| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 07/02/2018 | Hawaiian Telcom Holdco, Inc. | HCOM | Grant | Common Stock | 19.3k | $0.00 | $0 | | 07/02/2018 |
| 07/02/2018 | Hawaiian Telcom Holdco, Inc. | HCOM | Payment of Exercise | Common Stock | 12.7k | $0.00 | $0 | | 07/02/2018 |
| 07/02/2018 | Hawaiian Telcom Holdco, Inc. | HCOM | Disposition | Common Stock | 32.2k | $0.00 | $0 | | 07/02/2018 |
| 03/12/2018 | Hawaiian Telcom Holdco, Inc. | HCOM | Payment of Exercise | Common Stock | 2.3k | $27.95 | $65.2k | | 03/08/2018 |
| 03/12/2018 | Hawaiian Telcom Holdco, Inc. | HCOM | Grant | Common Stock | 2.4k | $0.00 | $0 | | 03/08/2018 |
| 03/08/2018 | Hawaiian Telcom Holdco, Inc. | HCOM | Grant | Common Stock | 6.2k | $0.00 | $0 | | 03/08/2018 |
| 03/13/2017 | Hawaiian Telcom Holdco, Inc. | HCOM | Payment of Exercise | Common Stock | 1.3k | $23.46 | $30.5k | | 03/09/2017 |
| 03/12/2017 | Hawaiian Telcom Holdco, Inc. | HCOM | Grant | Common Stock | 1.1k | $0.00 | $0 | | 03/09/2017 |
| 03/09/2017 | Hawaiian Telcom Holdco, Inc. | HCOM | Grant | Common Stock | 7.5k | $0.00 | $0 | | 03/09/2017 |
| 03/09/2017 | Hawaiian Telcom Holdco, Inc. | HCOM | Grant | Common Stock | 1.6k | $23.30 | $36.3k | | 03/09/2017 |
| 03/12/2016 | Hawaiian Telcom Holdco, Inc. | HCOM | Payment of Exercise | Common Stock | 477 | $23.07 | $11k | | 03/10/2016 |
| 03/10/2016 | Hawaiian Telcom Holdco, Inc. | HCOM | Purchase | Common Stock | 250 | $21.65 | $5.4k | | 03/10/2016 |
| 03/03/2016 | Hawaiian Telcom Holdco, Inc. | HCOM | Grant | Common Stock | 6k | $0.00 | $0 | | 03/03/2016 |
| 05/11/2015 | Hawaiian Telcom Holdco, Inc. | HCOM | Grant | Common Stock | 4.7k | $0.00 | $0 | | 05/11/2015 |
| 05/11/2015 | Hawaiian Telcom Holdco, Inc. | HCOM | Grant | Common Stock | 4.5k | $0.00 | $0 | | 05/11/2015 |
| 12/01/2014 | ThermoGenesis Holdings, Inc. | KOOL | Grant | Option | 150k | $1.02 | $153k | | 12/01/2014 |
| 12/01/2014 | ThermoGenesis Holdings, Inc. | KOOL | Grant | Option | 150k | $1.02 | $153k | | 12/01/2014 |
| 08/19/2014 | ThermoGenesis Holdings, Inc. | KOOL | Grant | Option | 160k | $1.31 | $209.6k | | 08/19/2014 |
| 08/19/2014 | ThermoGenesis Holdings, Inc. | KOOL | Grant | Option | 160k | $1.31 | $209.6k | | 08/19/2014 |
| 03/03/2014 | ThermoGenesis Holdings, Inc. | KOOL | Grant | Common Stock | 67.5k | $0.00 | $0 | | 03/03/2014 |
| 03/03/2014 | ThermoGenesis Holdings, Inc. | KOOL | Grant | Option | 33.6k | $2.18 | $73.2k | | 03/03/2014 |
| 06/08/2012 | SUREWEST COMMUNICATIONS | SURW | Other (disposition) | | 566 | $21.48 | $12.2k | | 06/08/2012 |
| 12/01/2011 | SUREWEST COMMUNICATIONS | SURW | Other (disposition) | | 2.3k | $10.61 | $24.6k | | 12/01/2011 |
| 12/01/2011 | SUREWEST COMMUNICATIONS | SURW | Other (acquisition) | Common Stock | 27.45 | $0.00 | $0 | by Managed Account | 12/01/2011 |
| 01/04/2011 | SUREWEST COMMUNICATIONS | SURW | Grant | Common Stock | 13.9k | $0.00 | $0 | | 01/04/2011 |
| 01/04/2011 | SUREWEST COMMUNICATIONS | SURW | Grant | Common Stock | 4.6k | $0.00 | $0 | | 01/04/2011 |
| 06/01/2010 | SUREWEST COMMUNICATIONS | SURW | Other (disposition) | | 1.7k | $6.22 | $10.4k | | 06/01/2010 |
| 01/05/2010 | SUREWEST COMMUNICATIONS | SURW | Other (acquisition) | Common Stock | 88.45 | $0.00 | $0 | by Managed Account | 01/05/2010 |
| 01/05/2010 | SUREWEST COMMUNICATIONS | SURW | Grant | Common Stock | 17.6k | $0.00 | $0 | | 01/05/2010 |