	WINDTREE THERAPEUTICS INC /DE/	WINT	Grant	Common Stock	2k	$0.00	$0	08/23/2023
06/14/2023	OCULAR THERAPEUTIX, INC	OCUL	Grant	Stock Option (Right to Buy)	36k	$5.31	$191.2k	06/14/2023
06/14/2023	OCULAR THERAPEUTIX, INC	OCUL	Grant	Common Stock	12k	$0.00	$0	06/14/2023
06/16/2022	OCULAR THERAPEUTIX, INC	OCUL	Grant	Stock Option (Right to Buy)	26.8k	$3.43	$91.9k	06/16/2022
06/16/2022	OCULAR THERAPEUTIX, INC	OCUL	Grant	Common Stock	8.9k	$0.00	$0	06/16/2022
06/07/2022	WINDTREE THERAPEUTICS INC /DE/	WINT	Grant	Stock Option (Right to Buy)	7.5k	$0.47	$3.5k	06/07/2022
06/07/2022	WINDTREE THERAPEUTICS INC /DE/	WINT	Grant	Common Stock	5k	$0.00	$0	06/07/2022
06/18/2021	OCULAR THERAPEUTIX, INC	OCUL	Grant	Stock Option (Right to Buy)	18k	$13.51	$243.2k	06/18/2021
02/03/2021	WINDTREE THERAPEUTICS INC /DE/	WINT	Grant	Stock Option (Right to Buy)	30k	$5.50	$165k	02/03/2021
06/25/2020	OCULAR THERAPEUTIX, INC	OCUL	Grant	Stock Option (Right to Buy)	18k	$8.75	$157.5k	06/25/2020
06/14/2019	OCULAR THERAPEUTIX, INC	OCUL	Purchase	Common Stock	4.5k	$4.40	$19.8k	06/14/2019
03/20/2019	OCULAR THERAPEUTIX, INC	OCUL	Grant	Stock Option (Right to Buy)	36k	$4.16	$149.8k	03/20/2019