Frantz Leroy Scott [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
04/15/2021	Oxford Lane Capital Corp.	OXLC	Other (disposition)	7.50% Series 2023 Term Preferred Stock	292.4k	$25.07	$7.3M	04/15/2021
03/12/2020	Oxford Lane Capital Corp.	OXLC	Other (disposition)	7.50% Series 2023 Term Preferred Stock	145.2k	$25.06	$3.6M	03/12/2020
02/06/2020	Oxford Lane Capital Corp.	OXLC	Purchase	6.25% Series 2027 Preferred Stock	400k	$25.00	$10M	02/06/2020
06/14/2017	Oxford Lane Capital Corp.	OXLC	Purchase	6.75% Series 2024 Term Preferred Stock	200k	$25.00	$5M	06/14/2017