| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 03/19/2019 | Lineage Cell Therapeutics, Inc. | BTX | Grant | Option to Purchase Common Shares | 350k | $1.57 | $549.5k | | 03/19/2019 |
| 03/01/2019 | Asterias Biotherapeutics, Inc. | AST | Payment of Exercise | Common Stock | 48.8k | $0.95 | $46.4k | | 03/01/2019 |
| 03/01/2019 | Asterias Biotherapeutics, Inc. | AST | Grant | Common Stock | 156.5k | $0.00 | $0 | | 03/01/2019 |
| 01/02/2019 | Asterias Biotherapeutics, Inc. | AST | Payment of Exercise | Common Stock | 20.4k | $0.68 | $13.9k | | 01/02/2019 |
| 03/30/2018 | Asterias Biotherapeutics, Inc. | AST | Payment of Exercise | Common Stock | 6.5k | $1.45 | $9.4k | | 03/30/2018 |
| 03/15/2018 | Asterias Biotherapeutics, Inc. | AST | Grant | Stock Options | 150k | $1.95 | $292.5k | | 03/15/2018 |
| 03/15/2018 | Asterias Biotherapeutics, Inc. | AST | Payment of Exercise | Common Stock | 22.7k | $1.95 | $44.2k | | 03/15/2018 |
| 03/15/2018 | Asterias Biotherapeutics, Inc. | AST | Grant | Common Stock | 74k | $0.00 | $0 | | 03/15/2018 |
| 03/15/2018 | Asterias Biotherapeutics, Inc. | AST | Grant | Common Stock (restricted stock units) | 50k | $0.00 | $0 | | 03/15/2018 |
| 06/05/2017 | Asterias Biotherapeutics, Inc. | AST | Payment of Exercise | Common Stock | 6.7k | $3.20 | $21.6k | | 06/05/2017 |
| 03/30/2017 | Asterias Biotherapeutics, Inc. | AST | Grant | | 75k | $0.00 | $0 | | 03/30/2017 |
| 03/30/2017 | Asterias Biotherapeutics, Inc. | AST | Grant | Common Stock | 16.9k | $0.00 | $0 | | 03/30/2017 |
| 01/09/2017 | Asterias Biotherapeutics, Inc. | AST | Sale | Common Stock | 3.4k | $4.60 | $15.7k | | 01/09/2017 |
| 01/09/2017 | Asterias Biotherapeutics, Inc. | AST | Payment of Exercise | Common Stock | 2.1k | $0.00 | $0 | | 01/09/2017 |
| 12/27/2016 | Asterias Biotherapeutics, Inc. | AST | Sale | Common Stock | 2.5k | $5.00 | $12.5k | | 12/27/2016 |
| 12/27/2016 | Asterias Biotherapeutics, Inc. | AST | Exercise | Options to Purchase Common Stock | 2.5k | $2.34 | $5.8k | | 12/27/2016 |
| 11/17/2016 | Asterias Biotherapeutics, Inc. | AST | Exercise | Options to Purchase Common Stock | 2.5k | $2.34 | $5.8k | | 11/17/2016 |
| 11/17/2016 | Asterias Biotherapeutics, Inc. | AST | Sale | Common Stock | 2.5k | $5.00 | $12.5k | | 11/17/2016 |
| 10/06/2016 | Asterias Biotherapeutics, Inc. | AST | Payment of Exercise | Common Stock | 2.1k | $0.00 | $0 | | 10/06/2016 |
| 10/06/2016 | Asterias Biotherapeutics, Inc. | AST | Sale | Common Stock | 3.4k | $4.12 | $14.1k | | 10/06/2016 |
| 09/09/2016 | Asterias Biotherapeutics, Inc. | AST | Sale | Common Stock | 3.2k | $3.58 | $11.4k | | 09/08/2016 |
| 09/08/2016 | Asterias Biotherapeutics, Inc. | AST | Sale | Common Stock | 11.6k | $3.50 | $40.5k | | 09/08/2016 |
| 03/25/2016 | Asterias Biotherapeutics, Inc. | AST | Grant | Restricted Stock Units | 21.9k | $0.00 | $0 | | 03/25/2016 |
| 02/28/2016 | Asterias Biotherapeutics, Inc. | AST | Grant | Stock Options (right to buy) | 120k | $3.64 | $436.8k | | 02/28/2016 |
| 09/15/2015 | Asterias Biotherapeutics, Inc. | AST | Sale | Series A Common Stock | 2.9k | $6.00 | $17.3k | | 09/15/2015 |
| 06/30/2015 | Asterias Biotherapeutics, Inc. | AST | Payment of Exercise | Series A Common Stock | 1.7k | $4.60 | $7.7k | | 06/30/2015 |