| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 04/02/2014 | LIXTE BIOTECHNOLOGY HOLDINGS, INC. | LIXT | Other (disposition) | | 1000k | $0.75 | $750k | | 04/02/2014 |
| 09/02/2011 | Protea Biosciences Group, Inc. | PRGB | Other (acquisition) | Common Stock | 100k | $0.00 | $0 | By The Julie Schwartzberg Trust | 09/02/2011 |
| 09/02/2011 | Protea Biosciences Group, Inc. | PRGB | Other (acquisition) | Common Stock | 100k | $0.00 | $0 | By The David N. Sterling Trust | 09/02/2011 |
| 09/02/2011 | Protea Biosciences Group, Inc. | PRGB | Other (disposition) | Warrant | 839.5k | $0.01 | $8.4k | | 09/02/2011 |
| 09/02/2011 | Protea Biosciences Group, Inc. | PRGB | Other (disposition) | Warrant | 100k | $0.01 | $1000 | By The Julie Schwartzberg Trust | 09/02/2011 |
| 09/02/2011 | Protea Biosciences Group, Inc. | PRGB | Other (disposition) | Warrant | 100k | $0.01 | $1000 | By The David N. Sterling Trust | 09/02/2011 |
| 09/02/2011 | Protea Biosciences Group, Inc. | PRGB | Other (disposition) | Common Stock | 839.5k | $0.00 | $0 | | 09/02/2011 |
| 12/16/2010 | Feigeda Electronic Technology, Inc. | | Other (disposition) | WARRANT (RIGHT TO BUY) | 86.3k | $0.00 | $8.6 | See footnote | 12/16/2010 |
| 12/16/2010 | Feigeda Electronic Technology, Inc. | | Other (disposition) | WARRANT (RIGHT TO BUY) | 86.3k | $0.00 | $8.6 | See footnote | 12/16/2010 |
| 12/16/2010 | Feigeda Electronic Technology, Inc. | | Other (disposition) | WARRANT (RIGHT TO BUY) | 863.5k | $0.00 | $86.3 | | 12/16/2010 |
| 12/16/2010 | Feigeda Electronic Technology, Inc. | | Other (disposition) | COMMON STOCK | 58.6k | $0.00 | $0 | See footnote | 12/16/2010 |
| 12/16/2010 | Feigeda Electronic Technology, Inc. | | Other (disposition) | COMMON STOCK | 58.6k | $0.00 | $0 | See footnote | 12/16/2010 |
| 12/16/2010 | Feigeda Electronic Technology, Inc. | | Other (disposition) | COMMON STOCK | 585.7k | $0.00 | $0 | | 12/16/2010 |
| 11/23/2010 | China Wesen Recycling Technology, Inc. | | Other (disposition) | WARRANT (RIGHT TO BUY) | 93.2k | $0.00 | $9.3 | See Footnote | 11/23/2010 |
| 11/23/2010 | China Wesen Recycling Technology, Inc. | | Other (disposition) | WARRANT (RIGHT TO BUY) | 93.2k | $0.00 | $9.3 | See Footnote | 11/23/2010 |
| 11/23/2010 | China Wesen Recycling Technology, Inc. | | Other (disposition) | WARRANT (RIGHT TO BUY) | 934.8k | $0.00 | $93.5 | | 11/23/2010 |
| 11/23/2010 | China Wesen Recycling Technology, Inc. | | Other (disposition) | COMMON STOCK | 83.5k | $0.00 | $0 | See Footnote | 11/23/2010 |
| 11/23/2010 | China Wesen Recycling Technology, Inc. | | Other (disposition) | COMMON STOCK | 83.5k | $0.00 | $0 | See Footnote | 11/23/2010 |
| 11/23/2010 | China Wesen Recycling Technology, Inc. | | Other (disposition) | COMMON STOCK | 841k | $0.00 | $0 | | 11/23/2010 |
| 04/30/2010 | China Century Dragon Media, Inc. | | Other (disposition) | COMMON STOCK | 690.5k | $0.00 | $0 | | 04/30/2010 |
| 04/30/2010 | China Century Dragon Media, Inc. | | Other (disposition) | COMMON STOCK | 71.6k | $0.00 | $0 | SEE FOOTNOTE | 04/30/2010 |
| 04/30/2010 | China Century Dragon Media, Inc. | | Other (disposition) | COMMON STOCK | 71.6k | $0.00 | $0 | SEE FOOTNOTE | 04/30/2010 |
| 04/30/2010 | China Century Dragon Media, Inc. | | Other (disposition) | WARRANT (RIGHT TO BUY) | 857.2k | $0.00 | $85.7 | | 04/30/2010 |
| 04/30/2010 | China Century Dragon Media, Inc. | | Other (disposition) | WARRANT (RIGHT TO BUY) | 88.9k | $0.00 | $8.9 | SEE FOOTNOTE | 04/30/2010 |
| 04/30/2010 | China Century Dragon Media, Inc. | | Other (disposition) | WARRANT (RIGHT TO BUY) | 88.9k | $0.00 | $8.9 | SEE FOOTNOTE | 04/30/2010 |
| 01/15/2010 | China Intelligent Lighting & Electronics, Inc. | CIL | Other (disposition) | COMMON STOCK | 741.2k | $0.00 | $0 | | 01/15/2010 |
| 01/15/2010 | China Intelligent Lighting & Electronics, Inc. | CIL | Other (disposition) | COMMON STOCK | 74.1k | $0.00 | $0 | By the Julie Schwartzberg Trust dated 2/9/2000 | 01/15/2010 |
| 01/15/2010 | China Intelligent Lighting & Electronics, Inc. | CIL | Other (disposition) | COMMON STOCK | 74.1k | $0.00 | $0 | By the David N. Sterling Trust dated 2/3/2000 | 01/15/2010 |
| 01/15/2010 | China Intelligent Lighting & Electronics, Inc. | CIL | Other (disposition) | WARRANT (RIGHT TO BUY) | 918.2k | $0.00 | $91.8 | | 01/15/2010 |
| 01/15/2010 | China Intelligent Lighting & Electronics, Inc. | CIL | Other (disposition) | WARRANT (RIGHT TO BUY) | 91.8k | $0.00 | $9.2 | See Footnote | 01/15/2010 |
| 01/15/2010 | China Intelligent Lighting & Electronics, Inc. | CIL | Other (disposition) | WARRANT (RIGHT TO BUY) | 91.8k | $0.00 | $9.2 | See Footnote | 01/15/2010 |