HIGHLAND GLOBAL ALLOCATION FUND (HGLB) [Rocket]

Date	Name	Title	Type	Security	Shares	Price	Value	Ownership	Reported
12/05/2022	Froehlich Robert J	Director	Sale	Common Stock	1.4k	$9.77	$13.6k	See Footnote	12/05/2022
10/12/2021	Froehlich Robert J	Director	Purchase	Common Stock	999	$9.42	$9.4k	See Footnote	10/12/2021
07/08/2021	Froehlich Robert J	Director	Purchase	Common Stock	758	$9.15	$6.9k	See Footnote	07/08/2021
07/08/2021	Froehlich Robert J	Director	Purchase	Common Stock	3.6k	$9.15	$32.9k	See Footnote	07/08/2021
10/13/2020	Froehlich Robert J	Director	Purchase	Common Stock	1000	$6.05	$6k	See Footnote	02/25/2020
02/25/2020	Froehlich Robert J	Director	Purchase	Common Stock	182	$9.03	$1.6k	See Footnote	02/25/2020