| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 10/05/2021 | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | OPP | Disposition | Transferable Subscription Rights (OPP RT) | 1.8k | $0.00 | $0 | | 09/13/2021 |
| 09/13/2021 | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | OPP | Grant | Transferable Subscription Rights (OPP RT) | 1.8k | $0.00 | $0 | | 09/13/2021 |
| 02/24/2021 | RiverNorth Flexible Municipal Income Fund II, Inc. | | Purchase | Common Stock | 500 | $20.00 | $10k | | 02/24/2021 |
| 04/13/2020 | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | OPP | Purchase | Common Stock | 500 | $13.00 | $6.5k | | 04/13/2020 |
| 03/31/2020 | RiverNorth Flexible Municipal Income Fund, Inc. | RFM | Purchase | Common Stock | 100 | $20.00 | $2k | | 03/31/2020 |
| 12/26/2019 | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | OPP | Purchase | Common Stock | 344 | $16.05 | $5.5k | | 12/26/2019 |
| 12/26/2019 | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | OPP | Purchase | Common Stock | 342 | $16.21 | $5.5k | | 12/26/2019 |
| 11/12/2019 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | Purchase | Common Shares of Beneficial Interest | 429 | $16.20 | $6.9k | | 11/12/2019 |
| 06/20/2019 | RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | OPP | Purchase | Common Stock | 1000 | $17.27 | $17.3k | | 06/20/2019 |
| 11/07/2018 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | Purchase | Common Shares of Beneficial Interest | 369 | $16.93 | $6.2k | | 11/07/2018 |
| 11/15/2017 | RIVERNORTH OPPORTUNITIES FUND, INC. | RIV | Grant | Common Shares of Beneficial Interest | 667 | $19.54 | $13k | | 11/15/2017 |