News + Filings Transactions
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Wasserman Frederick Gerald
| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 10/01/2023 | DLH Holdings Corp. | DLHC | Grant | | 10.1k | $0.00 | $0 | | 10/01/2023 |
| 10/01/2022 | DLH Holdings Corp. | DLHC | Grant | | 9.6k | $0.00 | $0 | | 10/01/2022 |
| 03/02/2022 | DLH Holdings Corp. | DLHC | Sale | Common Stock | 1.9k | $17.50 | $33k | | 02/28/2022 |
| 03/01/2022 | DLH Holdings Corp. | DLHC | Sale | Common Stock | 50 | $17.50 | $875 | | 02/28/2022 |
| 02/28/2022 | DLH Holdings Corp. | DLHC | Sale | Common Stock | 5.5k | $17.50 | $96.2k | | 02/28/2022 |
| 02/10/2022 | DLH Holdings Corp. | DLHC | Sale | Common Stock | 2.6k | $18.00 | $46.2k | | 02/09/2022 |
| 02/09/2022 | DLH Holdings Corp. | DLHC | Sale | Common Stock | 15k | $17.92 | $268.8k | | 02/09/2022 |
| 10/01/2021 | DLH Holdings Corp. | DLHC | Grant | | 8.9k | $0.00 | $0 | | 10/01/2021 |
| 06/08/2021 | Marker Therapeutics, Inc. | MRKR | Grant | Common Stock | 12.7k | $0.00 | $0 | | 06/08/2021 |
| 05/18/2021 | Marker Therapeutics, Inc. | MRKR | Purchase | Common Stock | 10k | $2.41 | $24.1k | | 05/18/2021 |
| 04/05/2021 | SMTC CORP | SMTX | Disposition | Common Stock | 80.3k | $6.04 | $485.5k | | 04/05/2021 |
| 04/05/2021 | SMTC CORP | SMTX | Disposition | Stock Option (right to buy) | 20.2k | $1.80 | $36.4k | | 04/05/2021 |
| 10/01/2020 | DLH Holdings Corp. | DLHC | Grant | | 10.5k | $0.00 | $0 | | 10/01/2020 |
| 12/10/2019 | SMTC CORP | SMTX | Grant | Common Stock | 7.1k | $0.00 | $0 | | 12/10/2019 |
| 11/07/2019 | DLH Holdings Corp. | DLHC | Grant | | 15k | $0.00 | $0 | | 11/07/2019 |
| 10/21/2019 | MAM SOFTWARE GROUP, INC. | MAMS | Disposition | Common Stock | 150.7k | $12.12 | $1.8M | | 10/21/2019 |
| 10/15/2019 | MAM SOFTWARE GROUP, INC. | MAMS | Grant | Common Stock | 10.9k | $8.87 | $96.3k | | 10/15/2019 |
| 10/02/2019 | MAM SOFTWARE GROUP, INC. | MAMS | Grant | Common Stock | 1.7k | $8.07 | $13.7k | | 10/02/2019 |
| 07/08/2019 | MAM SOFTWARE GROUP, INC. | MAMS | Grant | Common Stock | 974 | $6.98 | $6.8k | | 07/08/2019 |
| 06/20/2019 | SMTC CORP | SMTX | Exercise (in-the-money or at-the-money) | Subscription Rights (right to buy) | 8k | $3.14 | $25k | | 06/20/2019 |
| 05/09/2019 | Marker Therapeutics, Inc. | MRKR | Grant | Common Stock | 7.3k | $0.00 | $0 | | 05/09/2019 |
| 04/03/2019 | MAM SOFTWARE GROUP, INC. | MAMS | Grant | Common Stock | 974 | $6.98 | $6.8k | | 04/03/2019 |
| 01/02/2019 | MAM SOFTWARE GROUP, INC. | MAMS | Grant | Common Stock | 974 | $6.98 | $6.8k | | 01/02/2019 |
| 12/19/2018 | DLH Holdings Corp. | DLHC | Grant | | 15k | $0.00 | $0 | | 12/19/2018 |
| 12/12/2018 | SMTC CORP | SMTX | Grant | Common Stock | 5.4k | $0.00 | $0 | | 12/12/2018 |
| 11/09/2018 | DLH Holdings Corp. | DLHC | Grant | Common Stock | 15.4k | $0.00 | $0 | | 11/09/2018 |
| 10/16/2018 | Marker Therapeutics, Inc. | MRKR | Grant | Common Stock | 5.2k | $0.00 | $0 | | 10/16/2018 |
| 10/01/2018 | MAM SOFTWARE GROUP, INC. | MAMS | Grant | Common Stock | 978 | $6.97 | $6.8k | | 10/01/2018 |
| 08/28/2018 | SMTC CORP | SMTX | Exercise | Subscription Rights (right to buy) | 11.8k | $2.25 | $26.6k | | 08/29/2018 |
| 07/05/2018 | MAM SOFTWARE GROUP, INC. | MAMS | Grant | Common Stock | 1.1k | $5.99 | $6.8k | | 07/05/2018 |
| 06/06/2018 | DLH Holdings Corp. | DLHC | Sale | Common Stock | 10k | $5.35 | $53.5k | | 06/06/2018 |
| 06/06/2018 | DLH Holdings Corp. | DLHC | Sale | Common Stock | 3k | $5.36 | $16.1k | | 06/06/2018 |
| 05/29/2018 | MAM SOFTWARE GROUP, INC. | MAMS | Sale | Common Stock | 750 | $8.21 | $6.2k | | 05/25/2018 |
| 05/29/2018 | MAM SOFTWARE GROUP, INC. | MAMS | Sale | Common Stock | 149 | $8.22 | $1.2k | | 05/25/2018 |
| 05/29/2018 | MAM SOFTWARE GROUP, INC. | MAMS | Sale | Common Stock | 450 | $8.23 | $3.7k | | 05/25/2018 |
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