| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 09/30/2023 | Bluerock High Income Institutional Credit Fund | | Other (acquisition) | Shares of Beneficial Interest, Class I Shares | 51.188 | $24.42 | $1.3k | | 09/30/2023 |
| 09/30/2023 | Bluerock Total Income (plus) Real Estate Fund | TIPWX | Other (acquisition) | Shares of Beneficial Interest, Class I Shares | 154.799 | $32.30 | $5k | | 09/30/2023 |
| 06/30/2023 | Bluerock Total Income (plus) Real Estate Fund | TIPWX | Other (acquisition) | Shares of Beneficial Interest, Class I Shares | 149.209 | $33.51 | $5k | | 06/30/2023 |
| 06/30/2023 | Bluerock High Income Institutional Credit Fund | | Other (acquisition) | Shares of Beneficial Interest, Class I Shares | 53.169 | $23.51 | $1.3k | | 06/30/2023 |
| 05/09/2023 | ASHFORD HOSPITALITY TRUST INC | AHT | Grant | | 22.4k | $0.00 | $0 | | 05/09/2023 |
| 03/31/2023 | Bluerock Total Income (plus) Real Estate Fund | TIPWX | Other (acquisition) | Shares of Beneficial Interest, Class I Shares | 146.8 | $34.06 | $5k | | 03/31/2023 |
| 03/31/2023 | Bluerock High Income Institutional Credit Fund | | Other (acquisition) | Shares of Beneficial Interest, Class I Shares | 52.279 | $23.91 | $1.2k | | 03/31/2023 |
| 01/01/2023 | Bluerock Homes Trust, Inc. | | Conversion | OP Units | 14.6k | $0.00 | $0 | | 01/01/2023 |
| 01/01/2023 | Bluerock Homes Trust, Inc. | | Grant | LTIP Units | 3.3k | $0.00 | $0 | | 01/01/2023 |
| 12/31/2022 | Bluerock High Income Institutional Credit Fund | | Other (acquisition) | Shares of Beneficial Interest, Class I Shares | 51 | $24.51 | $1.3k | | 12/31/2022 |
| 12/31/2022 | Bluerock Total Income (plus) Real Estate Fund | TIPWX | Other (acquisition) | Shares of Beneficial Interest, Class I Shares | 138.889 | $36.00 | $5k | | 12/31/2022 |
| 11/03/2022 | Bluerock Homes Trust, Inc. | | Grant | LTIP Units | 764 | $0.00 | $0 | | 11/03/2022 |
| 11/03/2022 | Bluerock Homes Trust, Inc. | | Grant | LTIP Units | 5.3k | $0.00 | $0 | | 11/03/2022 |
| 10/05/2022 | Bluerock Residential Growth REIT, Inc. | BRG | Other (disposition) | LTIP Units | 21k | $0.00 | $0 | | 10/05/2022 |
| 09/30/2022 | Bluerock Total Income (plus) Real Estate Fund | TIPWX | Other (acquisition) | Shares of Beneficial Interest, Class I Shares | 130.412 | $38.34 | $5k | | 09/30/2022 |
| 09/30/2022 | Bluerock High Income Institutional Credit Fund | | Other (acquisition) | Shares of Beneficial Interest, Class I Shares | 49.801 | $25.10 | $1.3k | | 09/30/2022 |
| 06/30/2022 | Bluerock Total Income (plus) Real Estate Fund | TIPWX | Other (acquisition) | Shares of Beneficial Interest, Class I Shares | 130.141 | $38.42 | $5k | | 06/30/2022 |
| 05/10/2022 | ASHFORD HOSPITALITY TRUST INC | AHT | Grant | | 16.1k | $0.00 | $0 | | 05/10/2022 |
| 03/31/2022 | Bluerock Total Income (plus) Real Estate Fund | TIPWX | Other (acquisition) | Shares of Beneficial Interest, Class I Shares | 85.2195 | $36.67 | $3.1k | | 03/31/2022 |
| 01/01/2022 | Bluerock Residential Growth REIT, Inc. | BRG | Grant | LTIP Units | 3.5k | $0.00 | $0 | See Footnote | 01/01/2022 |
| 12/31/2021 | Bluerock Total Income (plus) Real Estate Fund | TIPWX | Other (acquisition) | Shares of Beneficial Interest, Class I Shares | 90.6849 | $34.46 | $3.1k | | 12/31/2021 |
| 09/30/2021 | Bluerock Total Income (plus) Real Estate Fund | TIPWX | Other (acquisition) | Shares of Beneficial Interest, Class I Shares | 96.6296 | $32.34 | $3.1k | | 09/30/2021 |
| 05/12/2021 | ASHFORD HOSPITALITY TRUST INC | AHT | Grant | | 2.7k | $2.95 | $7.9k | | 05/12/2021 |
| 05/12/2021 | ASHFORD HOSPITALITY TRUST INC | AHT | Grant | | 35k | $0.00 | $0 | | 05/12/2021 |
| 01/01/2021 | Bluerock Residential Growth REIT, Inc. | BRG | Grant | LTIP Units | 7.4k | $0.00 | $0 | See Footnote | 01/01/2021 |
| 12/15/2020 | ASHFORD HOSPITALITY TRUST INC | AHT | Grant | | 6.4k | $3.70 | $23.6k | | 12/15/2020 |
| 09/28/2020 | ASHFORD HOSPITALITY TRUST INC | AHT | Grant | | 15.2k | $1.55 | $23.6k | | 09/28/2020 |
| 05/22/2020 | ASHFORD HOSPITALITY TRUST INC | AHT | Grant | | 30.3k | $0.68 | $20.6k | | 05/22/2020 |
| 05/15/2020 | ASHFORD HOSPITALITY TRUST INC | AHT | Grant | | 140.6k | $0.00 | $0 | | 05/15/2020 |
| 01/01/2020 | Bluerock Residential Growth REIT, Inc. | BRG | Grant | LTIP Units | 7.1k | $0.00 | $0 | See Footnote | 01/01/2020 |
| 08/09/2019 | Bluerock Residential Growth REIT, Inc. | BRG | Grant | LTIP Units | 2.9k | $0.00 | $0 | See Footnote | 08/09/2019 |
| 05/16/2019 | ASHFORD HOSPITALITY TRUST INC | AHT | Grant | | 16.6k | $0.05 | $830.2 | | 05/16/2019 |
| 06/18/2018 | ASHFORD HOSPITALITY TRUST INC | AHT | Grant | | 12.8k | $0.05 | $642 | | 06/18/2018 |