| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 10/02/2023 | Mueller Water Products, Inc. | MWA | Grant | Phantom Stock | 3.7k | $12.58 | $47k | | 08/24/2010 |
| 09/12/2023 | Mueller Water Products, Inc. | MWA | Sale | Common Stock | 250 | $13.11 | $3.3k | By Ted M. Tokarz Revocable Trust | 08/24/2010 |
| 08/21/2023 | Mueller Water Products, Inc. | MWA | Grant | Phantom Stock | 969.54 | $13.71 | $13.3k | | 08/21/2023 |
| 07/03/2023 | Mueller Water Products, Inc. | MWA | Grant | Phantom Stock | 2k | $16.21 | $32k | | 07/03/2023 |
| 05/22/2023 | Mueller Water Products, Inc. | MWA | Grant | Phantom Stock | 940.78 | $13.94 | $13.1k | | 05/22/2023 |
| 04/03/2023 | Mueller Water Products, Inc. | MWA | Grant | Phantom Stock | 2.9k | $13.80 | $39.5k | | 04/03/2023 |
| 02/21/2023 | Mueller Water Products, Inc. | MWA | Grant | Phantom Stock | 930.19 | $13.85 | $12.9k | | 02/21/2023 |
| 02/07/2023 | Mueller Water Products, Inc. | MWA | Grant | Restricted Stock Unit | 8.3k | $0.00 | $0 | | 02/07/2023 |
| 01/03/2023 | Mueller Water Products, Inc. | MWA | Grant | Phantom Stock | 3.1k | $10.83 | $33.5k | | 01/03/2023 |
| 12/06/2022 | Mueller Water Products, Inc. | MWA | Sale | Common Stock | 4.2k | $11.34 | $47.5k | | 12/06/2022 |
| 12/06/2022 | Mueller Water Products, Inc. | MWA | Exercise | Stock Option (Right to Buy) | 12.6k | $5.91 | $74.3k | | 12/06/2022 |
| 11/21/2022 | Mueller Water Products, Inc. | MWA | Grant | Phantom Stock | 1.1k | $11.58 | $12.6k | | 11/21/2022 |
| 10/03/2022 | Mueller Water Products, Inc. | MWA | Grant | Phantom Stock | 3.2k | $10.45 | $33.5k | | 10/03/2022 |
| 08/22/2022 | Mueller Water Products, Inc. | MWA | Grant | Phantom Stock | 994.36 | $11.83 | $11.8k | | 08/22/2022 |
| 07/01/2022 | Mueller Water Products, Inc. | MWA | Grant | Phantom Stock | 2.1k | $11.74 | $24.5k | | 07/01/2022 |
| 05/20/2022 | Mueller Water Products, Inc. | MWA | Grant | Phantom Stock | 1k | $11.56 | $11.6k | | 05/20/2022 |
| 04/01/2022 | Mueller Water Products, Inc. | MWA | Grant | Phantom Stock | 2.2k | $12.95 | $29k | | 04/01/2022 |
| 02/21/2022 | Mueller Water Products, Inc. | MWA | Grant | Phantom Stock | 894.31 | $12.75 | $11.4k | | 02/21/2022 |
| 02/07/2022 | Mueller Water Products, Inc. | MWA | Grant | Restricted Stock Unit | 8.8k | $0.00 | $0 | | 02/07/2022 |
| 01/03/2022 | Mueller Water Products, Inc. | MWA | Grant | Phantom Stock | 1.9k | $14.25 | $27.5k | | 01/03/2022 |
| 12/09/2021 | Mueller Water Products, Inc. | MWA | Exercise | Stock Option (Right to Buy) | 7k | $2.79 | $19.4k | | 12/09/2021 |
| 11/22/2021 | Mueller Water Products, Inc. | MWA | Grant | Phantom Stock | 766.6 | $14.67 | $11.2k | | 11/22/2021 |
| 10/01/2021 | Mueller Water Products, Inc. | MWA | Grant | Phantom Stock | 1.7k | $15.30 | $26.3k | | 10/01/2021 |
| 08/20/2021 | Mueller Water Products, Inc. | MWA | Grant | Phantom Stock | 683.92 | $15.40 | $10.5k | | 08/20/2021 |
| 07/01/2021 | Mueller Water Products, Inc. | MWA | Grant | Phantom Stock | 1.6k | $14.82 | $23.2k | | 07/01/2021 |
| 05/20/2021 | Mueller Water Products, Inc. | MWA | Grant | Phantom Stock | 729.22 | $14.27 | $10.4k | | 05/20/2021 |
| 04/01/2021 | Mueller Water Products, Inc. | MWA | Grant | Phantom Stock | 2.2k | $14.16 | $30.7k | | 04/01/2021 |
| 02/22/2021 | Mueller Water Products, Inc. | MWA | Grant | Phantom Stock | 784.93 | $13.05 | $10.2k | | 02/22/2021 |
| 02/09/2021 | Mueller Water Products, Inc. | MWA | Grant | Restricted Stock Unit | 8.2k | $0.00 | $0 | | 02/09/2021 |
| 01/04/2021 | Mueller Water Products, Inc. | MWA | Grant | Phantom Stock | 2k | $12.10 | $24.8k | | 01/04/2021 |
| 12/23/2020 | MVC CAPITAL, INC. | MVC | Disposition | Common Stock, $0.01 par value | 1M | $0.00 | $0 | | 12/23/2020 |
| 10/01/2020 | Mueller Water Products, Inc. | MWA | Grant | Phantom Stock | 2.7k | $10.34 | $27.8k | | 10/01/2020 |
| 07/16/2020 | EQUUS TOTAL RETURN, INC. | EQS | Sale | Common Stock, par value $0.001 per share | 3.2M | $1.17 | $3.8M | See Footnote | 07/16/2020 |
| 07/01/2020 | Mueller Water Products, Inc. | MWA | Grant | Phantom Stock | 1.9k | $9.18 | $17.4k | | 01/02/2020 |
| 04/01/2020 | Mueller Water Products, Inc. | MWA | Grant | Phantom Stock | 3.9k | $7.19 | $27.7k | | 01/02/2020 |
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