| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 03/01/2019 | Asterias Biotherapeutics, Inc. | AST | Grant | Common Stock | 145.3k | $0.00 | $0 | | 03/01/2019 |
| 03/01/2019 | Asterias Biotherapeutics, Inc. | AST | Payment of Exercise | Common Stock | 44.5k | $0.95 | $42.2k | | 03/01/2019 |
| 01/02/2019 | Asterias Biotherapeutics, Inc. | AST | Payment of Exercise | Common Stock | 20.4k | $0.68 | $13.9k | | 01/02/2019 |
| 03/30/2018 | Asterias Biotherapeutics, Inc. | AST | Payment of Exercise | Common Stock | 6.5k | $1.45 | $9.4k | | 03/30/2018 |
| 03/15/2018 | Asterias Biotherapeutics, Inc. | AST | Grant | Common Stock (restricted stock units) | 50k | $0.00 | $0 | | 03/15/2018 |
| 03/15/2018 | Asterias Biotherapeutics, Inc. | AST | Grant | Common Stock | 68.7k | $0.00 | $0 | | 03/15/2018 |
| 03/15/2018 | Asterias Biotherapeutics, Inc. | AST | Payment of Exercise | Common Stock | 21.6k | $1.95 | $42.2k | | 03/15/2018 |
| 03/15/2018 | Asterias Biotherapeutics, Inc. | AST | Grant | Stock Options | 150k | $1.95 | $292.5k | | 03/15/2018 |
| 03/30/2017 | Asterias Biotherapeutics, Inc. | AST | Grant | | 75k | $0.00 | $0 | | 03/30/2017 |
| 03/30/2017 | Asterias Biotherapeutics, Inc. | AST | Grant | Common Stock | 9.6k | $0.00 | $0 | | 03/30/2017 |