| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 06/14/2023 | BioXcel Therapeutics, Inc. | BTAI | Exercise | Restricted Stock Units | 521 | $0.00 | $0 | | 06/14/2023 |
| 03/15/2023 | BioXcel Therapeutics, Inc. | BTAI | Grant | Restricted Stock Units | 9k | $0.00 | $0 | | 03/14/2023 |
| 03/15/2023 | BioXcel Therapeutics, Inc. | BTAI | Grant | Stock Option (Right to Buy) | 32k | $19.60 | $627.2k | | 03/14/2023 |
| 03/15/2023 | BioXcel Therapeutics, Inc. | BTAI | Sale | Common Stock | 845 | $19.70 | $16.6k | | 03/14/2023 |
| 03/14/2023 | BioXcel Therapeutics, Inc. | BTAI | Exercise | Restricted Stock Units | 2.1k | $0.00 | $0 | | 03/14/2023 |
| 01/20/2023 | BioXcel Therapeutics, Inc. | BTAI | Sale | Common Stock | 29.7k | $30.00 | $891.4k | | 01/20/2023 |
| 01/20/2023 | BioXcel Therapeutics, Inc. | BTAI | Exercise | Employee Stock Option (right to buy) | 29.7k | $0.41 | $12.2k | | 01/20/2023 |
| 03/14/2022 | BioXcel Therapeutics, Inc. | BTAI | Grant | Restricted Stock Units | 8.3k | $0.00 | $0 | | 03/14/2022 |
| 03/25/2021 | BioXcel Therapeutics, Inc. | BTAI | Grant | Stock Option (Right to Buy) | 10k | $41.17 | $411.7k | | 03/25/2021 |
| 02/17/2021 | BioXcel Therapeutics, Inc. | BTAI | Sale | Common Stock | 5.7k | $54.45 | $307.9k | | 02/17/2021 |
| 02/17/2021 | BioXcel Therapeutics, Inc. | BTAI | Sale | Common Stock | 2.3k | $53.77 | $123.7k | | 02/17/2021 |
| 02/17/2021 | BioXcel Therapeutics, Inc. | BTAI | Exercise | Employee Stock Option (right to buy) | 10k | $11.00 | $110k | | 02/17/2021 |
| 02/17/2021 | BioXcel Therapeutics, Inc. | BTAI | Exercise | Employee Stock Option (right to buy) | 15k | $0.41 | $6.2k | | 02/17/2021 |
| 02/17/2021 | BioXcel Therapeutics, Inc. | BTAI | Sale | Common Stock | 600 | $57.17 | $34.3k | | 02/17/2021 |
| 02/17/2021 | BioXcel Therapeutics, Inc. | BTAI | Sale | Common Stock | 9.6k | $56.60 | $541.8k | | 02/17/2021 |
| 02/17/2021 | BioXcel Therapeutics, Inc. | BTAI | Sale | Common Stock | 6.9k | $55.55 | $381.7k | | 02/17/2021 |
| 01/19/2021 | BioXcel Therapeutics, Inc. | BTAI | Sale | Common Stock | 6.8k | $48.43 | $327.3k | | 01/19/2021 |
| 01/19/2021 | BioXcel Therapeutics, Inc. | BTAI | Sale | Common Stock | 12.7k | $49.27 | $624k | | 01/19/2021 |
| 01/19/2021 | BioXcel Therapeutics, Inc. | BTAI | Sale | Common Stock | 2.7k | $50.38 | $136k | | 01/19/2021 |
| 01/19/2021 | BioXcel Therapeutics, Inc. | BTAI | Sale | Common Stock | 1.5k | $51.45 | $77.2k | | 01/19/2021 |
| 01/19/2021 | BioXcel Therapeutics, Inc. | BTAI | Sale | Common Stock | 1.4k | $52.45 | $72.2k | | 01/19/2021 |
| 01/19/2021 | BioXcel Therapeutics, Inc. | BTAI | Exercise | Employee Stock Option (right to buy) | 25k | $0.41 | $10.2k | | 01/19/2021 |
| 12/28/2020 | BioXcel Therapeutics, Inc. | BTAI | Exercise | Employee Stock Option (right to buy) | 25k | $0.41 | $10.2k | | 12/28/2020 |
| 12/28/2020 | BioXcel Therapeutics, Inc. | BTAI | Sale | Common Stock | 1.4k | $53.54 | $72.4k | | 12/28/2020 |
| 12/28/2020 | BioXcel Therapeutics, Inc. | BTAI | Sale | Common Stock | 4k | $52.68 | $208.1k | | 12/28/2020 |
| 12/28/2020 | BioXcel Therapeutics, Inc. | BTAI | Sale | Common Stock | 5.7k | $51.75 | $296.4k | | 12/28/2020 |
| 12/28/2020 | BioXcel Therapeutics, Inc. | BTAI | Sale | Common Stock | 14k | $50.77 | $709.2k | | 12/28/2020 |
| 05/26/2020 | BioXcel Therapeutics, Inc. | BTAI | Grant | Employee Stock Option (right to buy) | 40k | $45.99 | $1.8M | | 05/26/2020 |
| 03/12/2018 | BioXcel Therapeutics, Inc. | BTAI | Grant | Stock Options | 31k | $11.00 | $341.5k | | 03/12/2018 |
| 04/25/2016 | SYNLOGIC, INC. | SYBX | Grant | Stock Option (Right to Buy) | 250k | $4.42 | $1.1M | | 04/25/2016 |