| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 05/11/2022 | RiverNorth Managed Duration Municipal Income Fund II, Inc. | | Grant | Common Shares of Beneficial Interest | 300 | $15.99 | $4.8k | | 05/11/2022 |
| 05/11/2022 | RiverNorth Managed Duration Municipal Income Fund II, Inc. | | Grant | Common Shares of Beneficial Interest | 1.1k | $16.00 | $17.6k | | 05/11/2022 |
| 05/11/2022 | RiverNorth Managed Duration Municipal Income Fund II, Inc. | | Grant | Common Shares of Beneficial Interest | 100 | $15.94 | $1.6k | | 05/11/2022 |
| 05/11/2022 | RiverNorth Managed Duration Municipal Income Fund II, Inc. | | Grant | Common Shares of Beneficial Interest | 2.5k | $15.99 | $40k | | 05/11/2022 |
| 05/11/2022 | RiverNorth Managed Duration Municipal Income Fund II, Inc. | | Grant | Common Shares of Beneficial Interest | 1000 | $15.93 | $15.9k | | 05/11/2022 |
| 04/28/2022 | RiverNorth Flexible Municipal Income Fund II, Inc. | | Grant | Common Shares of Beneficial Interest | 9.9k | $15.13 | $149.8k | | 04/28/2022 |
| 04/28/2022 | RiverNorth Flexible Municipal Income Fund II, Inc. | | Grant | Common Shares of Beneficial Interest | 100 | $15.12 | $1.5k | | 04/28/2022 |
| 01/24/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | Purchase | Common Shares of Beneficial Interest | 1.2k | $14.92 | $17.9k | | 01/24/2022 |
| 01/24/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | Purchase | Common Shares of Beneficial Interest | 1.7k | $14.98 | $25.5k | | 01/24/2022 |
| 01/24/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | Purchase | Common Shares of Beneficial Interest | 500 | $14.94 | $7.5k | | 01/24/2022 |
| 01/24/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | Purchase | Common Shares of Beneficial Interest | 200 | $14.95 | $3k | | 01/24/2022 |
| 01/24/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | Purchase | Common Shares of Beneficial Interest | 1.2k | $14.92 | $17.9k | | 01/24/2022 |
| 01/24/2022 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | Purchase | Common Shares of Beneficial Interest | 200 | $14.97 | $3k | | 01/24/2022 |
| 11/15/2021 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | Purchase | Common Shares of Beneficial Interest | 16.6k | $16.81 | $278.3k | | 11/15/2021 |
| 11/15/2021 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | Purchase | Common Shares of Beneficial Interest | 16.6k | $16.81 | $278.3k | | 11/15/2021 |
| 04/19/2021 | RiverNorth Managed Duration Municipal Income Fund, Inc. | RMM | Sale | Common Stock | 1.5k | $19.28 | $28.9k | | 04/19/2021 |
| 04/19/2021 | RiverNorth Managed Duration Municipal Income Fund, Inc. | RMM | Sale | Common Stock | 3.7k | $19.29 | $71.4k | | 04/19/2021 |
| 04/12/2021 | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | OPP | Sale | Common Stock | 12.1k | $15.32 | $184.6k | | 04/12/2021 |
| 04/12/2021 | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | OPP | Sale | Common Stock | 941 | $15.33 | $14.4k | | 04/12/2021 |
| 04/12/2021 | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | OPP | Sale | Common Stock | 7.1k | $15.34 | $108.5k | | 04/12/2021 |
| 10/07/2020 | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | OPP | Purchase | Common Stock | 5k | $13.88 | $69.4k | | 10/07/2020 |
| 03/23/2020 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | Purchase | Common Stock | 2k | $9.39 | $18.8k | | 03/23/2020 |
| 03/23/2020 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | Purchase | Common Stock | 500 | $9.35 | $4.7k | | 03/23/2020 |
| 03/17/2020 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Purchase | Common Stock | 9.8k | $18.50 | $181.3k | | 03/17/2020 |
| 03/17/2020 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Purchase | Common Stock | 200 | $18.49 | $3.7k | | 03/17/2020 |
| 12/17/2019 | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | OPP | Purchase | Common Stock | 5k | $16.21 | $81k | | 12/17/2019 |
| 11/07/2019 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | Purchase | Common Stock | 5k | $16.20 | $81k | | 11/07/2019 |
| 10/24/2019 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | Sale | Transferable Subscription Rights (RIV RT) | 23.8k | $0.05 | $1.3k | | 10/01/2019 |
| 10/01/2019 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | Grant | Transferable Subscription Rights (RIV RT) | 38.8k | $0.00 | $0 | | 10/01/2019 |
| 07/26/2019 | RiverNorth Managed Duration Municipal Income Fund, Inc. | RMM | Purchase | Common Stock | 5k | $20.00 | $100k | | 07/26/2019 |
| 11/07/2018 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | Grant | Common Stock | 8k | $16.93 | $135.4k | | 11/07/2018 |
| 10/26/2018 | RiverNorth Opportunistic Municipal Income Fund, Inc. | RMI | Purchase | Common Stock | 10k | $20.00 | $200k | | 10/26/2018 |
| 01/05/2018 | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | OPP | Purchase | Common Stock | 2.3k | $18.40 | $42.3k | | 01/05/2018 |
| 01/05/2018 | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | OPP | Purchase | Common Stock | 200 | $18.40 | $3.7k | | 01/05/2018 |
| 12/29/2017 | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | OPP | Purchase | Common Stock | 2.4k | $18.39 | $44.1k | | 12/29/2017 |
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