| Date | Name | Title | Type | Security | Shares | Price | Value | Ownership | Reported |
| 11/07/2022 | GABELLI MARIO J | Director | Sale | Common Shares, Par Value $0.001 | 1.5k | $20.41 | $30.6k | | 11/07/2022 |
| 08/19/2022 | GABELLI MARIO J | Director | Sale | Common Shares, Par Value $0.001 | 2.1k | $22.66 | $46.7k | | 08/19/2022 |
| 06/14/2022 | GABELLI MARIO J | Director | Sale | Common Shares, Par Value $0.001 | 5.2k | $20.26 | $105.7k | Associated Capital Group, Inc. | 06/14/2022 |
| 03/14/2022 | ALPERT BRUCE N | President | Purchase | Series K Cumulative Preferred Shares | 4k | $21.05 | $84.2k | By spouse | 03/14/2022 |
| 02/17/2022 | Mullady Agnes | Director | Purchase | Common Shares, Par Value $0.001 | 150 | $24.60 | $3.7k | | 02/17/2022 |
| 02/10/2022 | VANEKRIS ANTHONIE C | Director | Sale | Common Shares, Par Value $0.001 | 2k | $25.36 | $50.7k | | 02/10/2022 |
| 01/31/2022 | ALPERT BRUCE N | President | Other (disposition) | Series G Cumulative Preferred Shares | 500 | $25.00 | $12.5k | By spouse | 01/31/2022 |
| 01/31/2022 | ALPERT BRUCE N | President | Other (disposition) | Series G Cumulative Preferred Shares | 1000 | $25.00 | $25k | | 01/31/2022 |
| 05/20/2021 | ALPERT BRUCE N | President | Acquisition (by will) | Series H Cumulative Preferred Shares | 260 | $27.94 | $7.3k | | 05/20/2021 |
| 04/20/2021 | BANK OF AMERICA CORP /DE/ | 10% Owner | Other (disposition) | Auction Rate Preferred Shares | 6k | $0.00 | $0 | By Subsidiary | 04/20/2021 |
| 12/30/2020 | GABELLI MARIO J | Director | Sale | Common Shares, Par Value $0.001 | 7.6k | $21.43 | $161.9k | Associated Capital Group, Inc. | 12/30/2020 |
| 09/25/2020 | ALPERT BRUCE N | President | Other (disposition) | Series A Cumulative Preferred Shares | 3.3k | $25.00 | $82.1k | By spouse | 09/25/2020 |
| 09/16/2020 | SALIBELLO SALVATORE M | Director | Purchase | Common Shares, Par Value $0.001 | 10k | $19.05 | $190.5k | | 09/16/2020 |
| 01/15/2020 | GABELLI MARIO J | Director | Sale | Common Shares, Par Value $0.001 | 500 | $22.23 | $11.1k | | 01/15/2020 |
| 12/26/2019 | ALPERT BRUCE N | President | Other (disposition) | Series D Cumulative Preferred Shares | 50 | $25.00 | $1.2k | By spouse | 12/26/2019 |
| 11/21/2019 | ZIZZA SALVATORE J | Director | Other (acquisition) | Common Shares, Par Value $0.001 | 100 | $20.00 | $2k | | 11/21/2019 |
| 11/21/2019 | TOKAR EDWARD T | Director | Other (acquisition) | Common Shares, Par Value $0.001 | 200 | $20.00 | $4k | | 11/21/2019 |
| 11/21/2019 | ZIZZA SALVATORE J | Director | Other (acquisition) | Common Shares, Par Value $0.001 | 400 | $20.00 | $8k | | 11/21/2019 |
| 11/21/2019 | Nakamura Kuni | Director | Other (acquisition) | Common Shares, Par Value $0.001 | 121 | $20.00 | $2.4k | | 11/21/2019 |
| 11/21/2019 | VANEKRIS ANTHONIE C | Director | Other (acquisition) | Common Shares, Par Value $0.001 | 420 | $20.00 | $8.4k | | 11/21/2019 |
| 11/21/2019 | COLAVITA ANTHONY J | Director | Other (acquisition) | Common Shares, Par Value $0.001 | 50 | $20.00 | $1000 | By spouse | 11/21/2019 |
| 11/21/2019 | COLAVITA ANTHONY J | Director | Other (acquisition) | Common Shares, Par Value $0.001 | 100 | $20.00 | $2k | | 11/21/2019 |
| 11/21/2019 | MELARKEY MICHAEL J | Director | Other (acquisition) | Common Shares, Par Value $0.001 | 541 | $20.00 | $10.8k | Le Cle Investments | 11/21/2019 |
| 11/21/2019 | ALPERT BRUCE N | President | Other (acquisition) | Common Shares, Par Value $0.001 | 400 | $20.00 | $8k | | 11/21/2019 |
| 11/21/2019 | ALPERT BRUCE N | President | Other (acquisition) | Common Shares, Par Value $0.001 | 1000 | $20.00 | $20k | | 11/21/2019 |
| 11/21/2019 | GABELLI MARIO J | Director | Other (acquisition) | Common Shares, Par Value $0.001 | 12.9k | $20.00 | $257.9k | | 11/21/2019 |
| 11/21/2019 | GABELLI MARIO J | Director | Other (acquisition) | Common Shares, Par Value $0.001 | 58k | $20.00 | $1.2M | Associated Capital Group, Inc. | 11/21/2019 |
| 11/13/2019 | GABELLI MARIO J | Director | Sale | Rights for Common Shares | 800 | $0.06 | $46.7 | | 11/12/2019 |
| 11/12/2019 | GABELLI MARIO J | Director | Sale | Rights for Common Shares | 490 | $0.09 | $44 | | 11/12/2019 |
| 11/12/2019 | GABELLI MARIO J | Director | Sale | Rights for Common Shares | 4.3k | $0.89 | $3.8k | Associated Capital Group, Inc. | 11/12/2019 |
| 11/07/2019 | WATSON SUSAN VIRGINIA | Director | Sale | Rights for Common Shares | 1.5k | $0.78 | $1.2k | | 11/07/2019 |
| 07/11/2019 | BANK OF AMERICA CORP /DE/ | 10% Owner | Disposition | | 293 | $0.00 | $0 | By Subsidiary | 07/11/2019 |
| 06/07/2019 | ALPERT BRUCE N | President | Purchase | Series H Cumulative Preferred Shares | 2k | $25.00 | $50k | By spouse | 06/07/2019 |
| 12/10/2018 | WATSON SUSAN VIRGINIA | Director | Purchase | Common Shares, Par Value $0.001 | 500 | $19.64 | $9.8k | | 12/10/2018 |
| 11/12/2018 | GABELLI MARIO J | Director | Sale | Common Shares, Par Value $0.001 | 233 | $21.61 | $5k | | 11/12/2018 |
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