| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 07/14/2023 | IOVANCE BIOTHERAPEUTICS, INC. | IOVA | Payment of Exercise | | 1.4k | $7.76 | $10.8k | | 07/14/2023 |
| 07/14/2023 | IOVANCE BIOTHERAPEUTICS, INC. | IOVA | Exercise | Restricted Stock Units | 2.8k | $0.00 | $0 | | 07/14/2023 |
| 03/02/2023 | IOVANCE BIOTHERAPEUTICS, INC. | IOVA | Grant | Restricted Stock Units | 42.2k | $0.00 | $0 | | 03/02/2023 |
| 03/02/2023 | IOVANCE BIOTHERAPEUTICS, INC. | IOVA | Grant | Stock Option (right to buy) | 84.4k | $7.12 | $600.8k | | 03/02/2023 |
| 01/17/2023 | IOVANCE BIOTHERAPEUTICS, INC. | IOVA | Payment of Exercise | | 4.7k | $6.43 | $30k | | 01/17/2023 |
| 01/17/2023 | IOVANCE BIOTHERAPEUTICS, INC. | IOVA | Exercise | Restricted Stock Units | 11.2k | $0.00 | $0 | | 01/17/2023 |
| 01/03/2023 | IOVANCE BIOTHERAPEUTICS, INC. | IOVA | Payment of Exercise | | 10.6k | $6.11 | $64.5k | | 01/03/2023 |
| 01/03/2023 | IOVANCE BIOTHERAPEUTICS, INC. | IOVA | Exercise | Restricted Stock Units | 18.8k | $0.00 | $0 | | 01/03/2023 |
| 06/14/2022 | IOVANCE BIOTHERAPEUTICS, INC. | IOVA | Exercise | | 18.8k | $0.00 | $0 | | 06/14/2022 |
| 06/14/2022 | IOVANCE BIOTHERAPEUTICS, INC. | IOVA | Payment of Exercise | | 9.3k | $7.73 | $72.2k | | 06/14/2022 |
| 06/14/2022 | IOVANCE BIOTHERAPEUTICS, INC. | IOVA | Grant | | 18.8k | $0.00 | $0 | | 06/14/2022 |
| 01/14/2022 | IOVANCE BIOTHERAPEUTICS, INC. | IOVA | Grant | Restricted Stock Units | 33.8k | $0.00 | $0 | | 01/14/2022 |
| 01/14/2022 | IOVANCE BIOTHERAPEUTICS, INC. | IOVA | Grant | Stock Option (right to buy) | 67.5k | $15.49 | $1M | | 01/14/2022 |
| 06/14/2021 | IOVANCE BIOTHERAPEUTICS, INC. | IOVA | Grant | Restricted Stock Units | 37.7k | $0.00 | $0 | | 06/14/2021 |
| 03/15/2021 | IOVANCE BIOTHERAPEUTICS, INC. | IOVA | Grant | Stock Option (right to buy) | 150k | $34.91 | $5.2M | | 03/15/2021 |
| 02/11/2021 | Oncternal Therapeutics, Inc. | GTXI | Grant | Stock Option | 130k | $7.05 | $916.5k | | 02/11/2021 |
| 03/17/2020 | Oncternal Therapeutics, Inc. | GTXI | Grant | Stock Option | 12.7k | $3.33 | $42.3k | | 03/17/2020 |
| 03/17/2020 | Oncternal Therapeutics, Inc. | GTXI | Grant | Stock Option | 12.7k | $3.33 | $42.3k | | 03/17/2020 |
| 09/09/2019 | Oncternal Therapeutics, Inc. | GTXI | Grant | Stock Option | 150k | $5.33 | $799.5k | | 09/09/2019 |
| 09/09/2019 | Oncternal Therapeutics, Inc. | GTXI | Grant | Stock Option | 150k | $5.33 | $799.5k | | 09/09/2019 |
| 04/01/2017 | Armata Pharmaceuticals, Inc. | APHB | Grant | Stock Option (Right to Buy) | 176.4k | $0.43 | $75.9k | | 04/01/2017 |
| 01/30/2017 | Armata Pharmaceuticals, Inc. | APHB | Grant | Stock Option (Right to Buy) | 247.3k | $0.46 | $113.8k | | 01/30/2017 |