NEUBERGER BERMAN LLC [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
04/12/2016	Neuberger Berman MLP & Energy Income Fund Inc.	NML	Sale	Common Stock	6.6k	$6.37	$42k	04/12/2016
08/06/2010	NEUBERGER BERMAN INCOME OPPORTUNITY FUND INC	NOX	Other (disposition)	Common Stock	8.9k	$0.00	$0	08/06/2010
09/17/2007	DENALI FUND INC.	DNY	Sale	Common Stock	193.8k	$24.49	$4.7M	09/17/2007
09/22/2004	DENALI FUND INC.	DNY	Purchase	Common Stock, $0.0001 par value	139.5k	$21.50	$3M	09/22/2004
09/22/2004	DENALI FUND INC.	DNY	Purchase	Common Stock, $0.0001 par value	139.5k	$21.50	$3M	09/22/2004