| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 08/14/2023 | Assertio Holdings, Inc. | ASRT | Sale | Common Stock | 22k | $3.14 | $69k | | 05/10/2023 |
| 05/10/2023 | Assertio Holdings, Inc. | ASRT | Grant | Common Stock | 31.2k | $0.00 | $0 | | 05/10/2023 |
| 05/10/2023 | Assertio Holdings, Inc. | ASRT | Grant | Stock Option (right to buy) | 3.8k | $7.55 | $28.8k | | 05/10/2023 |
| 06/15/2022 | AILERON THERAPEUTICS INC | ALRN | Grant | Stock Option (right to buy) | 54.5k | $0.40 | $21.6k | | 06/15/2022 |
| 05/12/2022 | Assertio Holdings, Inc. | ASRT | Sale | Common Stock | 22.3k | $2.35 | $52.5k | | 05/12/2022 |
| 05/04/2022 | Assertio Holdings, Inc. | ASRT | Grant | Common Stock | 86.3k | $0.00 | $0 | | 05/04/2022 |
| 06/15/2021 | AILERON THERAPEUTICS INC | ALRN | Grant | Stock Option (right to buy) | 96k | $1.29 | $123.8k | | 06/15/2021 |
| 05/11/2021 | Assertio Holdings, Inc. | ASRT | Grant | Common Stock | 357.1k | $0.00 | $0 | | 05/11/2021 |
| 10/06/2020 | C4 Therapeutics, Inc. | | Purchase | Common Stock | 5.3k | $19.00 | $100k | | 10/06/2020 |
| 06/17/2020 | AILERON THERAPEUTICS INC | ALRN | Grant | Stock Option (right to buy) | 12.5k | $1.15 | $14.4k | | 06/17/2020 |
| 05/19/2020 | Assertio Holdings, Inc. | ASRT | Grant | Common Stock | 237.5k | $0.00 | $0 | | 05/19/2020 |
| 06/19/2019 | AILERON THERAPEUTICS INC | ALRN | Grant | Stock Option (right to buy) | 25k | $0.86 | $21.5k | | 06/19/2019 |
| 06/06/2019 | AGILE THERAPEUTICS INC | AGRX | Grant | Employee Stock Option (Right to Buy) | 75k | $1.03 | $77.2k | | 06/06/2019 |
| 05/09/2019 | Assertio Therapeutics, Inc | ASRT | Sale | Common Stock | 12.5k | $4.70 | $58.7k | | 05/09/2019 |
| 05/08/2019 | Assertio Therapeutics, Inc | ASRT | Exercise | Restricted Stock Units | 31.2k | $0.00 | $0 | | 05/07/2019 |
| 05/07/2019 | Assertio Therapeutics, Inc | ASRT | Grant | Common Stock | 39.6k | $0.00 | $0 | | 05/07/2019 |
| 12/14/2018 | Assertio Therapeutics, Inc | ASRT | Sale | Common Stock | 10k | $4.07 | $40.7k | | 12/14/2018 |
| 06/08/2018 | AGILE THERAPEUTICS INC | AGRX | Exercise | Restricted Stock Units | 17.9k | $0.00 | $0 | | 06/07/2018 |
| 06/07/2018 | AGILE THERAPEUTICS INC | AGRX | Grant | Employee Stock Option (Right to Buy) | 50k | $0.60 | $30k | | 06/07/2018 |
| 05/08/2018 | Assertio Therapeutics, Inc | ASRT | Grant | | 31.2k | $0.00 | $0 | | 05/08/2018 |
| 06/08/2017 | AGILE THERAPEUTICS INC | AGRX | Grant | Employee Stock Option (Right to Buy) | 14k | $3.90 | $54.6k | | 06/08/2017 |
| 06/08/2017 | AGILE THERAPEUTICS INC | AGRX | Grant | Restricted Stock Units | 17.9k | $0.00 | $0 | | 06/08/2017 |
| 03/28/2017 | Assertio Therapeutics, Inc | ASRT | Grant | Stock Option | 29.3k | $14.23 | $416.5k | | 03/28/2017 |
| 01/03/2017 | Dare Bioscience, Inc. | DARE | Grant | Common Stock | 1.9k | $0.77 | $1.5k | | 01/03/2017 |
| 10/03/2016 | Dare Bioscience, Inc. | DARE | Grant | Common Stock | 1.5k | $1.02 | $1.5k | | 10/03/2016 |
| 06/22/2016 | Dare Bioscience, Inc. | DARE | Grant | Stock Option (right to buy) | 20k | $2.08 | $41.6k | | 06/22/2016 |
| 06/08/2016 | AGILE THERAPEUTICS INC | AGRX | Grant | Employee Stock Option (Right to Buy) | 14k | $7.63 | $106.8k | | 06/08/2016 |
| 06/26/2015 | Dare Bioscience, Inc. | DARE | Grant | Stock Option (Right to Buy) | 11k | $4.78 | $52.6k | | 06/26/2015 |
| 06/26/2015 | Dare Bioscience, Inc. | DARE | Grant | Stock Option (Right to Buy) | 8.2k | $4.78 | $39.3k | | 06/26/2015 |
| 06/10/2015 | AGILE THERAPEUTICS INC | AGRX | Grant | Employee Stock Option (Right to Buy) | 14k | $9.75 | $136.5k | | 06/10/2015 |
| 05/21/2014 | AUXILIUM PHARMACEUTICALS INC | AUXL | Grant | Nonqualified Stock Option (Right to Buy) | 5k | $20.44 | $102.2k | | 05/21/2014 |
| 05/21/2014 | AUXILIUM PHARMACEUTICALS INC | AUXL | Grant | Common Stock | 5k | $0.00 | $0 | | 05/21/2014 |
| 05/20/2013 | AUXILIUM PHARMACEUTICALS INC | AUXL | Sale | Common Stock | 2k | $15.10 | $30.2k | | 05/20/2013 |
| 05/01/2013 | AUXILIUM PHARMACEUTICALS INC | AUXL | Grant | Common Stock | 5k | $0.00 | $0 | | 05/01/2013 |
| 05/01/2013 | AUXILIUM PHARMACEUTICALS INC | AUXL | Grant | Nonqualified Stock Option (Right to Buy) | 5k | $14.37 | $71.8k | | 05/01/2013 |
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