| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 08/01/2023 | Prestige Consumer Healthcare Inc. | PBH | Grant | Common Stock, par value $0.01 per share | 2.3k | $0.00 | $0 | | 08/01/2023 |
| 05/04/2023 | RAPID MICRO BIOSYSTEMS, INC. | RPID | Grant | Stock Option (Right to Buy) | 25k | $0.87 | $21.8k | | 05/04/2023 |
| 08/02/2022 | Prestige Consumer Healthcare Inc. | PBH | Grant | Common Stock, par value $0.01 per share | 2.5k | $0.00 | $0 | | 08/02/2022 |
| 05/26/2022 | DYNAVAX TECHNOLOGIES CORP | DVAX | Grant | Restricted Stock Unit | 5.4k | $0.00 | $0 | | 05/26/2022 |
| 05/26/2022 | DYNAVAX TECHNOLOGIES CORP | DVAX | Grant | Option (Right to Buy) | 22.5k | $11.68 | $262.8k | | 05/26/2022 |
| 05/23/2022 | RAPID MICRO BIOSYSTEMS, INC. | RPID | Grant | Stock Option (Right to Buy) | 12.5k | $4.50 | $56.2k | | 05/23/2022 |
| 08/03/2021 | Prestige Consumer Healthcare Inc. | PBH | Grant | Common Stock, par value $0.01 per share | 2.8k | $0.00 | $0 | | 08/03/2021 |
| 07/14/2021 | RAPID MICRO BIOSYSTEMS, INC. | RPID | Grant | Stock Option (Right to Buy) | 25k | $20.00 | $500k | | 07/14/2021 |
| 05/28/2021 | DYNAVAX TECHNOLOGIES CORP | DVAX | Grant | Option (Right to Buy) | 25k | $8.20 | $205k | | 05/28/2021 |
| 08/04/2020 | Prestige Consumer Healthcare Inc. | PBH | Grant | Common Stock, par value $0.01 per share | 3.7k | $0.00 | $0 | | 08/04/2020 |
| 05/28/2020 | DYNAVAX TECHNOLOGIES CORP | DVAX | Grant | Option (Right to Buy) | 25k | $4.84 | $121k | | 05/28/2020 |
| 05/30/2019 | DYNAVAX TECHNOLOGIES CORP | DVAX | Grant | Option (Right to Buy) | 15k | $4.97 | $74.6k | | 05/30/2019 |
| 07/31/2018 | Prestige Consumer Healthcare Inc. | PBH | Grant | Common Stock, par value $0.01 per share | 3.8k | $0.00 | $0 | | 07/31/2018 |
| 06/21/2018 | Asterias Biotherapeutics, Inc. | AST | Grant | Stock Options | 20k | $1.75 | $35k | | 06/21/2018 |
| 05/31/2018 | DYNAVAX TECHNOLOGIES CORP | DVAX | Grant | Option (Right to Buy) | 15k | $15.80 | $237k | | 05/31/2018 |
| 02/07/2018 | Prestige Consumer Healthcare Inc. | PBH | Purchase | Common Stock, par value $0.01 per share | 3k | $37.04 | $111.1k | | 02/07/2018 |
| 08/01/2017 | Prestige Consumer Healthcare Inc. | PBH | Grant | Common Stock, par value $0.01 per share | 2.6k | $0.00 | $0 | | 08/01/2017 |
| 06/02/2017 | DYNAVAX TECHNOLOGIES CORP | DVAX | Grant | Option (Right to Buy) | 7.5k | $5.90 | $44.2k | | 06/02/2017 |
| 03/30/2017 | Asterias Biotherapeutics, Inc. | AST | Grant | | 20k | $3.45 | $69k | | 03/30/2017 |
| 05/31/2016 | DYNAVAX TECHNOLOGIES CORP | DVAX | Grant | Option (Right to Buy) | 7.5k | $16.59 | $124.4k | | 05/31/2016 |
| 05/13/2016 | Asterias Biotherapeutics, Inc. | AST | Purchase | Common Stock | 14.7k | $3.39 | $49.9k | | 05/13/2016 |
| 05/13/2016 | Asterias Biotherapeutics, Inc. | AST | Purchase | Warrants to purchase Common Stock | 7.4k | $4.37 | $32.1k | | 05/13/2016 |
| 02/28/2016 | Asterias Biotherapeutics, Inc. | AST | Grant | Stock Options (right to buy) | 20k | $3.64 | $72.8k | | 02/28/2016 |
| 10/13/2015 | DYNAVAX TECHNOLOGIES CORP | DVAX | Grant | Option (Right to Buy) | 1.5k | $22.51 | $33.8k | | 10/13/2015 |
| 07/09/2015 | Asterias Biotherapeutics, Inc. | AST | Grant | Stock Option (right to buy) | 20k | $6.22 | $124.4k | | 07/09/2015 |
| 06/25/2015 | Asterias Biotherapeutics, Inc. | AST | Purchase | Series A Common Stock | 5k | $4.40 | $22k | | 06/25/2015 |
| 05/27/2015 | DYNAVAX TECHNOLOGIES CORP | DVAX | Grant | Option (Right to Buy) | 7.5k | $22.36 | $167.7k | | 05/27/2015 |
| 05/28/2014 | DYNAVAX TECHNOLOGIES CORP | DVAX | Grant | Option (Right to Buy) | 17.5k | $1.44 | $25.2k | | 05/28/2014 |
| 07/03/2013 | DYNAVAX TECHNOLOGIES CORP | DVAX | Grant | Option (Right to Buy) | 20k | $1.06 | $21.2k | | 07/03/2013 |
| 03/31/2011 | PFIZER INC | PFE | Grant | Phantom Stock Units SSP | 69 | $20.31 | $1.4k | | 03/31/2011 |
| 12/15/2010 | PFIZER INC | PFE | Grant | Phantom Stock Units SSP | 85 | $17.08 | $1.5k | | 12/15/2010 |
| 10/15/2010 | PFIZER INC | PFE | Grant | Phantom Stock Units SSP | 57 | $17.75 | $1k | | 10/15/2010 |
| 09/30/2010 | PFIZER INC | PFE | Grant | Phantom Stock Units SSP | 83 | $17.17 | $1.4k | | 09/30/2010 |
| 09/15/2010 | PFIZER INC | PFE | Grant | Phantom Stock Units SSP | 19 | $17.27 | $328.1 | | 09/15/2010 |
| 07/30/2010 | PFIZER INC | PFE | Grant | Phantom Stock Units SSP | 94 | $15.00 | $1.4k | | 07/30/2010 |
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