| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 03/16/2023 | NEUROONE MEDICAL TECHNOLOGIES Corp | NMTC | Grant | Common Stock | 20.6k | $0.00 | $0 | | 03/16/2023 |
| 03/16/2023 | NEUROONE MEDICAL TECHNOLOGIES Corp | NMTC | Grant | Option to Purchase Common Stock | 18.9k | $1.62 | $30.7k | | 03/16/2023 |
| 09/13/2022 | HELIUS MEDICAL TECHNOLOGIES, INC. | HSDT | Grant | Stock Option (Right to Buy) | 18k | $0.54 | $9.7k | | 09/13/2022 |
| 05/31/2022 | NEUROONE MEDICAL TECHNOLOGIES Corp | NMTC | Grant | Common Stock | 29.2k | $0.00 | $0 | | 05/31/2022 |
| 05/31/2022 | NEUROONE MEDICAL TECHNOLOGIES Corp | NMTC | Grant | Option to Purchase Common Stock | 29.2k | $1.14 | $33.3k | | 05/31/2022 |
| 05/23/2022 | HELIUS MEDICAL TECHNOLOGIES, INC. | HSDT | Grant | Stock Option (Right to Buy) | 37k | $4.68 | $173.2k | | 05/23/2022 |
| 02/16/2022 | HELIUS MEDICAL TECHNOLOGIES, INC. | HSDT | Grant | Class A Common Stock | 8k | $0.00 | $0 | | 02/16/2022 |
| 12/17/2021 | HELIUS MEDICAL TECHNOLOGIES, INC. | HSDT | Purchase | Class A Common Stock | 3k | $5.31 | $15.9k | | 12/17/2021 |
| 06/14/2021 | HELIUS MEDICAL TECHNOLOGIES, INC. | HSDT | Grant | Stock Option (Right to Buy) | 77.2k | $15.57 | $1.2M | | 06/14/2021 |
| 06/02/2021 | NEUROONE MEDICAL TECHNOLOGIES Corp | NMTC | Grant | Option to Purchase Common Stock | 4.7k | $7.26 | $34k | | 06/02/2021 |
| 06/02/2021 | NEUROONE MEDICAL TECHNOLOGIES Corp | NMTC | Grant | Common Stock | 4.6k | $0.00 | $0 | | 06/02/2021 |
| 05/25/2021 | HELIUS MEDICAL TECHNOLOGIES, INC. | HSDT | Grant | Class A Common Stock | 937 | $0.00 | $0 | | 05/25/2021 |
| 05/25/2021 | HELIUS MEDICAL TECHNOLOGIES, INC. | HSDT | Grant | Stock Option (Right to Buy) | 3.1k | $13.30 | $40.7k | | 05/25/2021 |
| 05/25/2021 | Panbela Therapeutics, Inc. | SNBP | Grant | Common Stock | 4.3k | $0.00 | $0 | | 05/25/2021 |
| 05/25/2021 | Panbela Therapeutics, Inc. | SNBP | Grant | Stock Option (right to buy) | 12.4k | $4.17 | $51.6k | | 05/25/2021 |
| 12/01/2020 | Panbela Therapeutics, Inc. | SNBP | Grant | Common Stock | 2.9k | $0.00 | $0 | | 12/01/2020 |
| 06/24/2020 | Panbela Therapeutics, Inc. | SNBP | Grant | Stock Option (right to buy) | 13.7k | $4.98 | $68.2k | | 06/24/2020 |
| 06/15/2020 | NEUROONE MEDICAL TECHNOLOGIES Corp | NMTC | Exercise | Option to Purchase Common Stock | 34k | $0.04 | $1.2k | | 06/15/2020 |
| 06/02/2020 | NEUROONE MEDICAL TECHNOLOGIES Corp | NMTC | Grant | Option to Purchase Common Stock | 23.7k | $1.48 | $35.1k | | 06/02/2020 |
| 06/02/2020 | NEUROONE MEDICAL TECHNOLOGIES Corp | NMTC | Grant | Common Stock | 22.4k | $0.00 | $0 | | 06/02/2020 |
| 02/10/2020 | NEUROONE MEDICAL TECHNOLOGIES Corp | NMTC | Grant | Common Stock | 26.3k | $0.00 | $0 | | 02/10/2020 |
| 11/05/2019 | NEUROONE MEDICAL TECHNOLOGIES Corp | NMTC | Grant | Option to Purchase Common Stock | 100k | $2.14 | $214k | | 11/05/2019 |
| 06/04/2019 | NEUROONE MEDICAL TECHNOLOGIES Corp | NMTC | Grant | Common Stock | 14k | $0.00 | $0 | | 06/04/2019 |
| 06/04/2019 | NEUROONE MEDICAL TECHNOLOGIES Corp | NMTC | Grant | Option to Purchase Common Stock | 15k | $2.38 | $35.7k | | 06/04/2019 |
| 05/21/2019 | Panbela Therapeutics, Inc. | SNBP | Grant | Stock Option (right to buy) | 6.8k | $2.95 | $20.1k | | 05/21/2019 |
| 05/21/2019 | Panbela Therapeutics, Inc. | SNBP | Grant | Stock Option (right to buy) | 27k | $2.95 | $79.6k | | 05/21/2019 |
| 05/13/2019 | NEUROONE MEDICAL TECHNOLOGIES Corp | NMTC | Grant | Option to Purchase Common Stock | 45.6k | $2.38 | $108.5k | | 05/13/2019 |
| 02/20/2018 | Panbela Therapeutics, Inc. | SNBP | Purchase | Warrant (right to buy) | 3k | $5.00 | $15k | | 02/20/2018 |
| 02/20/2018 | Panbela Therapeutics, Inc. | SNBP | Purchase | Common Stock | 3k | $0.00 | $0 | | 02/20/2018 |
| 01/28/2018 | NeuroBo Pharmaceuticals, Inc. | GEMP | Grant | Employee Stock Option (right to buy) | 48k | $10.10 | $484.8k | | 01/28/2018 |
| 08/14/2017 | NeuroBo Pharmaceuticals, Inc. | GEMP | Exercise | Employee Stock Option (right to buy) | 3.2k | $3.59 | $11.5k | | 08/14/2017 |
| 08/10/2017 | NeuroBo Pharmaceuticals, Inc. | GEMP | Exercise | Employee Stock Option (right to buy) | 3k | $3.59 | $10.8k | | 08/10/2017 |
| 08/10/2017 | NeuroBo Pharmaceuticals, Inc. | GEMP | Exercise | Employee Stock Option (right to buy) | 3k | $3.59 | $10.8k | | 08/10/2017 |
| 08/04/2016 | NeuroBo Pharmaceuticals, Inc. | GEMP | Grant | Employee Stock Option (right to buy) | 210k | $10.00 | $2.1M | | 08/04/2016 |