OMSTEAD DANIEL R [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
08/11/2021	TEKLA LIFE SCIENCES INVESTORS	HQL	Purchase	Shares of Beneficial Interest	6.4k	$21.63	$138.5k	08/11/2021
04/06/2021	Tekla World Healthcare Fund	THW	Exercise (in-the-money or at-the-money)	Subscription Rights	24.3k	$14.26	$346.9k	04/06/2021
10/26/2020	TEKLA LIFE SCIENCES INVESTORS	HQL	Purchase	Shares of Beneficial Interest	6.2k	$17.52	$108.2k	10/26/2020
10/26/2020	TEKLA HEALTHCARE INVESTORS	HQH	Purchase	Shares of Beneficial Interest	5.2k	$20.53	$106.7k	10/26/2020
10/21/2020	TEKLA LIFE SCIENCES INVESTORS	HQL	Purchase	Shares of Beneficial Interest	6k	$17.75	$105.6k	10/21/2020
10/21/2020	TEKLA HEALTHCARE INVESTORS	HQH	Purchase	Shares of Beneficial Interest	5k	$20.68	$104.4k	10/21/2020
05/21/2020	TEKLA LIFE SCIENCES INVESTORS	HQL	Purchase	Shares of Beneficial Interest	6k	$17.74	$105.6k	05/21/2020
05/21/2020	TEKLA HEALTHCARE INVESTORS	HQH	Purchase	Shares of Beneficial Interest	5k	$21.01	$105.1k	05/21/2020
03/17/2020	TEKLA HEALTHCARE INVESTORS	HQH	Purchase	Shares of Beneficial Interest	6.8k	$16.24	$110.4k	03/17/2020
03/17/2020	TEKLA LIFE SCIENCES INVESTORS	HQL	Purchase	Shares of Beneficial Interest	8.3k	$13.27	$110.1k	03/17/2020
03/17/2020	Tekla Healthcare Opportunities Fund	THQ	Purchase	Shares of Beneficial Interest	7.3k	$14.67	$107.1k	03/17/2020
03/17/2020	Tekla World Healthcare Fund	THW	Purchase	Shares of Beneficial Interest	9.9k	$10.77	$106.9k	03/17/2020
12/26/2018	Tekla World Healthcare Fund	THW	Purchase	Shares of Beneficial Interest	9.4k	$11.11	$104.4k	12/26/2018
12/26/2018	TEKLA HEALTHCARE INVESTORS	HQH	Purchase	Shares of Beneficial Interest	6.3k	$17.14	$108k	12/26/2018
10/25/2018	TEKLA HEALTHCARE INVESTORS	HQH	Purchase	Shares of Beneficial Interest	5.5k	$20.43	$112.3k	10/25/2018
10/25/2018	Tekla Healthcare Opportunities Fund	THQ	Purchase	Shares of Beneficial Interest	6k	$17.43	$104.6k	10/25/2018
10/17/2018	TEKLA HEALTHCARE INVESTORS	HQH	Purchase	Shares of Beneficial Interest	3.9k	$21.78	$84.5k	10/17/2018
10/17/2018	Tekla Healthcare Opportunities Fund	THQ	Purchase	Shares of Beneficial Interest	5.9k	$18.19	$107.4k	10/17/2018
10/11/2018	Tekla Healthcare Opportunities Fund	THQ	Purchase	Shares of Beneficial Interest	5.5k	$17.59	$96.8k	10/11/2018
10/10/2018	Tekla Healthcare Opportunities Fund	THQ	Purchase	Shares of Beneficial Interest	5.5k	$18.27	$100.5k	10/10/2018
06/25/2015	Tekla World Healthcare Fund	THW	Purchase	Shares of Beneficial Interest	5k	$20.00	$100k	06/25/2015
07/28/2014	Tekla Healthcare Opportunities Fund	THQ	Purchase	Shares of Beneficial Interest	1000	$20.00	$20k	07/28/2014
06/24/2014	TEKLA LIFE SCIENCES INVESTORS	HQL	Exercise (in-the-money or at-the-money)	Subscription Rights	44.1k	$19.75	$870.3k	06/24/2014
06/24/2014	TEKLA HEALTHCARE INVESTORS	HQH	Exercise (in-the-money or at-the-money)	Subscription Rights	35.8k	$25.04	$897.1k	06/24/2014
06/04/2013	TEKLA LIFE SCIENCES INVESTORS	HQL	Purchase	Shares of Beneficial Interest	6k	$17.58	$105.5k	06/04/2013
06/04/2013	TEKLA HEALTHCARE INVESTORS	HQH	Purchase	Shares of Beneficial Interest	5k	$21.45	$107.3k	06/04/2013
08/08/2011	TEKLA HEALTHCARE INVESTORS	HQH	Purchase	Shares of beneficial interest	8.1k	$12.37	$100.2k	08/08/2011