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Rosalind Advisors, Inc.

DateNameSymbolTypeSecuritySharesPriceValueOwnershipReported
08/21/2023DELCATH SYSTEMS, INC.DCTHExercise (in-the-money or at-the-money)Tranche A Warrant0$1,000.00$0By Rosalind Advisors, Inc., the advisor to the Rosalind Funds08/21/2023
12/14/2022DELCATH SYSTEMS, INC.DCTHPurchaseCOMMON SHARES15.2k$3.62$55kBy Rosalind Advisors, Inc., the advisor to the Rosalind Funds12/14/2022
12/13/2022DELCATH SYSTEMS, INC.DCTHPurchasePre-Funded Warrant692k$0.01$6.9kBy Rosalind Advisors, Inc., the advisor to the Rosalind Funds12/13/2022
04/19/2022DELCATH SYSTEMS, INC.DCTHPurchaseCommon Shares1.6k$6.25$10kBy Rosalind Advisors, Inc., the advisor to the Rosalind Funds04/19/2022
04/18/2022DELCATH SYSTEMS, INC.DCTHPurchaseCommon Shares2k$6.35$12.7kBy Rosalind Advisors, Inc., the advisor to the Rosalind Funds04/18/2022
04/13/2022DELCATH SYSTEMS, INC.DCTHPurchaseCommon Shares1.5k$6.45$9.7kBy Rosalind Advisors, Inc., the advisor to the Rosalind Funds04/13/2022
04/12/2022DELCATH SYSTEMS, INC.DCTHPurchaseCommon Shares2.5k$6.48$16.2kBy Rosalind Advisors, Inc., the advisor to the Rosalind Funds04/12/2022
04/07/2022DELCATH SYSTEMS, INC.DCTHPurchaseCommon Shares1000$6.41$6.4kBy Rosalind Advisors, Inc., the advisor to the Rosalind Funds04/06/2022
04/06/2022DELCATH SYSTEMS, INC.DCTHPurchaseCommon Shares1000$6.49$6.5kBy Rosalind Advisors, Inc., the advisor to the Rosalind Funds04/06/2022
12/30/2021DELCATH SYSTEMS, INC.DCTHPurchaseCommon Shares2k$7.56$15.1kBy Rosalind Advisors, Inc., the advisor to the Rosalind Funds12/30/2021
06/30/2021DELCATH SYSTEMS, INC.DCTHPurchaseCommon Shares5.5k$12.76$70.2kBy Rosalind Advisors, Inc., the advisor to the Rosalind Funds06/30/2021
06/28/2021DELCATH SYSTEMS, INC.DCTHPurchaseCommon Shares5k$11.56$57.8kBy Rosalind Advisors, Inc., the advisor to the Rosalind Funds06/28/2021
06/28/2021DELCATH SYSTEMS, INC.DCTHPurchaseCommon Shares500k$11.56$5.8MBy Rosalind Advisors, Inc., the advisor to the Rosalind Funds06/28/2021
06/24/2021DELCATH SYSTEMS, INC.DCTHConversionSeries E-1 Convertible Preferred Stock1.1k$0.00$0By Rosalind Advisors, Inc., the advisor to the Rosalind Funds06/23/2021
06/24/2021DELCATH SYSTEMS, INC.DCTHOther (disposition)Common Shares877.4k$0.00$0By Rosalind Advisors, Inc., the advisor to the Rosalind Funds06/23/2021
06/23/2021DELCATH SYSTEMS, INC.DCTHConversionCommon Shares877.4k$0.00$0By Rosalind Advisors, Inc., the advisor to the Rosalind Funds06/23/2021
06/23/2021DELCATH SYSTEMS, INC.DCTHConversionSeries E Convertible Preferred Stock7.6k$0.00$0By Rosalind Advisors, Inc., the advisor to the Rosalind Funds06/23/2021
11/17/2020DELCATH SYSTEMS, INC.DCTHPurchaseCommon Shares2.5k$12.11$30.3kBy Rosalind Advisors, Inc., the advisor to the Rosalind Funds11/17/2020
11/13/2020DELCATH SYSTEMS, INC.DCTHPurchaseCommon Shares4k$11.75$47kBy Rosalind Advisors, Inc., the advisor to the Rosalind Funds11/13/2020

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