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SMITH STEPHEN FRANKLIN

DateNameSymbolTypeSecuritySharesPriceValueOwnershipReported
11/21/2016CIFC LLCCIFCDispositionCommon Shares10k$11.36$113.5k 11/21/2016
11/21/2016CIFC LLCCIFCDispositionCommon Shares7k$11.36$79.9k 11/21/2016
08/02/2016CIFC LLCCIFCGrantCommon Shares7k$0.00$0 08/02/2016
07/01/2016CIFC LLCCIFCExerciseRestricted Share Units220$0.00$0 09/08/2015
07/01/2016CIFC LLCCIFCExerciseRestricted Share Units6k$0.00$0 09/08/2015
07/01/2016CIFC LLCCIFCExerciseRestricted Share Units84$0.00$0 09/08/2015
07/01/2016CIFC LLCCIFCExerciseRestricted Share Units90$0.00$0 09/08/2015
07/01/2016CIFC LLCCIFCExerciseRestricted Share Units81$0.00$0 09/08/2015
05/24/2016CIFC LLCCIFCGrantRestricted Share Units220$0.00$0 09/08/2015
04/15/2016CIFC LLCCIFCGrantRestricted Share Units84$0.00$0 09/08/2015
12/16/2015CIFC Corp.CIFCGrantRestricted Stock Units6k$0.00$0 12/16/2015
12/01/2015CIFC LLCCIFCGrantRestricted Share Units90$0.00$0 09/08/2015
09/08/2015CIFC LLCCIFCGrantRestricted Share Units81$0.00$0 09/08/2015
06/26/2015CIFC Corp.CIFCOther (acquisition)Common Stock91$0.00$0 06/26/2015
06/26/2015CIFC Corp.CIFCExerciseRestricted Stock Units3.4k$0.00$0 06/26/2015
12/30/2014CIFC Corp.CIFCGrantRestricted Stock Units3.4k$0.00$0 12/30/2014
12/13/2012EXCO RESOURCES INCXCOOGrantCommon Stock, par value $0.001 per share34.7k$0.00$0 12/13/2012
10/11/2012EXCO RESOURCES INCXCOOGiftCommon Stock, par value $0.001 per share28.8k$0.00$0As trustee for a family trust12/13/2012
10/11/2012EXCO RESOURCES INCXCOOGiftCommon Stock, par value $0.001 per share28.8k$0.00$0 12/13/2012
01/06/2012EXCO RESOURCES INCXCOOGiftCommon Stock, par value $0.001 per share393.7k$0.00$0As trustee for a family trust12/13/2012
01/06/2012EXCO RESOURCES INCXCOOGiftCommon Stock, par value $0.001 per share393.7k$0.00$0 12/13/2012
08/15/2011EXCO RESOURCES INCXCOOGrantCommon Stock, par value $0.001 per share25.8k$0.00$0 08/15/2011
07/22/2010EXCO RESOURCES INCXCOOOther (disposition)Common Stock, par value $0.001 per share75k$0.00$0 07/22/2010
07/22/2010EXCO RESOURCES INCXCOOOther (acquisition)Common Stock, par value $0.001 per share25k$0.00$0As trustee for a Grantor Retained Annuity Trust for the benefit of a family member07/22/2010
07/22/2010EXCO RESOURCES INCXCOOOther (acquisition)Common Stock, par value $0.001 per share5k$0.00$0As trustee for a Grantor Retained Annuity Trust for the benefit of a family member07/22/2010

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