| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 09/30/2023 | BBR ALO Fund, LLC | | Sale | Shares of Limited Liability Company Interests | 84.6k | $11.82 | $1000k | | 09/30/2023 |
| 06/30/2023 | BBR ALO Fund, LLC | | Sale | Shares of Limited Liability Company Interests | 4.5k | $12.18 | $55k | By Wife as Trustee for Irrevocable Trust | 06/30/2023 |
| 06/30/2023 | BBR ALO Fund, LLC | | Purchase | Shares of Limited Liability Company Interests | 4.5k | $12.18 | $55k | By Wife as Trustee for Irrevocable Trust | 06/30/2023 |
| 03/01/2023 | COWEN INC. | COWN | Disposition | Class A Common Stock | 69.9k | $39.00 | $2.7M | | 03/01/2023 |
| 03/01/2023 | COWEN INC. | COWN | Disposition | Class A Common Stock | 13.4k | $39.00 | $521.9k | | 03/01/2023 |
| 12/07/2022 | COWEN INC. | COWN | Gift | Class A Common Stock | 40k | $0.00 | $0 | | 12/07/2022 |
| 08/30/2022 | COWEN INC. | COWN | Grant | Class A Common Stock | 13.3k | $0.00 | $0 | | 08/30/2022 |
| 02/23/2022 | COWEN INC. | COWN | Purchase | Class A Common Stock | 10k | $28.78 | $287.8k | | 02/23/2022 |
| 02/01/2022 | BBR ALO Fund, LLC | | Purchase | Shares of Limited Liability Company Interests | 2.6k | $13.56 | $35k | By Wife as Trustee for Irrevocable Trust | 02/01/2022 |
| 02/01/2022 | BBR ALO Fund, LLC | | Purchase | Shares of Limited Liability Company Interests | 2.6k | $13.57 | $35k | By Wife as Trustee for Irrevocable Trust | 02/01/2022 |
| 11/26/2021 | COWEN INC. | COWN | Purchase | Class A Common Stock | 10k | $35.85 | $358.5k | | 11/26/2021 |
| 10/27/2021 | COWEN INC. | COWN | Grant | Class A Common Stock | 4.1k | $0.00 | $0 | | 10/27/2021 |
| 10/01/2021 | BBR ALO Fund, LLC | | Purchase | Shares of Limited Liability Company Interests | 23.3k | $15.05 | $350k | By Grantor Retained Annuity Trust | 10/01/2021 |
| 10/01/2021 | BBR ALO Fund, LLC | | Purchase | Shares of Limited Liability Company Interests | 23.3k | $15.05 | $350k | By Grantor Retained Annuity Trust | 10/01/2021 |
| 02/16/2021 | COWEN INC. | COWN | Gift | Class A Common Stock | 5k | $0.00 | $0 | | 02/16/2021 |
| 02/01/2021 | BBR ALO Fund, LLC | | Purchase | Shares of Limited Liability Company Interests | 2.3k | $13.15 | $30k | By Wife as Trustee for Irrevocable Trust | 02/01/2021 |
| 02/01/2021 | BBR ALO Fund, LLC | | Purchase | Shares of Limited Liability Company Interests | 2.3k | $13.15 | $30k | By Wife as Trustee for Irrevocable Trust | 02/01/2021 |
| 02/01/2021 | BBR ALO Fund, LLC | | Purchase | Shares of Limited Liability Company Interests | 2.2k | $13.51 | $30k | By Wife as Trustee for Irrevocable Trust | 02/01/2021 |
| 12/01/2020 | BBR ALO Fund, LLC | | Purchase | Shares of Limited Liability Company Interests | 30.9k | $12.95 | $400k | By Grantor Retained Annuity Trust | 12/01/2020 |
| 12/01/2020 | BBR ALO Fund, LLC | | Purchase | Shares of Limited Liability Company Interests | 30.9k | $12.95 | $400k | By Grantor Retained Annuity Trust | 12/01/2020 |
| 10/01/2020 | BBR ALO Fund, LLC | | Purchase | Shares of Limited Liability Company Interests | 49.7k | $12.07 | $600k | | 10/01/2020 |
| 10/01/2020 | BBR ALO Fund, LLC | | Purchase | Shares of Limited Liability Company Interests | 49.7k | $12.07 | $600k | | 10/01/2020 |
| 07/27/2020 | COWEN INC. | COWN | Grant | Class A Common Stock | 19.7k | $0.00 | $0 | | 07/27/2020 |
| 05/01/2020 | BBR ALO Fund, LLC | | Purchase | Shares of Limited Liability Company Interests | 22k | $10.00 | $220k | By Wife as Trustee for Irrevocable Trust | 05/01/2020 |
| 05/01/2020 | BBR ALO Fund, LLC | | Purchase | Shares of Limited Liability Company Interests | 31.2k | $10.00 | $312k | By Wife as Trustee for Irrevocable Trust | 05/01/2020 |
| 03/19/2020 | COWEN INC. | COWN | Purchase | Class A Common Stock | 10k | $6.29 | $62.9k | | 03/19/2020 |
| 03/12/2020 | COWEN INC. | COWN | Purchase | Class A Common Stock | 10k | $10.04 | $100.4k | | 03/12/2020 |
| 03/09/2020 | COWEN INC. | COWN | Purchase | Class A Common Stock | 10k | $12.13 | $121.3k | | 03/09/2020 |
| 07/24/2019 | COWEN INC. | COWN | Grant | Class A Common Stock | 13.7k | $0.00 | $0 | | 07/24/2019 |
| 12/21/2018 | COWEN INC. | COWN | Purchase | Class A Common Stock | 5k | $12.92 | $64.6k | | 12/21/2018 |
| 11/21/2018 | COWEN INC. | COWN | Purchase | Class A Common Stock | 10k | $15.33 | $153.3k | | 11/21/2018 |
| 07/31/2018 | COWEN INC. | COWN | Grant | Class A Common Stock | 12.3k | $0.00 | $0 | | 07/31/2018 |