KNAUSS ROBERT L [Rocket]

Date	Name	Symbol	Type	Security	Shares	Price	Value	Reported
03/17/2017	EQUUS TOTAL RETURN, INC.	EQS	Purchase	Common stock	21k	$2.40	$50.4k	03/17/2017
11/25/2015	EQUUS TOTAL RETURN, INC.	EQS	Purchase	Common stock	1000	$1.55	$1.5k	11/24/2015
11/25/2015	EQUUS TOTAL RETURN, INC.	EQS	Purchase	Common stock	9k	$1.55	$13.9k	11/24/2015
11/24/2015	EQUUS TOTAL RETURN, INC.	EQS	Purchase	Common stock	1000	$1.54	$1.5k	11/24/2015
11/24/2015	EQUUS TOTAL RETURN, INC.	EQS	Purchase	Common stock	9k	$1.54	$13.9k	11/24/2015
11/20/2015	EQUUS TOTAL RETURN, INC.	EQS	Purchase	Common Stock	6k	$1.52	$9.1k	11/19/2015
11/19/2015	EQUUS TOTAL RETURN, INC.	EQS	Purchase	Common Stock	5k	$1.51	$7.6k	11/19/2015
04/07/2014	EQUUS TOTAL RETURN, INC.	EQS	Purchase	Common stock	5k	$1.88	$9.4k	04/04/2014
04/04/2014	EQUUS TOTAL RETURN, INC.	EQS	Purchase	Common stock	5k	$1.88	$9.4k	04/04/2014
10/26/2011	MEXICO FUND INC	MXF	Purchase	Common Stock	2k	$22.84	$45.7k	10/26/2011
10/26/2011	MEXICO FUND INC	MXF	Purchase	Common Stock	2k	$22.84	$45.7k	10/26/2011