NEUBERGER BERMAN REAL ESTATE SECURITIES INCOME FUND INC (NRO) [Rocket]

Date	Name	Title	Type	Security	Shares	Price	Value	Ownership	Reported
01/10/2018	COLISH FAITH		Sale	Common Stock	240	$5.40	$1.3k		01/10/2018
04/12/2017	SUN LIFE FINANCIAL INC	10% Owner	Other (disposition)	Series A Mandatory Redeemable Preferred Stock	160	$125.00	$20k	By SUN LIFE FINANCIAL INC.	04/12/2017
04/12/2017	SUN LIFE FINANCIAL INC	10% Owner	Other (disposition)	Series A Mandatory Redeemable Preferred Stock	40	$125.00	$5k	By SUN LIFE FINANCIAL INC.	04/12/2017
12/15/2016	Bulldog Investors, LLP	10% Owner	Sale	Common Stock	45.1k	$5.30	$238.8k	By Clients	12/15/2016
12/14/2016	Bulldog Investors, LLP	10% Owner	Sale	Common Stock	73.5k	$5.32	$390.8k	By Clients	12/13/2016
12/13/2016	Bulldog Investors, LLP	10% Owner	Sale	Common Stock	17.7k	$5.35	$94.4k	By Clients	12/13/2016
07/15/2015	TRAPP PETER P	Director	Sale	Shares of Common Stock	6k	$4.85	$29.1k		07/15/2015
10/08/2014	TRAPP PETER P	Director	Purchase	Shares of Common Stock	2k	$4.87	$9.7k		10/08/2014
06/05/2013	RIVKIN JACK L	Director	Sale	Shares of Common Stock	3.8k	$4.96	$18.8k		06/03/2013
06/04/2013	RIVKIN JACK L	Director	Sale	Shares of Common Stock	6.7k	$5.01	$33.6k		06/03/2013
06/03/2013	RIVKIN JACK L	Director	Sale	Shares of Common Stock	14.8k	$5.00	$74k		06/03/2013
05/08/2013	TRAPP PETER P	Director	Purchase	Common Stock	4k	$5.51	$22k		05/08/2013
09/03/2010	BANK OF AMERICA CORP /DE/	10% Owner	Purchase	Common Stock	2.8k	$3.69	$10.4k	By Subsidiary	12/23/2009
09/03/2010	BANK OF AMERICA CORP /DE/	10% Owner	Sale	Common Stock	2.8k	$3.60	$10.2k	By Subsidiary	12/23/2009
09/02/2010	RIVKIN JACK L	Director	Purchase	Common Stock	25.3k	$3.64	$92.1k		09/02/2010
04/09/2010	BANK OF AMERICA CORP /DE/	10% Owner	Purchase	Common Stock	5k	$3.55	$17.9k	By Subsidiary	12/23/2009
04/09/2010	BANK OF AMERICA CORP /DE/	10% Owner	Sale	Common Stock	5k	$3.53	$17.8k	By Subsidiary	12/23/2009
12/23/2009	BANK OF AMERICA CORP /DE/	10% Owner	Sale	Common Stock	2k	$2.87	$5.7k	By Subsidiary	12/23/2009
12/23/2009	BANK OF AMERICA CORP /DE/	10% Owner	Purchase	Common Stock	2k	$3.00	$6k	By Subsidiary	12/23/2009