Pennington James [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
01/03/2022	First Wave BioPharma, Inc.	AZRX	Grant	Stock option (right to buy)	7.5k	$1.45	$10.9k	01/03/2022
07/09/2021	First Wave BioPharma, Inc.	AZRX	Grant	Stock option (right to buy)	100k	$0.75	$75k	07/09/2021
07/16/2020	First Wave BioPharma, Inc.	AZRX	Grant	Stock option (right to buy)	300k	$0.85	$255k	07/16/2020
06/13/2019	First Wave BioPharma, Inc.	AZRX	Grant	Stock option (right to buy)	110k	$1.75	$192.5k	06/13/2019
07/12/2018	First Wave BioPharma, Inc.	AZRX	Grant	Options	75k	$3.04	$228k	07/12/2018