| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 07/31/2020 | GAIN Capital Holdings, Inc. | GCAP | Disposition | | 22.9k | $6.00 | $137.6k | | 07/31/2020 |
| 07/31/2020 | GAIN Capital Holdings, Inc. | GCAP | Grant | | 22.9k | $6.00 | $137.6k | | 07/31/2020 |
| 07/31/2020 | GAIN Capital Holdings, Inc. | GCAP | Disposition | | 4.2k | $6.00 | $25.2k | | 07/31/2020 |
| 07/31/2020 | GAIN Capital Holdings, Inc. | GCAP | Disposition | | 30.8k | $6.00 | $184.9k | | 07/31/2020 |
| 07/31/2020 | GAIN Capital Holdings, Inc. | GCAP | Disposition | | 62k | $6.00 | $371.9k | | 07/31/2020 |
| 05/26/2020 | GAIN Capital Holdings, Inc. | GCAP | Disposition | | 6.8k | $6.24 | $42.4k | | 05/24/2020 |
| 05/24/2020 | GAIN Capital Holdings, Inc. | GCAP | Grant | | 12k | $0.00 | $0 | | 05/24/2020 |
| 05/06/2020 | GAIN Capital Holdings, Inc. | GCAP | Sale | | 3.9k | $6.46 | $25.4k | | 05/06/2020 |
| 03/18/2020 | GAIN Capital Holdings, Inc. | GCAP | Sale | | 5.4k | $4.73 | $25.4k | | 03/18/2020 |
| 03/16/2020 | GAIN Capital Holdings, Inc. | GCAP | Sale | | 4.2k | $5.31 | $22k | | 03/16/2020 |
| 05/29/2019 | GAIN Capital Holdings, Inc. | GCAP | Sale | | 5.7k | $3.96 | $22.4k | | 05/29/2019 |
| 05/07/2019 | GAIN Capital Holdings, Inc. | GCAP | Sale | | 4k | $4.95 | $19.8k | | 05/07/2019 |
| 03/18/2019 | GAIN Capital Holdings, Inc. | GCAP | Sale | | 4.3k | $6.57 | $28k | | 03/18/2019 |
| 03/14/2019 | GAIN Capital Holdings, Inc. | GCAP | Grant | | 22.9k | $0.00 | $0 | | 03/14/2019 |
| 05/30/2018 | GAIN Capital Holdings, Inc. | GCAP | Sale | | 2.2k | $8.23 | $17.9k | | 05/30/2018 |
| 05/24/2018 | GAIN Capital Holdings, Inc. | GCAP | Grant | | 18.8k | $0.00 | $0 | | 05/24/2018 |
| 05/07/2018 | GAIN Capital Holdings, Inc. | GCAP | Sale | | 3.8k | $8.23 | $31.6k | | 05/07/2018 |
| 03/16/2018 | GAIN Capital Holdings, Inc. | GCAP | Sale | | 4.2k | $7.19 | $30.5k | | 03/16/2018 |
| 03/15/2017 | GAIN Capital Holdings, Inc. | GCAP | Grant | | 36.3k | $0.00 | $0 | | 03/15/2017 |