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Kim John Y
Date
Name
Symbol
Type
Security
Shares
Price
Value
Ownership
Reported
10/02/2023
FRANKLIN RESOURCES INC
BEN
Grant
Deferred Director's Fees (FRI)
1.3k
$24.21
$31k
10/02/2023
07/03/2023
FRANKLIN RESOURCES INC
BEN
Grant
Deferred Director's Fees (FRI)
1.2k
$26.89
$31k
07/03/2023
05/30/2023
FRANKLIN RESOURCES INC
BEN
Grant
Deferred Director's Fees (FRI)
202.3472
$24.71
$5k
05/30/2023
04/03/2023
FRANKLIN RESOURCES INC
BEN
Grant
Deferred Director's Fees (FRI)
1.2k
$26.93
$31k
04/03/2023
01/17/2023
EVERSOURCE ENERGY
ES
Grant
Common Shares, $5.00 par value
1.9k
$0.00
$0
01/17/2023
01/03/2023
FRANKLIN RESOURCES INC
BEN
Grant
Deferred Director's Fees (FRI)
1.1k
$27.12
$31k
01/03/2023
10/03/2022
FRANKLIN RESOURCES INC
BEN
Grant
Deferred Director's Fees (FRI)
1.4k
$22.44
$31k
10/03/2022
07/01/2022
FRANKLIN RESOURCES INC
BEN
Grant
Deferred Director's Fees (FRI)
1.3k
$23.58
$31k
07/01/2022
04/01/2022
FRANKLIN RESOURCES INC
BEN
Grant
Deferred Director's Fees (FRI)
1.1k
$27.93
$31k
04/01/2022
02/23/2022
FRANKLIN RESOURCES INC
BEN
Grant
Deferred Director's Fees (FRI)
5.5k
$29.03
$160k
02/23/2022
01/14/2022
EVERSOURCE ENERGY
ES
Grant
Common Shares, $5.00 par value
1.9k
$0.00
$0
01/14/2022
10/29/2021
FRANKLIN RESOURCES INC
BEN
Grant
Deferred Director's Fees (FRI)
158.7806
$31.49
$5k
10/29/2021
10/01/2021
FRANKLIN RESOURCES INC
BEN
Grant
Deferred Director's Fees (FRI)
1k
$30.10
$31k
10/01/2021
05/19/2021
BLUE OWL CAPITAL INC.
Exercise
Class B Ordinary Shares, par value $0.0001
25k
$0.00
$0
05/19/2021
02/09/2021
FRANKLIN RESOURCES INC
BEN
Grant
Deferred Director's Fees (FRI)
6k
$26.62
$160k
02/09/2021
01/15/2021
EVERSOURCE ENERGY
ES
Grant
Common Shares, $5.00 par value
1.8k
$0.00
$0
01/15/2021
03/11/2020
EVERSOURCE ENERGY
ES
Purchase
Common Shares, $5.00 par value
15k
$86.92
$1.3M
By Caroline M. Kim Trust
03/11/2020
01/15/2020
EVERSOURCE ENERGY
ES
Grant
Common Shares, $5.00 par value
1.9k
$0.00
$0
01/15/2020
06/30/2019
FISERV INC
FISV
Grant
Deferred Compensation Notional Units
256
$91.16
$23.3k
06/30/2019
05/22/2019
FISERV INC
FISV
Grant
Common Stock
2.1k
$0.00
$0
05/22/2019
03/31/2019
FISERV INC
FISV
Grant
Deferred Compensation Notional Units
264
$88.28
$23.3k
03/31/2019
01/15/2019
EVERSOURCE ENERGY
ES
Grant
Common Shares, $5.00 par value
2.1k
$0.00
$0
01/15/2019
12/31/2018
FISERV INC
FISV
Grant
Deferred Compensation Notional Units
317
$73.49
$23.3k
12/31/2018
09/30/2018
FISERV INC
FISV
Grant
Deferred Compensation Notional Units
283
$82.38
$23.3k
09/30/2018
06/30/2018
FISERV INC
FISV
Grant
Deferred Compensation Notional Units
314
$74.09
$23.3k
06/30/2018
05/23/2018
FISERV INC
FISV
Grant
Common Stock
2.7k
$0.00
$0
05/23/2018
03/31/2018
FISERV INC
FISV
Grant
Deferred Compensation Notional Units
327
$71.31
$23.3k
03/31/2018
01/16/2018
EVERSOURCE ENERGY
ES
Grant
Common Shares, $5.00 par value
2.2k
$0.00
$0
01/16/2018
06/30/2017
FISERV INC
FISV
Grant
Deferred Compensation Notional Units
191
$122.34
$23.4k
06/30/2017
12/31/2016
FISERV INC
FISV
Grant
Deferred Compensation Notional Units
184
$106.28
$19.6k
12/31/2016
07/11/2016
FISERV INC
FISV
Grant
Stock Option (right to buy)
2k
$110.30
$226.1k
07/11/2016
07/11/2016
FISERV INC
FISV
Grant
Common Stock
665
$0.00
$0
07/11/2016
09/16/2013
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
Purchase
Shares of beneficial interest
4.5k
$15.90
$71.5k
09/16/2013
09/16/2013
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
Purchase
Shares of beneficial interest
500
$15.90
$8k
09/16/2013
09/16/2013
MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD
Purchase
Shares of beneficial interest
5k
$15.85
$79.2k
09/16/2013
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