| Date | Name | Symbol | Type | Security | Shares | Price | Value | Ownership | Reported |
| 04/06/2020 | First Wave BioPharma, Inc. | AZRX | Grant | Options | 80k | $0.97 | $77.6k | | 04/06/2020 |
| 12/28/2018 | First Wave BioPharma, Inc. | AZRX | Purchase | Common Stock | 38.6k | $1.30 | $50k | | 12/28/2018 |
| 07/12/2018 | First Wave BioPharma, Inc. | AZRX | Grant | Common Stock | 200k | $0.00 | $0 | | 07/12/2018 |
| 11/10/2017 | First Wave BioPharma, Inc. | AZRX | Exercise (in-the-money or at-the-money) | | 100k | $1.00 | $100k | | 11/10/2017 |
| 02/03/2017 | First Wave BioPharma, Inc. | AZRX | Grant | Options | 100k | $4.48 | $448k | | 02/03/2017 |
| 01/07/2014 | FLUOROPHARMA MEDICAL, INC. | FPMI | Grant | Common Stock Purchase Warrants | 10k | $0.83 | $8.3k | | 01/07/2014 |
| 01/07/2014 | FLUOROPHARMA MEDICAL, INC. | FPMI | Purchase | Common Stock | 10k | $0.50 | $5k | | 01/07/2014 |
| 09/25/2013 | FLUOROPHARMA MEDICAL, INC. | FPMI | Grant | Common Stock Purchase Warrants | 25k | $0.83 | $20.7k | | 09/25/2013 |
| 09/25/2013 | FLUOROPHARMA MEDICAL, INC. | FPMI | Grant | Series B Convertible Preferred Stock | 18.8k | $0.80 | $15k | | 09/25/2013 |
| 06/18/2013 | Protea Biosciences Group, Inc. | PRGB | Grant | Stock Option | 22.1k | $0.55 | $12.1k | | 01/28/2013 |
| 01/28/2013 | Protea Biosciences Group, Inc. | PRGB | Grant | Stock Option | 58k | $0.55 | $31.9k | | 01/28/2013 |
| 09/12/2012 | FLUOROPHARMA MEDICAL, INC. | FPMI | Purchase | Common Stock | 50k | $0.80 | $40k | | 09/12/2012 |