News + Filings Transactions
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Kleinman Adam M
| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 09/25/2023 | Great Elm Group, Inc. | | Grant | Common Stock | 60.4k | $0.00 | $0 | | 09/25/2023 |
| 09/20/2022 | Great Elm Group, Inc. | | Grant | Common Stock | 49.2k | $0.00 | $0 | | 09/20/2022 |
| 09/20/2022 | Great Elm Group, Inc. | | Grant | Common Stock | 100k | $0.00 | $0 | | 09/20/2022 |
| 06/15/2022 | Great Elm Capital Corp. | GECC | Exercise | Subscription Rights | 4k | $12.50 | $50k | | 06/15/2022 |
| 09/24/2021 | Great Elm Capital Corp. | GECC | Other (acquisition) | Common Stock | 79.4k | $0.00 | $0 | | 09/24/2021 |
| 01/21/2021 | Great Elm Capital Corp. | GECC | Grant | Common Stock | 1.8k | $0.00 | $0 | | 01/21/2021 |
| 12/21/2020 | Great Elm Capital Corp. | GECC | Grant | Common Stock | 1.6k | $0.00 | $0 | | 12/21/2020 |
| 11/20/2020 | Great Elm Capital Corp. | GECC | Grant | Common Stock | 2.3k | $0.00 | $0 | | 11/20/2020 |
| 10/21/2020 | Great Elm Capital Corp. | GECC | Grant | Common Stock | 1k | $0.00 | $0 | | 10/21/2020 |
| 09/21/2020 | Great Elm Capital Corp. | GECC | Grant | Common Stock | 669.1203 | $0.00 | $0 | | 09/21/2020 |
| 08/21/2020 | Great Elm Capital Corp. | GECC | Grant | Common Stock | 640.4276 | $0.00 | $0 | | 08/21/2020 |
| 07/15/2020 | Great Elm Capital Corp. | GECC | Grant | Common Stock | 685.2978 | $0.00 | $0 | | 07/15/2020 |
| 06/15/2020 | Great Elm Capital Corp. | GECC | Grant | Common Stock | 656.6113 | $0.00 | $0 | | 06/15/2020 |
| 05/15/2020 | Great Elm Capital Corp. | GECC | Grant | Common Stock | 841.6557 | $0.00 | $0 | | 05/15/2020 |
| 11/20/2019 | Great Elm Capital Corp. | GECC | Purchase | Common Stock | 7.5k | $7.90 | $59.2k | | 11/20/2019 |
| 08/30/2019 | Great Elm Capital Corp. | GECC | Purchase | Common Stock | 369 | $8.25 | $3k | | 08/29/2019 |
| 08/29/2019 | Great Elm Capital Corp. | GECC | Purchase | Common Stock | 350 | $8.17 | $2.9k | | 08/29/2019 |
| 08/06/2019 | Forest Investments, Inc. | GEC | Grant | Common Stock | 25.4k | $0.00 | $0 | | 08/06/2019 |
| 08/06/2019 | Forest Investments, Inc. | GEC | Grant | Stock Option (Right to Buy) | 57.1k | $4.52 | $258.3k | | 08/06/2019 |
| 06/04/2019 | Great Elm Capital Corp. | GECC | Purchase | Common Stock | 10k | $8.50 | $85k | | 06/04/2019 |
| 11/20/2018 | Great Elm Capital Corp. | GECC | Purchase | Common Stock | 6k | $8.05 | $48.3k | | 11/20/2018 |
| 11/15/2018 | Great Elm Capital Corp. | GECC | Purchase | Common Stock | 9k | $8.06 | $72.5k | | 11/15/2018 |
| 05/25/2018 | Forest Investments, Inc. | GEC | Purchase | Common Stock | 20k | $3.80 | $76k | | 05/25/2018 |
| 11/21/2017 | Forest Investments, Inc. | GEC | Purchase | Common Stock | 10k | $3.75 | $37.5k | | 11/21/2017 |
| 11/13/2017 | Forest Investments, Inc. | GEC | Purchase | Common Stock | 20k | $3.65 | $73k | | 11/13/2017 |
| 11/10/2017 | Forest Investments, Inc. | GEC | Purchase | Common Stock | 20k | $3.65 | $73k | | 11/09/2017 |
| 11/09/2017 | Forest Investments, Inc. | GEC | Purchase | Common Stock | 10k | $3.65 | $36.5k | | 11/09/2017 |
| 09/18/2017 | Forest Investments, Inc. | GEC | Grant | Option (right to buy) | 213k | $3.60 | $766.8k | | 09/18/2017 |
| 09/18/2017 | Forest Investments, Inc. | GEC | Grant | Option (right to buy) | 194.2k | $3.60 | $699k | | 09/18/2017 |
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