Mullen Michael A [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
02/25/2021	NATIONAL HOLDINGS CORP	NHLD	Other	Common Stock	236k	$3.25	$767.1k	02/25/2021
02/25/2021	NATIONAL HOLDINGS CORP	NHLD	Disposition	Common Stock	127k	$3.25	$412.9k	02/25/2021
02/25/2021	NATIONAL HOLDINGS CORP	NHLD	Disposition	Restricted Stock Units	960.8k	$3.25	$3.1M	02/25/2021
01/03/2021	NATIONAL HOLDINGS CORP	NHLD	Exercise	Common Stock	78.1k	$0.00	$0	01/03/2021
12/31/2020	NATIONAL HOLDINGS CORP	NHLD	Payment of Exercise	Common Stock	16.3k	$1.79	$29.1k	12/31/2020
11/01/2020	NATIONAL HOLDINGS CORP	NHLD	Exercise	Restricted Stock Units	53.6k	$0.00	$0	11/01/2020
05/22/2020	NATIONAL HOLDINGS CORP	NHLD	Payment of Exercise	Common Stock	14k	$1.42	$19.8k	05/22/2020
04/10/2020	NATIONAL HOLDINGS CORP	NHLD	Exercise	Restricted Stock Units	41.1k	$0.00	$0	04/10/2020
03/11/2020	NATIONAL HOLDINGS CORP	NHLD	Purchase	Common Stock	35k	$2.14	$74.9k	03/11/2020
02/21/2020	NATIONAL HOLDINGS CORP	NHLD	Payment of Exercise	Common Stock	26.5k	$2.53	$67.1k	02/21/2020
01/03/2020	NATIONAL HOLDINGS CORP	NHLD	Exercise	Restricted Stock Units	78.1k	$0.00	$0	12/23/2019
12/23/2019	NATIONAL HOLDINGS CORP	NHLD	Payment of Exercise	Common Stock	18.2k	$2.66	$48.4k	12/23/2019
12/13/2019	NATIONAL HOLDINGS CORP	NHLD	Grant	Restricted Stock Units	214.3k	$0.00	$0	12/13/2019
11/01/2019	NATIONAL HOLDINGS CORP	NHLD	Exercise	Restricted Stock Units	53.6k	$0.00	$0	11/01/2019
05/30/2019	NATIONAL HOLDINGS CORP	NHLD	Payment of Exercise	Common Stock	14k	$2.91	$40.7k	04/10/2019
04/10/2019	NATIONAL HOLDINGS CORP	NHLD	Exercise	Restricted Stock Units	41.1k	$0.00	$0	04/10/2019
02/28/2019	NATIONAL HOLDINGS CORP	NHLD	Payment of Exercise	Common Stock	26.5k	$2.75	$73k	02/28/2019
01/03/2019	NATIONAL HOLDINGS CORP	NHLD	Exercise	Restricted Stock Units	78.1k	$0.00	$0	01/03/2018
12/26/2018	NATIONAL HOLDINGS CORP	NHLD	Exercise	Restricted Stock Units	52.1k	$0.00	$0	01/03/2018
12/26/2018	NATIONAL HOLDINGS CORP	NHLD	Payment of Exercise	Common Stock	17.7k	$3.20	$56.6k	01/03/2018
11/01/2018	NATIONAL HOLDINGS CORP	NHLD	Grant	Restricted Stock Units	428.7k	$0.00	$0	01/03/2018
04/10/2018	NATIONAL HOLDINGS CORP	NHLD	Grant	Restricted Stock Units	246.9k	$0.00	$0	01/03/2018
01/03/2018	NATIONAL HOLDINGS CORP	NHLD	Exercise	Restricted Stock Units	78.1k	$0.00	$0	01/03/2018
01/03/2018	NATIONAL HOLDINGS CORP	NHLD	Payment of Exercise	Common Stock	26.5k	$3.10	$82.3k	01/03/2018