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FALCONSTOR SOFTWARE INC (FALC)

DateNameTitleTypeSecuritySharesPriceValueOwnershipReported
03/20/2023Brooks Robert ToddCEOPurchaseCommon Stock1.2k$1.78$2.1k 03/20/2023
11/10/2022Brooks Robert ToddCEOPurchaseCommon Stock2k$1.75$3.5k 11/10/2022
08/04/2022Brooks Robert ToddCEOPurchaseCommon Stock5k$1.02$5.1k 08/04/2022
05/17/2022Brooks Robert ToddCEOPurchaseCommon Stock3.5k$1.31$4.6k 05/17/2022
05/17/2022Rudolph BarryDirectorGrantCommon Stock8.5k$1.39$11.8k 05/17/2022
02/11/2022Sita VincentCFOGrantCommon Stock56.6k$0.00$0 02/11/2022
11/16/2021Brooks Robert ToddCEOPurchaseCommon Stock350$2.92$1k 11/16/2021
09/30/2020Wolfe BradCFOGrantCommon Stock14.7k$0.00$0 09/30/2020
09/30/2020Rudolph BarryDirectorGrantCommon Stock73.6k$0.00$0 09/30/2020
09/30/2020KELLY MICHAEL PDirectorGrantCommon Stock73.6k$0.00$0 09/30/2020
09/30/2020MILLER WILLIAM DDirectorGrantCommon Stock73.6k$0.00$0 09/30/2020
01/16/2020KELLY MICHAEL PDirectorGrantCommon Stock44.2k$0.00$0 01/16/2020
05/31/2019KELLY MICHAEL PDirectorGrantCommon Stock4.4M$0.00$0 05/31/2019
05/31/2019MILLER WILLIAM DDirectorGrantCommon Stock4.4M$0.00$0 05/31/2019
05/31/2019Rudolph BarryDirectorGrantCommon Stock4.4M$0.00$0 05/31/2019
05/31/2019Wolfe BradCFOGrantCommon Stock7.4M$0.00$0 05/31/2019
05/31/2019Brooks Robert ToddCEOGrantCommon Stock73.6M$0.00$0 05/31/2019
05/21/2019HCP-FVA, LLC10% OwnerExercise 1.5M$0.00$1.5k 05/21/2019
05/21/2019HALE MARTIN M JR10% OwnerExercise 1.5M$0.00$1.5kSee Footnote05/21/2019
05/17/2019Brooks Robert ToddCEOPurchaseCommon Stock150k$0.06$9k 05/17/2019
12/27/2018ESW Capital, LLC10% OwnerExercise (in-the-money or at-the-money)Warrants122.2M$0.00$122.2k 12/27/2018
12/27/2018KELLY MICHAEL PDirectorExercise (in-the-money or at-the-money)Warrants763.9k$0.00$763.9 12/27/2018
12/18/2018HALE MARTIN M JR10% OwnerExercise 303.4M$0.00$303.4kSee Footnotes12/18/2018
12/18/2018HCP-FVA, LLC10% OwnerExercise 303.4M$0.00$303.4k 12/18/2018
11/20/2018KELLY MICHAEL PDirectorSaleCommon Stock10k$0.04$440 03/01/2018
11/19/2018KELLY MICHAEL PDirectorSaleCommon Stock30k$0.05$1.5k 03/01/2018
11/16/2018KELLY MICHAEL PDirectorSaleCommon Stock34.8k$0.05$1.7k 03/01/2018
11/16/2018KELLY MICHAEL PDirectorSaleCommon Stock35k$0.05$1.8k 03/01/2018
10/10/2018ESW Capital, LLC10% OwnerPurchaseWarrants122.2M$0.00$122.2k 10/10/2018
10/10/2018ESW Capital, LLC10% OwnerPurchaseSeries A Convertible Preferred Stock224.8k$0.27$60.9k 10/10/2018
10/09/2018HALE MARTIN M JR10% OwnerSaleSeries A Convertible Preferred Stock342k$12.05$4.1MSee footnote10/09/2018
10/09/2018HALE MARTIN M JR10% OwnerDispositionWarrants63.6M$0.00$63.6kSee footnote10/09/2018
10/09/2018KELLY MICHAEL PDirectorGrantWarrants763.9k$0.00$763.9 03/01/2018
10/09/2018KELLY MICHAEL PDirectorGrantSeries A Convertible Preferred Stock1.4k$0.27$380.9 03/01/2018
10/09/2018HCP-FVA, LLC10% OwnerSaleSeries A Convertible Preferred Stock342k$12.05$4.1M 10/09/2018
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