News + Filings Transactions Holdings
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LATERAL INVESTMENT MANAGEMENT, LLC
| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 07/02/2019 | FTE Networks, Inc. | FTNW | Other (acquisition) | Common Stock | 1.5M | $0.00 | $0 | Held by a fund managed by Lateral Investment Management, LLC | 02/20/2019 |
| 07/02/2019 | FTE Networks, Inc. | FTNW | Other (acquisition) | Common Stock | 505.7k | $0.00 | $0 | Held by a fund managed by Lateral Investment Management, LLC | 02/20/2019 |
| 02/20/2019 | FTE Networks, Inc. | FTNW | Other (acquisition) | Common Stock | 1M | $0.00 | $0 | Held by a fund managed by Lateral Investment Management, LLC | 02/20/2019 |
| 02/12/2019 | FTE Networks, Inc. | FTNW | Grant | Common Stock | 1.4M | $0.00 | $0 | Held by a fund managed by Lateral Investment Management, LLC | 02/12/2019 |
| 02/12/2019 | FTE Networks, Inc. | FTNW | Grant | Common Stock | 268.9k | $0.00 | $0 | Held by a fund managed by Lateral Investment Management, LLC | 02/12/2019 |
| 10/30/2018 | FTE Networks, Inc. | FTNW | Other (acquisition) | Warrant (right to buy) | 93.6k | $6.00 | $561.4k | Held by a fund managed by Lateral Investment Management, LLC | 10/30/2018 |
| 10/30/2018 | FTE Networks, Inc. | FTNW | Exercise (in-the-money or at-the-money) | Warrant (right to buy) | 93.6k | $6.00 | $561.4k | Held by a fund managed by Lateral Investment Management, LLC | 10/30/2018 |
| 10/30/2018 | FTE Networks, Inc. | FTNW | Other (acquisition) | Warrant (right to buy) | 108k | $6.00 | $648k | Held by Lateral U.S. Credit Opportunities Fund, L.P. | 10/30/2018 |
| 07/02/2018 | FTE Networks, Inc. | FTNW | Other (acquisition) | Warrant (right to buy) | 3.2M | $0.00 | $0 | Held by a fund managed by Lateral Investment Management, LLC | 02/20/2019 |
| 12/15/2017 | FTE Networks, Inc. | FTNW | Sale | Contractual right to receive Common Stock | 254.7k | $0.00 | $0 | | 04/07/2016 |
| 12/15/2017 | FTE Networks, Inc. | FTNW | Purchase | Contractual right to receive Common Stock | 254.7k | $0.00 | $0 | | 04/07/2016 |
| 12/04/2017 | FTE Networks, Inc. | FTNW | Other (acquisition) | Common Stock | 350.5k | $0.00 | $0 | See footnotes | 12/04/2017 |
| 12/04/2017 | FTE Networks, Inc. | FTNW | Other (disposition) | Common Stock | 350.5k | $0.00 | $0 | See footnotes | 12/04/2017 |
| 12/04/2017 | FTE Networks, Inc. | FTNW | Other (disposition) | Contractual right to receive Common Stock | 136k | $0.00 | $0 | See footnotes | 12/04/2017 |
| 12/04/2017 | FTE Networks, Inc. | FTNW | Other (acquisition) | Contractual right to receive Common Stock | 136k | $0.00 | $0 | See footnotes | 12/04/2017 |
| 11/03/2017 | FTE Networks, Inc. | FTNW | Other (acquisition) | Warrant (right to buy) | 20k | $10.00 | $200k | Held by Lateral U.S. Credit Opportunities Fund, L.P. | 10/17/2017 |
| 10/17/2017 | FTE Networks, Inc. | FTNW | Other (acquisition) | Warrant (right to buy) | 140k | $10.00 | $1.4M | Held by Lateral U.S. Credit Opportunities Fund, L.P. | 10/17/2017 |
| 05/08/2017 | FTE Networks, Inc. | FTNW | Other (acquisition) | Contractual right to receive Common Stock | 1M | $0.00 | $0 | See Footnotes | 04/07/2016 |
| 04/07/2017 | FTE Networks, Inc. | FTNW | Other (acquisition) | Contractual right to receive Common Stock | 79.1k | $0.00 | $0 | See Footnotes | 04/07/2016 |
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